A.L. Sarroff Fund Reports PetVivo Holdings Ownership Change

TL;DR

**A.L. Sarroff Fund filed a Form 4 for PetVivo Holdings, indicating an ownership change, but transaction specifics are missing.**

AI Summary

This Form 4 filing, submitted on March 24, 2026, by A.L. Sarroff Fund, LLC, indicates a change in beneficial ownership of securities in PetVivo Holdings, Inc. (Issuer CIK: 0001512922). While the filing confirms A.L. Sarroff Fund, LLC (Reporting CIK: 0001553209) is a reporting owner, the specific details of the transaction (e.g., buy/sell, share count, price) are not present in this summary document. This matters to investors because it signals that a significant holder is making a move, which could influence perceptions of the stock, but without transaction details, the impact is unclear.

Why It Matters

This filing signals that a major investor, A.L. Sarroff Fund, LLC, has had a change in their holdings of PetVivo Holdings, Inc., which could be a precursor to significant market activity or a shift in investor sentiment.

Risk Assessment

Risk Level: medium — The filing indicates a change in ownership by a significant fund, but without transaction details, the implications for PetVivo Holdings, Inc. stock are uncertain, creating moderate risk.

Analyst Insight

A smart investor would note this filing but await the full transaction details from the 'ownership.html' or 'ownership.xml' document to understand the nature and scale of A.L. Sarroff Fund's activity before making any investment decisions regarding PetVivo Holdings, Inc.

Key Players & Entities

• A.L. Sarroff Fund, LLC (company) — Reporting owner of PetVivo Holdings, Inc. securities
• PetVivo Holdings, Inc. (company) — Issuer of the securities
• 0001553209 (person) — CIK for A.L. Sarroff Fund, LLC
• 0001512922 (person) — CIK for PetVivo Holdings, Inc.
• 2026-03-24 (date) — Filing Date
• 2026-03-23 (date) — Period of Report

FAQ

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 5KB
• 0001099910-26-000132.txt ( ) — 7KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * A.L. Sarroff Fund, LLC (Last) (First) (Middle) 43 MEADOW WOODS ROAD (Street) GREAT NECK NEW YORK 11020 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol PetVivo Holdings, Inc. [ PETV ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X 10% Owner Officer (give title below) Other (specify below) 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/23/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/23/2026 P 23,033 A $ 0.68 10,201,229 D (1) Common Stock 03/23/2026 P 1,000 A $ 0.7499 10,202,229 D (1) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities. /s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR