Assurant Insider Sengupta Files Form 4, No Transactions Disclosed

TL;DR

**Assurant insider filed a Form 4, but no stock trades were reported.**

AI Summary

This Form 4 filing, dated March 23, 2026, indicates that Subhashish Sengupta, an insider at Assurant, Inc. (CIK: 0001267238), has filed a statement of changes in beneficial ownership of securities. While the filing confirms Sengupta's reporting status and connection to Assurant, it does not detail any specific transactions (buys or sells) of Assurant stock. This matters to investors because Form 4s typically disclose insider trading activity, which can signal management's confidence (or lack thereof) in the company's future, but this particular filing is merely an initial or updated reporting statement without transaction specifics.

Why It Matters

Investors often watch Form 4 filings for insider trading signals, as these can indicate management's view on the company's stock value. However, this filing only establishes Sengupta's reporting status without revealing any actual stock transactions.

Risk Assessment

Risk Level: low — This filing is administrative and does not disclose any transactions that would directly impact the stock's risk profile.

Analyst Insight

An investor should note that while an insider filed a Form 4, this specific filing does not contain any actionable information regarding stock purchases or sales, so no immediate action is warranted based solely on this document.

Key Players & Entities

• Sengupta Subhashish (person) — Reporting Person
• ASSURANT, INC. (company) — Issuer
• 0002087084 (person) — CIK of Reporting Person
• 0001267238 (company) — CIK of Issuer

FAQ

Key Financial Figures

• $210.4000 — ple transactions at prices ranging from $210.4000 through $210.7000, inclusive. The Repor
• $210 — t prices ranging from $210.4000 through $210.7000, inclusive. The Reporting Person u

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 6KB
• 0001193125-26-119849.txt ( ) — 7KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Sengupta Subhashish (Last) (First) (Middle) C/O ASSURANT, INC. 260 INTERSTATE NORTH CIRCLE S.E. (Street) ATLANTA GEORGIA 30339 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol ASSURANT, INC. [ AIZ ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) EVP, Chief People Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/19/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/19/2026 S 20 D $ 215 4,775.014 (1) D Common Stock 03/20/2026 S 1,880 D $ 210.53 (2) 2,895.014 (1) D Common Stock 930.344 I By 401(k) Plan (3) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. Includes restricted stock units. 2. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.4000 through $210.7000, inclusive. The Reporting Person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. 3. Indirectly held shares of common stock of Assurant, Inc. under the Assurant, Inc. 401(k) Plan as of December 31, 2025. /s/ Anne Holman, Attorney-in-Fact 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR