CNO Financial Insider Goldberg Files Form 4 on Ownership Change
| Field | Detail |
|---|---|
| Company | Goldberg Scott L. |
| Form Type | 4 |
| Filed Date | Mar 23, 2026 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Key Dollar Amounts | $39.75, $40.295, $39.28, $39.96 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: insider-filing, form-4, ownership-change
TL;DR
**CNO Financial insider Scott Goldberg just filed a Form 4, signaling a change in his ownership.**
AI Summary
Scott L. Goldberg, an insider at CNO Financial Group, Inc., filed a Form 4 on March 23, 2026, indicating a change in his beneficial ownership of the company's securities as of March 19, 2026. This filing, while not detailing specific transactions, signals that an executive's stake in the company has been adjusted. For investors, this matters because changes in insider holdings can sometimes be an early indicator of management's confidence (or lack thereof) in the company's future prospects, potentially influencing stock performance.
Why It Matters
Changes in insider ownership can signal management's view of the company's future, which can influence investor sentiment and stock price.
Risk Assessment
Risk Level: low — This filing is purely informational and does not inherently indicate a positive or negative event without transaction details.
Analyst Insight
A smart investor would await the full details of the Form 4 to understand the nature of the ownership change (e.g., buy, sell, grant) before making any investment decisions, as this filing only indicates a change occurred, not the specifics.
Key Players & Entities
- Goldberg Scott L. (person) — Reporting Person, an insider at CNO Financial Group, Inc.
- CNO Financial Group, Inc. (company) — Issuer of the securities
- 0001740471 (person) — CIK for Goldberg Scott L.
- 0001224608 (company) — CIK for CNO Financial Group, Inc.
FAQ
Who is the reporting person in this Form 4 filing?
The reporting person is Goldberg Scott L., identified by CIK 0001740471.
What company's securities are involved in this filing?
The securities are those of CNO Financial Group, Inc., identified as the Issuer with CIK 0001224608.
When was this Form 4 filed and what is the period of report?
This Form 4 was filed on March 23, 2026, and the period of report is March 19, 2026.
Filing Stats: 806 words · 3 min read · ~3 pages · Grade level 7.3 · Accepted 2026-03-23 16:47:46
Key Financial Figures
- $39.75 — Shares were sold at prices ranging from $39.75 per share to $40.295 per share. Reporti
- $40.295 — prices ranging from $39.75 per share to $40.295 per share. Reporting person will provid
- $39.28 — Shares were sold at prices ranging from $39.28 per share to $39.96 per share. Reportin
- $39.96 — prices ranging from $39.28 per share to $39.96 per share. Reporting person will provid
Filing Documents
- wk-form4_1774298861.html (4)
- wk-form4_1774298861.xml (4) — 12KB
- 0001740471-26-000006.txt ( ) — 14KB
From the Filing
SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). X Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Goldberg Scott L. (Last) (First) (Middle) C/O CNO FINANCIAL GROUP, INC. 11299 ILLINOIS STREET, SUITE 200 (Street) CARMEL INDIANA 46032 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol CNO Financial Group, Inc. [ CNO ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) President, Consumer Division 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/19/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/19/2026 M 11,060 A $ 21.06 225,584 D Common Stock 03/19/2026 S 11,060 (1) D $ 39.9709 (2) 214,524 D Common Stock 03/20/2026 M 11,060 A $ 21.06 225,584 D Common Stock 03/20/2026 S 11,060 (1) D $ 39.543 (3) 214,524 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Employee Stock Option (Right to Buy) $ 21.06 03/19/2026 M 11,060 (4) 02/23/2027 Common Stock 22,120 $ 0 11,060 D Employee Stock Option (Right to Buy) $ 21.06 03/20/2026 M 11,060 (4) 02/23/2027 Common Stock 11,060 $ 0 0 D Explanation of Responses: 1. Shares sold pursuant to a Rule 10b5-1 trading plan adopted on November 6, 2025. 2. Reflects the weighted average sale price. Shares were sold at prices ranging from $39.75 per share to $40.295 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. 3. Reflects the weighted average sale price. Shares were sold at prices ranging from $39.28 per share to $39.96 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. 4. One-half of the stock options vested and became exercisable on February 23, 2019, and one-half vested and became exercisable on February 23, 2020. Remarks: Heidi M. Krings, Attorney-in-Fact 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unle