Kinderhook Strategic Opportunities Fund I Files Exempt Offering

TL;DR

**Kinderhook Strategic Opportunities Fund I just filed a Form D, signaling they're raising new capital for private investments.**

AI Summary

Kinderhook Strategic Opportunities Fund I, L.P. filed a Form D on March 23, 2026, indicating an exempt offering of securities. This filing, under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, signals that the fund is raising capital from a limited number of sophisticated investors, likely for a private equity or venture capital strategy. For investors, this means Kinderhook is actively seeking or has recently secured new funding, which could fuel future investments and potentially increase the value of its portfolio companies, indirectly benefiting any related public entities or future IPOs.

Why It Matters

This filing shows Kinderhook Strategic Opportunities Fund I, L.P. is raising capital, which could lead to new investments and growth opportunities for the fund and its portfolio.

Risk Assessment

Risk Level: low — A Form D filing is a notice of an exempt offering and does not inherently carry significant risk for public investors, as it pertains to private capital raising.

Analyst Insight

Investors should monitor Kinderhook's future investment activities, as new capital raised could lead to acquisitions or investments in companies that may eventually go public or impact related sectors.

Key Players & Entities

• Kinderhook Strategic Opportunities Fund I, L.P. (company) — the filer of the Form D
• 0002104102 (company) — the CIK of the filer
• 2026-03-23 (date) — the filing and acceptance date of the Form D

FAQ

Key Financial Figures

• $1 — enues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,
• $1,000,000 — No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,
• $5,000,000 — Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001
• $1,000,001 — e   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000
• $5,000,001 — $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
• $25,000,000 — $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001
• $25,000,001 — $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
• $50,000,000 — 5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,0
• $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $1
• $50,000,001 — 0,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   O

Filing Documents

• primary_doc.html (D)
• primary_doc.xml (D) — 8KB
• 0002104102-26-000001.txt ( ) — 9KB

From the Filing

Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other   Name of Issuer   Kinderhook Strategic Opportunities Fund I, L.P. Jurisdiction of Incorporation/Organization DELAWARE   Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2025 Yet to Be Formed           2. Principal Place of Business and Contact Information Name of Issuer   Kinderhook Strategic Opportunities Fund I, L.P. Street Address 1 Street Address 2   505 FIFTH AVENUE, 25TH FLOOR     NEW YORK   NEW YORK     10017   212-201-6780   3. Related Persons Last Name First Name Middle Name Michalik Robert Eric Street Address 1 Street Address 2   505 Fifth Avenue, 25th Floor       New York   NEW YORK   10017   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Managing Director of the General Partner of the Issuer. Last Name First Name Middle Name Michalik Christian Peter Street Address 1 Street Address 2   505 Fifth Avenue, 25th Floor       New York   NEW YORK   10017   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Managing Director of the General Partner of the Issuer. Last Name First Name Middle Name Tuttle Thomas Louis Street Address 1 Street Address 2   505 Fifth Avenue, 25th Floor       New York   NEW YORK   10017   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary)   4. Industry Group   Agriculture Banking & Financial Services     Commercial Banking     Insurance   Investing     Investment Banking     Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes  No   Other Banking & Financial Services   Business Services Energy     Coal Mining     Electric Utilities     Energy Conservation     Environmental Services     Oil & Gas     Other Energy Health Care     Biotechnology     Health Insurance     Hospitals & Physicians     Pharmaceuticals     Other Health Care                         Manufacturing Real Estate   Commercial   Construction   REITS & Finance   Residential Other Real Estate   Retailing Restaurants Technology   Computers   Telecommunications   Other Technology Travel   Airlines & Airports   Lodging & Conventions   Tourism & Travel Services   Other Travel Other        5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   Over $100,000,000   Decline to Disclose   Decline to Disclose   Not Applicable   Not Applicable   6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b)         Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7)     7. Type of Filing   New Notice Date of First Sale       First Sale Yet to Occur   Amendment     8. Duration of Offering Does the Issuer intend this offering to last more than one year?   Yes   No     9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe)       10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?   Yes   No Clarification of Response (if Necessary)       11. Minimum Investment Minimum investment accepted from any outside investor $   0 USD 12. Sales Compensation Recipient   Recipient CRD Number None   UBS Securities LLC   7654 (Associated) Broker or Dealer None (Associated) Broker or Dealer CRD Number None         Street Address 1       Street Address 2 11 Madison Avenue     New York   NEW YORK   10010   13. Offering and Sales Am

View Full Filing

View this D filing on SEC EDGAR