OKTA Insider Addison James Files Form 4 on March 23, 2026
| Field | Detail |
|---|---|
| Company | Addison Jonathan James |
| Form Type | 4 |
| Filed Date | Mar 23, 2026 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: insider-filing, form-4, ownership-change
Related Tickers: OKTA
TL;DR
**OKTA insider Addison James filed a Form 4, signaling potential ownership changes.**
AI Summary
This Form 4 filing indicates that Addison Jonathan James, an insider at Okta, Inc. (OKTA), filed a statement of changes in beneficial ownership of securities on March 23, 2026, for a period ending March 19, 2026. While the filing itself doesn't detail specific transactions, it signals that an insider's holdings may have changed, which is important for investors as insider activity can sometimes hint at future company performance or management's confidence. Investors should monitor subsequent filings to see if this was a buy or sell.
Why It Matters
Insider filings like this can signal changes in ownership by key personnel, which investors often watch for clues about a company's health or future prospects.
Risk Assessment
Risk Level: low — This filing is purely administrative and does not disclose any specific transactions, thus posing minimal direct risk.
Analyst Insight
Investors should monitor subsequent Form 4 filings from Addison Jonathan James to determine the nature (buy or sell) and size of the transaction, as this filing only indicates a change occurred but not the specifics.
Key Players & Entities
- Addison Jonathan James (person) — Reporting Person
- Okta, Inc. (company) — Issuer
- 0002010033 (person) — CIK of Addison Jonathan James
- 0001660134 (company) — CIK of Okta, Inc.
FAQ
What is the purpose of this Form 4 filing by Addison Jonathan James?
This Form 4 is a 'Statement of changes in beneficial ownership of securities,' indicating that Addison Jonathan James, an insider at Okta, Inc., has had a change in their ownership of company securities as of the period ending March 19, 2026.
When was this Form 4 filed and accepted?
The Form 4 was filed and accepted on March 23, 2026, at 18:04:39.
Which company is associated with this filing?
This filing is associated with Okta, Inc., which is listed as the 'Issuer' with CIK 0001660134.
Filing Stats: 828 words · 3 min read · ~3 pages · Grade level 8 · Accepted 2026-03-23 18:04:39
Filing Documents
- wk-form4_1774303476.html (4)
- wk-form4_1774303476.xml (4) — 9KB
- 0002010033-26-000003.txt ( ) — 11KB
From the Filing
SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Addison Jonathan James (Last) (First) (Middle) 100 FIRST STREET, SUITE 600 (Street) SAN FRANCISCO CALIFORNIA 94105 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol Okta, Inc. [ OKTA ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Revenue Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/19/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 27,668 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units (1) 03/19/2026 A 55,426 (2) (2) Class A Common Stock 55,426 $ 0 55,426 D Restricted Stock Units (1) (3) (3) Class A Common Stock 10,773 10,773 D Restricted Stock Units (1) (4) (4) Class A Common Stock 5,810 5,810 D Restricted Stock Units (1) (5) (5) Class A Common Stock 24,640 24,640 D Explanation of Responses: 1. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. 2. 8.33% of the shares underlying the RSU shall vest on June 15, 2026, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 3. 8.33% of the shares underlying the RSU vested on March 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 4. 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 5. 8.33% of the shares underlying the RSU vested on June 15, 2025, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Remarks: /s/ Larissa Schwartz, attorney-in-fact of the Reporting Person 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of wh