Insider Joanne Carol Imperial Reports CapsoVision Ownership Change

TL;DR

**Insider Joanne Carol Imperial just reported a change in her CapsoVision holdings.**

AI Summary

This Form 4 filing, submitted on March 23, 2026, by Joanne Carol Imperial, indicates a change in her beneficial ownership of securities in CapsoVision, Inc. (CIK: 0001378325). While the filing itself doesn't detail the specific transaction (buy or sell), it signals that an insider, Joanne Carol Imperial, has altered her stake. This matters to investors because insider transactions can sometimes signal management's confidence (or lack thereof) in the company's future prospects, potentially influencing stock price.

Why It Matters

Insider transactions can provide clues about a company's health and future outlook, as insiders often have the most up-to-date information.

Risk Assessment

Risk Level: low — This filing is purely administrative, reporting a change in ownership, and does not inherently pose a direct risk without knowing the transaction details.

Analyst Insight

Investors should look for the full Form 4 document to determine if Joanne Carol Imperial bought or sold shares, and the quantity, to gauge potential insider sentiment regarding CapsoVision, Inc.

Key Players & Entities

• Joanne Carol Imperial (person) — Reporting Owner
• CapsoVision, Inc. (company) — Issuer
• 0002075511 (person) — CIK of Reporting Owner
• 0001378325 (company) — CIK of Issuer
• 2026-03-23 (date) — Filing Date
• 2026-03-19 (date) — Period of Report

FAQ

Filing Documents

• wk-form4_1774304283.html (4)
• wk-form4_1774304283.xml (4) — 4KB
• 0002075511-26-000002.txt ( ) — 6KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Imperial Joanne Carol (Last) (First) (Middle) C/O CAPSOVISION, INC. 18805 COX AVENUE, SUITE 250 (Street) SARATOGA CALIFORNIA 95070 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol CapsoVision, Inc [ CV ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below) 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/19/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Unit (RSU) (1) 03/19/2026 A 4,045 (2) (2) Common Stock 4,045 $ 0 4,045 D Explanation of Responses: 1. Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. 2. These RSUs are scheduled to vest as to 50% of the RSUs on June 30, 2026 and as to 50% of the RSUs on December 31, 2026 subject to the Non-Employee Director's continued service on the Board through such vesting date. Remarks: /s/ Kang-Huai (Johnny) Wang, Attorney-in-Fact for Joanne Imperial 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR