Aemetis Insider Rockett Files Form 4 on Ownership Change

TL;DR

**Aemetis insider Rockett filed a Form 4, but the transaction details aren't in this summary.**

AI Summary

James Michael Rockett, a reporting insider for Aemetis, Inc., filed a Form 4 on March 23, 2026, indicating a change in his beneficial ownership of the company's securities as of March 19, 2026. While the filing details the reporting person and the issuer, it does not specify the nature or amount of the transaction (e.g., a buy, sell, or grant). This matters to investors because insider transactions can signal management's confidence (or lack thereof) in the company's future, potentially influencing stock price movements.

Why It Matters

Insider transaction filings like this can provide clues about how company executives view the stock's value, which can influence investor sentiment.

Risk Assessment

Risk Level: low — This filing is a routine disclosure of a change in beneficial ownership, not an event that inherently carries high risk.

Analyst Insight

Investors should look for the full Form 4 document to understand the specific transaction (buy, sell, grant, etc.) and the number of shares involved before making any investment decisions based on this filing.

Key Players & Entities

• ROCKETT JAMES MICHAEL (person) — Reporting person for Aemetis, Inc.
• AEMETIS, INC (company) — Issuer of the securities
• 0001992465 (person) — CIK of James Michael Rockett
• 0000738214 (company) — CIK of Aemetis, Inc.
• 2026-03-23 (date) — Filing Date
• 2026-03-19 (date) — Period of Report

FAQ

Filing Documents

• primary_doc.html (4)
• primary_doc.xml (4) — 4KB
• 0000738214-26-000030.txt ( ) — 6KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * ROCKETT JAMES MICHAEL (Last) (First) (Middle) 20400 STEVENS CREEK BLVD (Street) CUPERTINO CALIFORNIA 95014 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol AEMETIS, INC [ AMTX ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) EVP, General Counsel 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/19/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Option (right to buy) $ 2.64 03/19/2026 A 200,000 06/19/2026 (1) 03/19/2036 Common Stock 200,000 $ 2.64 700,000 D Explanation of Responses: 1. 1/12th of the option shares vest every three months from the grant date /s/Todd Waltz attorney-infact 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR