Insider Sousa reports ownership change in Orange County Bancorp

TL;DR

**Insider Gregory Sousa filed a Form 4 for Orange County Bancorp, signaling a change in his holdings.**

AI Summary

This Form 4 filing, dated March 23, 2026, indicates that Gregory Sousa, an insider at Orange County Bancorp, Inc. /DE/, has reported changes in his beneficial ownership of the company's securities. While the filing itself doesn't detail the specific transaction (buy or sell), it signals that an executive's stake in the company has shifted as of the report period, March 19, 2026. This matters to investors because insider transactions can sometimes signal management's confidence (or lack thereof) in the company's future prospects, potentially influencing stock price.

Why It Matters

Insider transactions can provide clues about how executives view their company's future, which can influence investor sentiment and stock valuation.

Risk Assessment

Risk Level: low — This filing is purely a disclosure of a change in ownership, not an event that inherently carries high risk.

Analyst Insight

Investors should look for the specific details of the transaction (buy or sell, number of shares, price) within the full Form 4 document to understand the implications of Gregory Sousa's change in ownership.

Key Players & Entities

• Sousa Gregory (person) — Reporting person, an insider at Orange County Bancorp, Inc.
• Orange County Bancorp, Inc. /DE/ (company) — The issuer of the securities, a State Commercial Bank
• 0001875279 (person) — CIK for Sousa Gregory
• 0001754226 (company) — CIK for Orange County Bancorp, Inc. /DE/

FAQ

Filing Documents

• rdgdoc.html (4)
• rdgdoc.xml (4) — 7KB
• 0001437749-26-009459.txt ( ) — 9KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Sousa Gregory (Last) (First) (Middle) 212 DOLSON AVENUE (Street) MIDDLETOWN NEW YORK 10940 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol Orange County Bancorp, Inc. /DE/ [ OBT ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) EVP and Deputy CLO 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/19/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/19/2026 A 5,056 (3) A $ 0 14,926 (1) (2) D Common Stock 03/19/2026 F 1,307 D $ 31.15 13,619 (1) (2) D Common Stock 7,065 (4) I By 401(k) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Phantom Stock (5) (5) (5) Common Stock 4,943 4,943 D Explanation of Responses: 1. Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025. 2. Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026. 3. Restricted stock units which vest at a rate of 1/3 per year commencing on March 19, 2027. 4. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. 5. Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election. /s/ Jennifer Staub, pursuant to power of attorney 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

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View this 4 filing on SEC EDGAR