RiseMark Equity Fund Files Exempt Offering Notice (Form D)
| Field | Detail |
|---|---|
| Company | Risemark Equity Fund, LP |
| Form Type | D |
| Filed Date | Mar 24, 2026 |
| Risk Level | medium |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $1, $1,000,000, $5,000,000, $1,000,001, $5,000,001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: exempt-offering, private-placement, fundraising, form-d
TL;DR
**RiseMark Equity Fund just filed a Form D, meaning they're raising private capital.**
AI Summary
RiseMark Equity Fund, LP, a Delaware-incorporated entity, filed a Form D on March 24, 2026, indicating a notice of an exempt offering of securities. This filing, with an effectiveness date of March 24, 2026, signals that the fund is raising capital without having to register with the SEC, likely targeting accredited investors. For potential investors, this means an opportunity to invest in a private fund, but also implies less public disclosure compared to registered offerings, which requires careful due diligence.
Why It Matters
This filing signals that RiseMark Equity Fund, LP is raising capital privately, which could lead to new investments and growth for the fund, potentially increasing its asset base and future returns for existing limited partners.
Risk Assessment
Risk Level: medium — Exempt offerings typically involve less public disclosure, which can increase risk for investors due to reduced transparency.
Analyst Insight
A smart investor would recognize this as an opportunity to potentially invest in a private fund, but would conduct thorough due diligence given the reduced public disclosure associated with exempt offerings.
Key Players & Entities
- RiseMark Equity Fund, LP (company) — the filer of the Form D
- Delaware (company) — state of incorporation for RiseMark Equity Fund, LP
- SEC (company) — the regulatory body receiving the filing
FAQ
What is the purpose of RiseMark Equity Fund, LP's Form D filing?
The Form D filed by RiseMark Equity Fund, LP on March 24, 2026, is a 'Notice of Exempt Offering of Securities,' indicating they are raising capital through an offering that is exempt from SEC registration requirements.
When was the Form D filing by RiseMark Equity Fund, LP accepted and made effective?
The Form D filing by RiseMark Equity Fund, LP was accepted on March 23, 2026, at 21:35:30 and became effective on March 24, 2026.
Filing Stats: 1,199 words · 5 min read · ~4 pages · Grade level 19.4 · Accepted 2026-03-23 21:35:30
Key Financial Figures
- $1 — enues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,
- $1,000,000 — No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,
- $5,000,000 — Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001
- $1,000,001 — e $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000
- $5,000,001 — $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
- $25,000,000 — $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001
- $25,000,001 — $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
- $50,000,000 — 5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,0
- $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $1
- $50,000,001 — 0,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 O
Filing Documents
- primary_doc.html (D)
- primary_doc.xml (D) — 6KB
- 0002121181-26-000001.txt ( ) — 7KB
From the Filing
Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other Name of Issuer RiseMark Equity Fund, LP Jurisdiction of Incorporation/Organization DELAWARE Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2026 Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer RiseMark Equity Fund, LP Street Address 1 Street Address 2 339 RIESLING CT FREMONT CALIFORNIA 94539 3. Related Persons Last Name First Name Middle Name Kalluri Ranjeeth Reddy Street Address 1 Street Address 2 339 Riesling Ct Fremont CALIFORNIA 94539 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name LLC RiseMark Investment Management Street Address 1 Street Address 2 16192 Coastal Hwy Lewes DELAWARE 19958 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) 4. Industry Group Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes No Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services Oil & Gas Other Energy Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other 5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 Over $100,000,000 Decline to Disclose Decline to Disclose Not Applicable Not Applicable 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b) Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7) 7. Type of Filing New Notice Date of First Sale First Sale Yet to Occur Amendment 8. Duration of Offering Does the Issuer intend this offering to last more than one year? Yes No 9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe) 10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes No Clarification of Response (if Necessary) 11. Minimum Investment Minimum investment accepted from any outside investor $ 50000 USD 12. Sales Compensation Recipient Recipient CRD Number None (Associated) Broker or Dealer None (Associated) Broker or Dealer CRD Number None Street Address 1 Street Address 2 13. Offering and Sales Amounts Total Offering Amount $ 20000000 USD Indefinite Total Amount Sold $ 0 USD Total Remaining to be Sold $ 20000000 USD Indefinite Clarification of Response (if Necessary) 14. Investors Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredi