Neo Stars Fund Files Exempt Offering Notice (Form D) on March 24, 2026

TL;DR

**Neo Stars Fund just filed a Form D, meaning they're raising private money.**

AI Summary

Neo Stars Fund, a company based in Gandhinagar, Gujarat, India, filed a Form D on March 24, 2026, indicating a notice of an exempt offering of securities. This filing, under Section 3(c)(1) of the Investment Company Act, means they are raising capital without having to register with the SEC, likely from a limited number of sophisticated investors. For investors, this signals that Neo Stars Fund is actively seeking or has recently secured private funding, which could fuel growth or operations, but also means less public disclosure compared to a registered offering.

Why It Matters

This filing indicates Neo Stars Fund is raising capital privately, which can be a positive sign for growth but also means less transparency for public investors.

Risk Assessment

Risk Level: medium — Exempt offerings typically involve less public disclosure, which can mean less information for potential investors to evaluate the fund's operations and risks.

Analyst Insight

Investors should note that Neo Stars Fund is raising capital privately, which suggests potential growth initiatives but also means limited public information. Further due diligence would require direct engagement with the fund.

Key Players & Entities

• Neo Stars Fund (company) — the filer of the Form D
• March 24, 2026 (date) — the filing and effectiveness date of the Form D
• Gandhinagar Gujarat India (company) — the business and mailing address location of Neo Stars Fund

FAQ

Key Financial Figures

• $1 — enues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,
• $1,000,000 — No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,
• $5,000,000 — Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001
• $1,000,001 — e   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000
• $5,000,001 — $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
• $25,000,000 — $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001
• $25,000,001 — $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
• $50,000,000 — 5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,0
• $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $1
• $50,000,001 — 0,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   O

Filing Documents

• primary_doc.html (D)
• primary_doc.xml (D) — 7KB
• 0002118529-26-000001.txt ( ) — 8KB

From the Filing

Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other closed-ended fund   Name of Issuer   Neo Stars Fund Jurisdiction of Incorporation/Organization INDIA   Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2026 Yet to Be Formed           2. Principal Place of Business and Contact Information Name of Issuer   Neo Stars Fund Street Address 1 Street Address 2   CABIN NO. 03-50, 3RD FL., FLEXONE   BLDG. FTPT. 15C2, BLK. 15, RD. 1C, ZN. 1   GIFT SEZ, GANDHINAGAR   INDIA     382050   91-9274045670   3. Related Persons Last Name First Name Middle Name NEO Asset Management Private Limited (IFSC Branch) - Street Address 1 Street Address 2   CABIN NO. 03-50, 3RD FL., FLEXONE     BLDG. FTPT. 15C2, BLK. 15, RD. 1C, ZN. 1   GIFT SEZ, GANDHINAGAR   INDIA   382050   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Manager of the Issuer Last Name First Name Middle Name Catalyst Trusteeship Limited (IFSC Branch) - Street Address 1 Street Address 2   627, Hiranandani Signature     ZN.1, SEZ   GIFT CITY, GANDHINAGAR   INDIA   382050   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Trustee of the Issuer Last Name First Name Middle Name Patel Devang Street Address 1 Street Address 2   CABIN NO. 03-50, 3RD FL., FLEXONE     BLDG. FTPT. 15C2, BLK. 15, RD. 1C, ZN. 1   GIFT SEZ, GANDHINAGAR   INDIA   382050   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Principal Officer 4. Industry Group   Agriculture Banking & Financial Services     Commercial Banking     Insurance   Investing     Investment Banking     Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes  No   Other Banking & Financial Services   Business Services Energy     Coal Mining     Electric Utilities     Energy Conservation     Environmental Services     Oil & Gas     Other Energy Health Care     Biotechnology     Health Insurance     Hospitals & Physicians     Pharmaceuticals     Other Health Care                         Manufacturing Real Estate   Commercial   Construction   REITS & Finance   Residential Other Real Estate   Retailing Restaurants Technology   Computers   Telecommunications   Other Technology Travel   Airlines & Airports   Lodging & Conventions   Tourism & Travel Services   Other Travel Other        5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   Over $100,000,000   Decline to Disclose   Decline to Disclose   Not Applicable   Not Applicable   6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b)         Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7)     7. Type of Filing   New Notice Date of First Sale       First Sale Yet to Occur   Amendment     8. Duration of Offering Does the Issuer intend this offering to last more than one year?   Yes   No     9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe)       10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?   Yes   No Clarification of Response (if Necessary)       11. Minimum Investment Minimum investment accepted from any outside investor $   150000 USD 12. Sales Compensation Recipient   Recipient CRD Number None     (Associated) Broker or Dealer None (Associated) Broker or Dealer CRD Number  None     Street Address 1

View Full Filing

View this D filing on SEC EDGAR