Okta Insider Kelleher Files Form 4; No Transaction Details Yet

TL;DR

**Okta insider Kelleher filed a Form 4, but no actual stock trades were reported yet.**

AI Summary

This Form 4 filing, dated March 23, 2026, indicates that Eric Robert Kelleher, an insider at Okta, Inc. (CIK: 0001660134), has filed a statement of changes in beneficial ownership of securities. While the filing confirms Kelleher's reporting status (CIK: 0002053652) and the filing date, it does not detail any specific transactions like buys or sells. This matters to investors because Form 4s are crucial for tracking insider activity, which can signal management's confidence (or lack thereof) in the company's future, even if this particular filing is merely an initial report or a placeholder without transaction details.

Why It Matters

This filing signals that an insider at Okta, Inc. is now reporting their stock transactions, which is important for transparency and can precede future disclosures of buying or selling activity.

Risk Assessment

Risk Level: low — This filing is purely administrative, indicating an insider is reporting, but it contains no information about actual stock transactions that would impact the company's stock price.

Analyst Insight

An investor should monitor future Form 4 filings from Eric Robert Kelleher for actual transaction details, as this filing merely establishes his reporting status without indicating any stock activity.

Key Players & Entities

• Kelleher Eric Robert (person) — Reporting Person
• Okta, Inc. (company) — Issuer
• 0002053652 (person) — CIK of Kelleher Eric Robert
• 0001660134 (company) — CIK of Okta, Inc.

FAQ

Filing Documents

• wk-form4_1774303511.html (4)
• wk-form4_1774303511.xml (4) — 14KB
• 0002053652-26-000004.txt ( ) — 15KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). X Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Kelleher Eric Robert (Last) (First) (Middle) 100 FIRST STREET, SUITE 600 (Street) SAN FRANCISCO CALIFORNIA 94105 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol Okta, Inc. [ OKTA ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) See Remarks 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/19/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 03/19/2026 S (1) 16,818 D $ 80 15,470 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units (2) 03/19/2026 A 73,901 (3) (3) Class A Common Stock 73,901 $ 0 73,901 D Restricted Stock Units (2) (4) (4) Class A Common Stock 19,367 19,367 D Restricted Stock Units (2) (5) (5) Class A Common Stock 42,239 42,239 D Employee Stock Option (Right to Buy) $ 8.97 (6) 10/23/2026 Class B Common Stock 2,409 2,409 D Employee Stock Option (Right to Buy) $ 211.86 (6) 09/21/2030 Class A Common Stock 2,955 2,955 D Employee Stock Option (Right to Buy) $ 274.96 (6) 04/21/2031 Class A Common Stock 6,792 6,792 D Employee Stock Option (Right to Buy) $ 255.38 (6) 09/22/2031 Class A Common Stock 12,587 12,587 D Explanation of Responses: 1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2025. 2. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. 3. 8.33% of the shares underlying the RSU shall vest on June 15, 2026, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 4. 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 5. 8.33% of the shares underlying the RSU vested on June 15, 2025, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 6. The shares subject to the option are fully vested and exercisable by the Reporting Person. Remarks: President and Chief Operating Officer /s/ Larissa Schwartz, attorney-in-fact of the Reporting Person 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each cla

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