Tall Trees Capital Partners Amends Form D, Confirms 3(c)(7) Status
| Field | Detail |
|---|---|
| Company | Tall Trees Capital Partners, LP |
| Form Type | D/A |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $1, $1,000,000, $5,000,000, $1,000,001, $5,000,001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: exempt-offering, private-fund, amendment, regulatory-filing
TL;DR
**Tall Trees Capital Partners is a private fund, not for public investors.**
AI Summary
Tall Trees Capital Partners, LP filed an amended Form D/A on March 24, 2026, updating a previous notice of an exempt offering. This amendment specifically indicates that the company operates under Section 3(c)(7) of the Investment Company Act, meaning it's a private investment fund sold only to highly sophisticated investors. This matters to potential investors because it confirms Tall Trees Capital Partners is not a publicly traded company and its offerings are restricted to a select group, making it inaccessible to most retail investors.
Why It Matters
This filing clarifies Tall Trees Capital Partners, LP's status as a private fund, meaning its investment opportunities are not available to the general public, only to qualified institutional buyers and high-net-worth individuals.
Risk Assessment
Risk Level: low — This filing is an amendment to a notice of exempt offering and does not introduce new financial risks or opportunities for public investors.
Analyst Insight
Investors should understand that Tall Trees Capital Partners, LP is a private fund and its investment opportunities are not available to the general public, so this filing has no direct impact on public market investment decisions.
Key Players & Entities
- Tall Trees Capital Partners, LP (company) — the filer of the D/A form
- 0001918911 (company) — CIK of Tall Trees Capital Partners, LP
- 2026-03-24 (date) — filing and acceptance date of the D/A
- Section 3(c)(7) (other) — Investment Company Act exemption claimed by the filer
FAQ
What is the purpose of Tall Trees Capital Partners, LP's D/A filing on March 24, 2026?
The D/A filing by Tall Trees Capital Partners, LP on March 24, 2026, is an amendment to a Notice of Exempt Offering of Securities, specifically indicating that the company operates under Section 3(c)(7) of the Investment Company Act.
What does claiming 'Section 3(c)(7)' mean for Tall Trees Capital Partners, LP?
Claiming 'Section 3(c)(7)' means Tall Trees Capital Partners, LP is an investment company that is exempt from registration under the Investment Company Act of 1940 because its securities are owned exclusively by 'qualified purchasers' and it does not make a public offering of its securities.
Filing Stats: 1,305 words · 5 min read · ~4 pages · Grade level 19.6 · Accepted 2026-03-24 11:23:31
Key Financial Figures
- $1 — enues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,
- $1,000,000 — No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,
- $5,000,000 — Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001
- $1,000,001 — e $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000
- $5,000,001 — $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
- $25,000,000 — $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001
- $25,000,001 — $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
- $50,000,000 — 5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,0
- $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $1
- $50,000,001 — 0,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 O
Filing Documents
- primary_doc.html (D/A)
- primary_doc.xml (D/A) — 7KB
- 0001013594-26-000383.txt ( ) — 9KB
From the Filing
Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other Name of Issuer Tall Trees Capital Partners, LP Jurisdiction of Incorporation/Organization DELAWARE Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer Tall Trees Capital Partners, LP Street Address 1 Street Address 2 C/O TALL TREES CAPITAL PARTNERS GP, LLC 4 INDIAN CHASE DRIVE GREENWICH CONNECTICUT 06830 (860) 997-6442 3. Related Persons Last Name First Name Middle Name Tall Trees Capital Partners GP, LLC N/A Street Address 1 Street Address 2 4 Indian Chase Drive Greenwich CONNECTICUT 06830 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) The Issuer's General Partner Last Name First Name Middle Name Audet Lisa Street Address 1 Street Address 2 c/o Tall Trees Capital Partners GP, LLC 4 Indian Chase Drive Greenwich CONNECTICUT 06830 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Managing Member of the Issuer's General Partner 4. Industry Group Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes No Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services Oil & Gas Other Energy Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other 5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 Over $100,000,000 Decline to Disclose Decline to Disclose Not Applicable Not Applicable 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b) Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7) 7. Type of Filing New Notice Date of First Sale 2022-04-02 First Sale Yet to Occur Amendment 8. Duration of Offering Does the Issuer intend this offering to last more than one year? Yes No 9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe) 10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes No Clarification of Response (if Necessary) 11. Minimum Investment Minimum investment accepted from any outside investor $ 1000000 USD 12. Sales Compensation Recipient Recipient CRD Number None Blue Lakes Advisors SA (Associated) Broker or Dealer None (Associated) Broker or Dealer CRD Number None Street Address 1 Street Address 2 Galerie Jean Malbuisson 15 Geneva SWITZERLAND 1204 13. Offering and Sales Amounts Total Offering Amount $ USD Indefinite Total Amount Sold $ 44750000 USD Total Remaining to be Sold $ USD Indefinite Clarification of Response (if Necessary) 14. Investors Select if securities in the offeri