Insider Trading Activity Reported for Heritage Insurance Holdings

TL;DR

**Insider Ernie J. Garateix filed a Form 4 for Heritage Insurance Holdings, signaling recent changes in his stock ownership.**

AI Summary

On March 20, 2026, Ernie J. Garateix, an insider at Heritage Insurance Holdings, Inc. (CIK: 0001598665), filed a Form 4 indicating changes in his beneficial ownership of the company's securities. This filing, accepted on March 23, 2026, is crucial for investors as it provides transparency into the trading activities of key executives, which can signal their confidence (or lack thereof) in the company's future performance. Understanding these insider transactions helps shareholders gauge potential future stock movements and the health of the company.

Why It Matters

Insider trading activity can signal management's confidence in the company's future, influencing investor sentiment and stock price.

Risk Assessment

Risk Level: medium — The filing itself doesn't detail the transaction (buy/sell), so the risk depends on the nature of the undisclosed transaction.

Analyst Insight

An investor should investigate the full Form 4 document to determine if Ernie J. Garateix bought or sold shares, as this will dictate the sentiment and potential impact on Heritage Insurance Holdings, Inc. stock.

Key Players & Entities

• Garateix Ernie J (person) — Reporting Person
• Heritage Insurance Holdings, Inc. (company) — Issuer
• 0001607776 (person) — CIK of Reporting Person
• 0001598665 (company) — CIK of Issuer

Forward-Looking Statements

• The stock price of Heritage Insurance Holdings, Inc. will react based on whether the undisclosed transaction was a buy or sell. (Heritage Insurance Holdings, Inc.) — medium confidence, target: 2026-03-24

FAQ

Key Financial Figures

• $25.12 — pursuant to the transaction range from $25.12 to $25.715 per share. The Reporting Per
• $25.715 — to the transaction range from $25.12 to $25.715 per share. The Reporting Person, upon r

Filing Documents

• wk-form4_1774299656.html (4)
• wk-form4_1774299656.xml (4) — 4KB
• 0001607776-26-000010.txt ( ) — 5KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). X Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Garateix Ernie J (Last) (First) (Middle) C/O HERITAGE INSURANCE HOLDINGS, INC. 1401 N. WESTSHORE BLVD (Street) TAMPA FLORIDA 33607 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol Heritage Insurance Holdings, Inc. [ HRTG ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner X Officer (give title below) Other (specify below) Chief Executive Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/20/2026 S 8,334 (1) D $ 25.3875 (2) 1,069,289 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted on June 13, 2025. 2. Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction range from $25.12 to $25.715 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Remarks: /s/ Ernie J. Garateix 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR