Security Federal Corp/TA Files Routine Annual TA-2 Report

TL;DR

**Security Federal Corp/TA filed its annual compliance report, confirming its role as a transfer agent.**

AI Summary

Security Federal Corp/TA, a transfer agent, filed its annual TA-2 report on March 24, 2026, for the period ending December 31, 2025. This routine filing confirms the company's ongoing compliance with SEC regulations as a transfer agent, which is crucial for shareholders as it ensures proper record-keeping and transaction processing for their stock. This matters to investors because it indicates the company is maintaining its operational integrity in managing shareholder records.

Why It Matters

This filing confirms Security Federal Corp/TA's compliance as a transfer agent, which is vital for ensuring accurate shareholder records and smooth stock transactions for investors.

Risk Assessment

Risk Level: low — This is a routine compliance filing and does not indicate any new risks or significant changes to the company's operations.

Analyst Insight

Investors should note this as a routine compliance filing, indicating no immediate action is required. It simply confirms the company's ongoing regulatory adherence as a transfer agent.

Key Numbers

• 2026-03-24 — Filing Date (the date the TA-2 report was filed)
• 2025-12-31 — Period of Report (the end date of the period covered by the report)
• 085-05564 — File No. (the SEC file number for this transfer agent)

Key Players & Entities

• Security Federal Corp/TA (company) — the filer and transfer agent
• SEC (company) — the regulatory body requiring the filing
• 0001603813 (dollar_amount) — the CIK of the filer

FAQ

Filing Documents

• primary_doc.html (TA-2)
• primary_doc.xml (TA-2) — 2KB
• 0000939057-26-000063.txt ( ) — 4KB

From the Filing

Form TA-2 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM TA-2 OMB APPROVAL FORM TA-2 OMB Number:   3235-0337 Estimated average burden hours per response: 6.0 Estimated average burden hours per intermediate response: 1.50 Estimated average burden hours per minimum response: 0.50 TA-2: Filer Information 1(a). Filer CIK: 0001603813 1(b). Filer CCC: ********** File Number: 085-05564 For the reporting period ending December 31, 2025-12-31 1(c). Is this a LIVE or TEST Filing?  LIVE  TEST 1(d). Would you like a Return Copy? 1(e). Is this filing an amendment to a previous filing? Submission Contact Information The registrant may provide a single e-mail address for contact purposes. 1(f)(i). Contact Name: 1(f)(ii). Contact Phone Number: 1(f)(iii). Contact E-Mail Address: Notification Information Notification will automatically be sent to the Login CIK, Submission Contact and Primary Registrants. The registrant may provide additional e-mail addresses for those persons the filer would like to receive notification e-mails regarding the filing. 1(g). Notification E-mail Address: 1(h). Full Name of Registrant as stated in Question 3 of Form TA-1: Security Federal Corp/TA TA-2: Service Company Information 2(a). During the reporting period, has a Registrant engaged a service company to perform any of its transfer agent functions:   All     Some     None   2(c). During the reporting period, has the Registrant been engaged as a service company by a named transfer agent to perform transfer agent functions?  Yes  No TA-2: Registration Information 3(a). Registrant's appropriate regulatory agency (ARA): Board of Governors of the Federal Reserve System   3(b). During the reporting period, has the Registrant amended for TA-1 within 60 calendar days following the date on which information reported therein became inaccurate, incomplete or misleading?  Yes, filed amendment(s)  No, failed to file amendment(s)  Not applicable 3(c). If the answer to subsection (b) is no, provide an explanation: TA-2: Annual Report Information If the response to any of questions 4-11 below is none or zero, enter "0." 4(a). Number of items received for transfer during the reporting period: 31 4(b). Number of individual securityholder accounts for which the TA maintained master securityholder files: 268 5(a). Total number of individual securityholder accounts, including accounts in the Direct Registration System (DRS), dividend reinvestment plans and/or direct purchase plans as of December 31: 268 5(b). Number of individual securityholder dividend reinvestment plan and/or direct purchase plan accounts as of December 31: 0 5(c). Number of individual securityholder DRS accounts as of December 31: 0 5(d). Approximate percentage of individual securityholder accounts from subsection (a) in the following categories as of December 31: 5(d)(i). Corporate Equity Securities 5(d)(ii). Corporate Debt Securities 5(d)(iii). Open-End Investment Company Securities 5(d)(iv). Limited Partnership Securities 5(d)(v). Municipal Debt Securities 5(d)(vi). Other Securities 100.00 0.00 0.00 0.00 0.00 0.00 6 . Number of securities issues for which Registrant acted in the following capacities, as of December 31:   Corporate Securities Open-End Investment Company Securities Limited Partnership Securities Municipal Debt Securities Other Securities Equity Debt 6(a). Receives items for transfer and maintains the master securityholder files: 6(a)(i).   6(a)(ii).   6(a)(iii).   6(a)(iv).   6(a)(v).   6(a)(vi).   6(b). Receives items for transfer but does not maintain the master securityholder files: 6(b)(i).   6(b)(ii).   6(b)(iii).   6(b)(iv).   6(b)(v).   6(b)(vi).   6(c). Does not receive items for transfer but maintains the master securityholder files: 6(c)(i).   6(c)(ii).   6(c)(iii).   6(c)(iv).   6(c)(v).   6(c)(vi).   7 . Scope of certain additional types of activities performed: 7(a). Number of issues for which dividend reinvestment plan and/or direct purchase plan services were provided, as of December 31: 7(b). Number of issues for which DRS services were provided, as of December 31: 7(c). Dividend disbursement and interest paying agent activities conducted during the reporting period: 7(c)(i). number of issues 7(c)(ii). amount (in dollars) 8(a). Number and aggregate market value of securities aged record differences, existing for more than 30 days, as of December 31: Prior Transfer Agent(s) (If applicable) Current Transfer Agent 8(a)(i). Number of issues: 8(a)(ii). Market value (in dollars): 8(b). Number of quarterly reports regarding buy-ins filed by the registrant with its ARA (including the SEC) during the reporting period pursuant to Rule 17Ad-11(c)(2): 8(c). During the reporting period, did the Registrant file all quarterly reports regarding buy-ins with its ARA (in

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View this TA-2 filing on SEC EDGAR