O'Dowd William IV Reports Change in Dolphin Entertainment Ownership

TL;DR

**Insider William IV O'Dowd filed a Form 4 for Dolphin Entertainment, signaling a change in his holdings.**

AI Summary

This Form 4 filing indicates that William IV O'Dowd, a reporting person for Dolphin Entertainment, Inc., had a change in beneficial ownership of securities. While the filing itself doesn't detail specific transactions like buys or sells, it signals that O'Dowd's holdings in Dolphin Entertainment (ticker: DLPN) have been updated as of March 23, 2026. This matters to investors because changes in ownership by key insiders can sometimes signal their confidence (or lack thereof) in the company's future prospects.

Why It Matters

Insider transaction filings like this provide transparency into how executives and directors are managing their stakes in the company, which can influence investor sentiment.

Risk Assessment

Risk Level: low — This filing is purely administrative, reporting a change in beneficial ownership, and does not inherently indicate a high risk.

Analyst Insight

Investors should monitor subsequent Form 4 filings from William IV O'Dowd to see if this change in beneficial ownership leads to specific buy or sell transactions, which would provide more actionable insight into his confidence in Dolphin Entertainment.

Key Players & Entities

• O'Dowd William IV (person) — Reporting Person
• Dolphin Entertainment, Inc. (company) — Issuer
• 0001520776 (person) — CIK of O'Dowd William IV
• 0001282224 (company) — CIK of Dolphin Entertainment, Inc.

FAQ

Key Financial Figures

• $1.56 — ple transactions at prices ranging from $1.56 to $1.62, inclusive. The reporting pers
• $1 — actions at prices ranging from $1.56 to $1.62, inclusive. The reporting person und

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 5KB
• 0001079973-26-000351.txt ( ) — 7KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). X Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * O'Dowd William IV (Last) (First) (Middle) C/O DOLPHIN ENTERTAINMENT, INC. 150 ALHAMBRA CIRCLE, SUITE 1200 (Street) CORAL GABLES FLORIDA 33134 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol Dolphin Entertainment, Inc. [ DLPN ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner X Officer (give title below) Other (specify below) Chief Executive Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/23/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/23/2026 P 3,100 A $ 1.59 (1) 453,190 D Common Stock 54,535 I By Dolphin Entertainment, LLC (2) Common Stock 62,106 I By Dolphin Digital Media Holdings, LLC (3) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.56 to $1.62, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4. 2. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV. 3. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV. /s/ William O'Dowd IV 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

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