LiveOne Insider Bridget Baker Files Form 4 on March 23, 2026
| Field | Detail |
|---|---|
| Company | Baker Bridget |
| Form Type | 4 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: insider-activity, form-4, ownership-change
TL;DR
**Insider Bridget Baker just filed a Form 4 for LiveOne, Inc., signaling a change in her holdings.**
AI Summary
This Form 4 filing indicates that Bridget Baker, a reporting insider, filed a statement of changes in beneficial ownership of securities for LiveOne, Inc. on March 23, 2026, covering a period of report ending March 2, 2026. While the filing itself doesn't detail specific transactions, it signals that an insider's holdings in LiveOne, Inc. may have changed. This matters to investors because insider activity, whether buying or selling, can sometimes provide clues about the company's future prospects as insiders typically have more information than the public.
Why It Matters
This filing signals potential changes in an insider's stake in LiveOne, Inc., which can be an important indicator for investors tracking insider sentiment.
Risk Assessment
Risk Level: low — This filing is purely administrative, indicating a change in ownership without specifying the nature of the transaction, thus posing minimal direct risk.
Analyst Insight
A smart investor would look for the detailed transaction tables within the full filing to understand if Bridget Baker bought or sold shares, and the quantity, to gauge insider sentiment towards LiveOne, Inc.
Key Players & Entities
- Baker Bridget (person) — Reporting insider
- LiveOne, Inc. (company) — Issuer of securities
- 0001584004 (person) — CIK of Baker Bridget
- 0001491419 (company) — CIK of LiveOne, Inc.
FAQ
What is the purpose of this Form 4 filing by Bridget Baker?
This Form 4 filing is a 'Statement of changes in beneficial ownership of securities,' indicating that Bridget Baker, an insider, has had a change in her ownership of LiveOne, Inc. securities as of the period of report, March 2, 2026.
When was this Form 4 filing submitted and accepted by the SEC?
The Form 4 was filed and accepted by the SEC on March 23, 2026, at 21:01:25.
Filing Stats: 745 words · 3 min read · ~2 pages · Grade level 7.9 · Accepted 2026-03-23 21:01:25
Key Financial Figures
- $0.001 — 2026 A 21,153 (1) (1) Common Stock, $0.001 par value 21,153 $ 0 21,153 D Explanat
Filing Documents
- ownership.html (4)
- ownership.xml (4) — 5KB
- 0001213900-26-033165.txt ( ) — 6KB
From the Filing
SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Baker Bridget (Last) (First) (Middle) C/O LIVEONE, INC. 269 SOUTH BEVERLY DRIVE, SUITE 1450 (Street) BEVERLY HILLS CALIFORNIA 90212 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol LiveOne, Inc. [ LVO ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below) 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/02/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units (1) 03/02/2026 A 21,153 (1) (1) Common Stock, $0.001 par value 21,153 $ 0 21,153 D Explanation of Responses: 1. The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2024 to September 30, 2025. The RSUs shall vest on March 31, 2026 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date. /s/ Bridget Baker 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)