NeoVolta Insider Enzendorfer Files Ownership Change

TL;DR

**NeoVolta insider Enzendorfer just filed a Form 4, signaling a change in his stock ownership.**

AI Summary

This Form 4 filing indicates that Thomas Enzendorfer, an insider at NeoVolta Inc., filed a statement of changes in beneficial ownership of securities on March 23, 2026, for a period ending March 19, 2026. While the filing itself doesn't detail specific transactions (like buys or sells), it signals that Enzendorfer's ownership stake in NeoVolta has changed. This matters to investors because changes in insider ownership can sometimes signal management's confidence (or lack thereof) in the company's future prospects.

Why It Matters

Changes in insider ownership can provide clues about how those closest to the company view its future, potentially influencing investor sentiment.

Risk Assessment

Risk Level: low — This filing is purely informational, indicating a change in ownership without specifying the transaction type, so it carries minimal direct risk.

Analyst Insight

A smart investor would look for the specific transaction details within the full filing to understand if Enzendorfer bought or sold shares, and then consider the size and context of that transaction to gauge its potential significance.

Key Players & Entities

• Enzendorfer Thomas (person) — Reporting person, an insider at NeoVolta Inc.
• NeoVolta Inc. (company) — The issuer of the securities.
• March 23, 2026 (date) — Filing date of the Form 4.
• March 19, 2026 (date) — Period of report for the ownership change.

FAQ

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 6KB
• 0001683168-26-002129.txt ( ) — 7KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Enzendorfer Thomas (Last) (First) (Middle) C/O NEOVOLTA, INC. 12195 DEARBORN PLACE (Street) POWAY CALIFORNIA 92064 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol NeoVolta Inc. [ NEOV ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Technology Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/19/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/19/2026 M 37,500 A (1) 37,500 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units (1) 03/19/2026 M 37,500 (2) (2) Common Stock 37,500 (3) 412,500 D Explanation of Responses: 1. Each restricted stock unit represents a contingent right to receive one share of Company common stock. 2. On October 1, 2025, the reporting person was issued a restricted stock unit award for 450,000 shares of Company common stock that vests in twelve equal quarterly installments over a three-year period, subject to the grantee's continued service to the Company on each vesting date. 3. Issued in connection with the reporting person's employment with the Company. /s/ Thomas Enzendorfer 03/23/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR