Milton Ault III Files Form 4 for Universal Safety Products

TL;DR

**Insider Milton C. Ault III filed a Form 4 for Universal Safety Products, signaling a potential change in his stake.**

AI Summary

This Form 4 filing indicates that Milton C. Ault III, a reporting person, has filed a statement of changes in beneficial ownership of securities for Universal Safety Products, Inc. (Issuer) on March 23, 2026, for a period ending March 19, 2026. While the filing itself doesn't detail specific transactions, it signals that Mr. Ault's ownership stake in Universal Safety Products, Inc. may have changed. This matters to investors because changes in ownership by key individuals like Mr. Ault can signal their confidence (or lack thereof) in the company's future prospects, potentially influencing stock price.

Why It Matters

Changes in ownership by insiders like Milton C. Ault III can provide valuable insights into their perception of the company's value, which can influence investor sentiment and stock performance.

Risk Assessment

Risk Level: medium — The filing itself doesn't detail transactions, so the specific impact on risk is unknown without further information, but any insider activity carries some level of market interpretation risk.

Analyst Insight

Investors should look for the full details of the Form 4 to understand the nature of the transaction (buy/sell, amount) before making any investment decisions, as this filing only indicates that a change occurred.

Key Players & Entities

• AULT MILTON C III (person) — Reporting Person
• UNIVERSAL SAFETY PRODUCTS, INC. (company) — Issuer
• 0001212502 (person) — CIK of Reporting Person
• 0000102109 (company) — CIK of Issuer
• 2026-03-23 (date) — Filing Date
• 2026-03-19 (date) — Period of Report

FAQ

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 10KB
• 0001214659-26-003672.txt ( ) — 11KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * AULT MILTON C III (Last) (First) (Middle) 11411 SOUTHERN HIGHLANDS PARKWAY SUITE 190 (Street) LAS VEGAS NEVADA 89141 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director X 10% Owner Officer (give title below) Other (specify below) 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/19/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/19/2026 P 4,000 A $ 6.01 640,839 I By Ault Lending, LLC (1) Common Stock 03/20/2026 P 10,000 A $ 6.35 650,839 I By Ault Lending, LLC (1) Common Stock 03/23/2026 P 10,000 A $ 6.01 660,839 I By Ault Lending, LLC (1) Common Stock 1,600 D Common Stock 15,000 I By Alpha Structured Finance LP (2) Common Stock 6,000 I By Ault & Company, Inc. (3) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. 2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. 3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co. By: /s/ Milton C. Ault, III 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB

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