Kuo Hui Ying Files Form 4 for CapsoVision, Inc. on March 23, 2026

TL;DR

**Kuo Hui Ying filed a Form 4 for CapsoVision, Inc., signaling a change in ownership.**

AI Summary

This Form 4 filing indicates that Kuo Hui Ying, a reporting person, filed a statement of changes in beneficial ownership of securities on March 23, 2026, related to CapsoVision, Inc. (CIK: 0001378325). The filing itself doesn't detail specific transactions, but rather serves as a notification that such a change occurred on March 19, 2026. For investors, this matters because Form 4s often signal insider activity, which can provide insights into how company executives or significant shareholders view the company's prospects, though the specific nature of the transaction (buy or sell) is not disclosed in this summary.

Why It Matters

This filing signals a change in beneficial ownership for a reporting person, Kuo Hui Ying, regarding CapsoVision, Inc. (CIK: 0001378325), which could indicate insider sentiment about the company's future.

Risk Assessment

Risk Level: low — This filing is purely administrative and does not inherently indicate a positive or negative event without transaction details.

Analyst Insight

A smart investor would await the full details of the Form 4 to understand the nature of the transaction (buy or sell) before making any investment decisions, as this summary only indicates a change occurred, not its specifics.

Key Players & Entities

• Kuo Hui Ying (person) — Reporting Person
• CapsoVision, Inc. (company) — Issuer
• 0002074262 (person) — Kuo Hui Ying's CIK
• 0001378325 (company) — CapsoVision, Inc.'s CIK

FAQ

Filing Documents

• wk-form4_1774304631.html (4)
• wk-form4_1774304631.xml (4) — 4KB
• 0002074262-26-000002.txt ( ) — 6KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Kuo Hui Ying (Last) (First) (Middle) C/O CAPSOVISION, INC. 18805 COX AVENUE, SUITE 250 (Street) SARATOGA CALIFORNIA 95070 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol CapsoVision, Inc [ CV ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below) 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/19/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Unit (RSU) (1) 03/19/2026 A 4,045 (2) (2) Common Stock 4,045 $ 0 4,045 D Explanation of Responses: 1. Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. 2. These RSUs are scheduled to vest as to 50% of the RSUs on June 30, 2026 and as to 50% of the RSUs on December 31, 2026 subject to the Non-Employee Director's continued service on the Board through such vesting date. Remarks: /s/ Kang-Huai (Johnny) Wang, Attorney-in-Fact for Hui Ying Kuo 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR