New Insider Dag Karl Albert von Appen Joins Navigator Holdings
| Field | Detail |
|---|---|
| Company | Von Appen Dag Karl Albert |
| Form Type | 3 |
| Filed Date | Mar 23, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 2 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: insider-ownership, form-3, initial-disclosure, transparency
Related Tickers: NVGS
TL;DR
**New insider Dag Karl Albert von Appen just filed a Form 3 for Navigator Holdings, signaling initial ownership.**
AI Summary
Dag Karl Albert von Appen, a new insider at Navigator Holdings Ltd. (NYSE: NVGS), filed a Form 3 on March 23, 2026, indicating his initial beneficial ownership of the company's securities as of March 18, 2026. This filing is important because it signals that a new individual with potential influence or insight into the company's operations has joined the ranks of those required to disclose their holdings, which can be a positive indicator for investors considering NVGS stock.
Why It Matters
This filing introduces a new insider, Dag Karl Albert von Appen, to Navigator Holdings Ltd., which can be a signal of new leadership or significant involvement that investors might want to monitor.
Risk Assessment
Risk Level: low — A Form 3 filing is an initial disclosure of ownership and doesn't inherently carry significant risk; it's a transparency requirement.
Analyst Insight
Investors should note the addition of Dag Karl Albert von Appen as an insider and monitor future filings (Forms 4 and 5) to see if he buys or sells shares, which could provide further insight into his confidence in Navigator Holdings Ltd.
Key Players & Entities
- von Appen Dag Karl Albert (person) — Reporting Person, new insider
- Navigator Holdings Ltd. (company) — Issuer of securities
- 0001581804 (company) — CIK for Navigator Holdings Ltd.
- 0002123765 (person) — CIK for von Appen Dag Karl Albert
FAQ
What is the purpose of this Form 3 filing?
This Form 3 filing serves as an 'Initial statement of beneficial ownership of securities' for Dag Karl Albert von Appen, indicating his first disclosure of ownership in Navigator Holdings Ltd. as required by the SEC.
When was this filing submitted and what is the period of report?
The filing was submitted on March 23, 2026, and accepted on the same day. The period of report, meaning the date the ownership became reportable, is March 18, 2026.
Filing Stats: 421 words · 2 min read · ~1 pages · Grade level 9.2 · Accepted 2026-03-23 18:51:29
Filing Documents
- ownership.html (3)
- ownership.xml (3) — 3KB
- ck0001581804-ex24.htm (EX-24) — 24KB
- 0001193125-26-120179.txt ( ) — 28KB
From the Filing
SEC FORM 3 SEC Form 3 FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response: 0.5 1. Name and Address of Reporting Person * von Appen Dag Karl Albert (Last) (First) (Middle) 10 BRESSENDEN PLACE (Street) LONDON UNITED KINGDOM SW1E 5DH (City) (State) (Zip) UNITED KINGDOM (Country) 2. Date of Event Requiring Statement (Month/Day/Year) 03/18/2026 3. Issuer Name and Ticker or Trading Symbol Navigator Holdings Ltd. [ NVGS ] 3a. Foreign Trading Symbol 5. If Amendment, Date of Original Filed (Month/Day/Year) 4. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below) 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5) Common Stock 37,314 D Common Stock 400,000 I By Family Office Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: Remarks: Exhibit List: Exhibit 24 - Power of Attorney /s/ John Reay, attorney-in-fact 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 3: SEC 1473 (03-26)