Finality Credit Opportunities Fund LP Files D for Exempt Offering

TL;DR

**Finality Credit Opportunities Fund LP just filed a D, meaning they're raising private money.**

AI Summary

Finality Credit Opportunities Fund LP filed a Form D on March 23, 2026, indicating an exempt offering of securities under Section 3(c)(7) of the Investment Company Act. This filing signals that the fund is raising capital from a limited number of sophisticated investors, likely for a credit-focused investment strategy. For potential investors, this means the fund is actively seeking private capital, and its performance will depend on its ability to deploy this capital effectively in credit markets.

Why It Matters

This filing signals that Finality Credit Opportunities Fund LP is raising private capital, which could impact its future investment capacity and potential returns for its limited partners.

Risk Assessment

Risk Level: medium — The risk level is medium because while it's a standard filing for private funds, the success of the offering and subsequent investments carry inherent market risks.

Analyst Insight

Investors should monitor future filings from Finality Credit Opportunities Fund LP for updates on the capital raised and its deployment, as this will indicate the fund's growth and investment activity.

Key Players & Entities

• Finality Credit Opportunities Fund LP (company) — the filer of the Form D
• 0002121927 (company) — CIK of the filer
• DE (company) — State of Incorporation for the filer
• 412728706 (company) — EIN of the filer

Forward-Looking Statements

• Finality Credit Opportunities Fund LP will successfully raise capital through this exempt offering. (Finality Credit Opportunities Fund LP) — medium confidence, target: 2026-12-31

FAQ

Key Financial Figures

• $1 — enues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,
• $1,000,000 — No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,
• $5,000,000 — Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001
• $1,000,001 — e   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000
• $5,000,001 — $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
• $25,000,000 — $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001
• $25,000,001 — $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
• $50,000,000 — 5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,0
• $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $1
• $50,000,001 — 0,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   O

Filing Documents

• primary_doc.html (D)
• primary_doc.xml (D) — 9KB
• 0002121927-26-000001.txt ( ) — 10KB

From the Filing

Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other   Name of Issuer   Finality Credit Opportunities Fund LP Jurisdiction of Incorporation/Organization DELAWARE   Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2025 Yet to Be Formed           2. Principal Place of Business and Contact Information Name of Issuer   Finality Credit Opportunities Fund LP Street Address 1 Street Address 2   9903 S. SANTA MONICA BOULEVARD   #2900   BEVERLY HILLS   CALIFORNIA     90212   424-235-0092   3. Related Persons Last Name First Name Middle Name Finality Credit Opportunities Fund GP LLC N/A Street Address 1 Street Address 2   9903 S. Santa Monica Blvd.     #2900   Beverly Hills   CALIFORNIA   90212   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) General Partner of the Issuer Last Name First Name Middle Name Finality CP Management LLC N/A Street Address 1 Street Address 2   9903 S. Santa Monica Blvd.     #2900   Beverly Hills   CALIFORNIA   90212   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Investment Manager of the Issuer Last Name First Name Middle Name Mokeddem Kamal Street Address 1 Street Address 2   9903 S. Santa Monica Blvd.     #2900   Beverly Hills   CALIFORNIA   90212   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Managing Member of the General Partner and Investment Manager Last Name First Name Middle Name Winnick Adam Street Address 1 Street Address 2   9903 S. Santa Monica Blvd.     #2900   Beverly Hills   CALIFORNIA   90212   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Managing Member of the General Partner and Investment Manager Last Name First Name Middle Name Grider David Street Address 1 Street Address 2   9903 S. Santa Monica Blvd.     #2900   Beverly Hills   CALIFORNIA   90212   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Partner of the Investment Manager 4. Industry Group   Agriculture Banking & Financial Services     Commercial Banking     Insurance   Investing     Investment Banking     Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes  No   Other Banking & Financial Services   Business Services Energy     Coal Mining     Electric Utilities     Energy Conservation     Environmental Services     Oil & Gas     Other Energy Health Care     Biotechnology     Health Insurance     Hospitals & Physicians     Pharmaceuticals     Other Health Care                         Manufacturing Real Estate   Commercial   Construction   REITS & Finance   Residential Other Real Estate   Retailing Restaurants Technology   Computers   Telecommunications   Other Technology Travel   Airlines & Airports   Lodging & Conventions   Tourism & Travel Services   Other Travel Other        5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   Over $100,000,000   Decline to Disclose   Decline to Disclose   Not Applicable   Not Applicable   6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b)         Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7)     7. Type of Filing   New Notice Date of First Sale   2026-01-01   First Sale Yet to Occur   Amendment     8. Duration of Offering Does the Issuer intend this offering to last more than one year?   Yes   No     9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or

View Full Filing

View this D filing on SEC EDGAR