Feldman Roman Files Form 4 for GAXOS.AI; No Transaction Details

TL;DR

**Feldman Roman filed a Form 4 for GAXOS.AI, but it's just a placeholder with no actual trade info.**

AI Summary

This Form 4 filing, dated March 23, 2026, indicates that Feldman Roman, a reporting person, has filed a statement of changes in beneficial ownership of securities related to GAXOS.AI INC. (CIK: 0001895618). While the filing confirms the submission, it does not detail specific transactions like buys or sells, nor does it list any dollar amounts or share counts. This matters to investors because Form 4s typically disclose insider trading activity, and without transaction details, it's impossible to assess if insiders are buying (a bullish sign) or selling (a bearish sign) their company's stock.

Why It Matters

Investors track Form 4 filings to understand if company insiders are buying or selling shares, which can signal their confidence in the company's future. The absence of transaction details in this filing means no immediate insight into insider sentiment.

Risk Assessment

Risk Level: medium — This filing itself doesn't present a direct risk or opportunity as it lacks specific transaction data.

Analyst Insight

Investors should disregard this specific filing for immediate trading decisions as it lacks any substantive information about insider activity. Keep an eye out for a subsequent, more detailed Form 4 filing from Feldman Roman or other insiders of GAXOS.AI INC. that includes actual transaction data.

Key Players & Entities

• Feldman Roman (person) — Reporting Person
• GAXOS.AI INC. (company) — Issuer of securities
• 0001895618 (company) — CIK for GAXOS.AI INC.
• 0002058788 (person) — CIK for Feldman Roman
• 2026-03-23 (date) — Filing Date

FAQ

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 4KB
• 0001213900-26-033152.txt ( ) — 6KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Feldman Roman (Last) (First) (Middle) C/O GAXOS.AI INC. 101 EISENHOWER PARKWAY SUITE 300 (Street) ROSELAND NEW JERSEY 07068 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol GAXOS.AI INC. [ GXAI ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below) 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Employee Stock Option (right to buy) $ 1.32 03/20/2026 A (1) 25,000 03/20/2027 03/20/2031 Common Stock 25,000 $ 0 50,000 D Explanation of Responses: 1. The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and one hundred percent (100%) of the shares subject to the option shall vest on the one (1)-year anniversary of the date of grant. /s/ Roman Feldman 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

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View this 4 filing on SEC EDGAR