Advisors Disciplined Trust 2328 Files 487, New Offering Imminent
| Field | Detail |
|---|---|
| Company | Advisors Disciplined Trust 2328 |
| Form Type | 487 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 15 |
| Reading Time | 18 min |
| Key Dollar Amounts | $10, $1,000, $0.00, $18.50, $4.90 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: new-offering, registration-statement, mutual-fund, legal-filing
TL;DR
**Advisors Disciplined Trust 2328 just cleared a key hurdle for a new investment product, get ready for a new offering!**
AI Summary
Advisors Disciplined Trust 2328 filed a Form 487 on March 24, 2026, which is a pre-effective pricing amendment for their registration statement (File No. 333-292376). This filing indicates that the trust is preparing to offer new securities, as evidenced by the effectiveness date of March 24, 2026, and includes legal opinions and consents from counsel and accountants. This matters to potential investors because it signals that a new investment product from Advisors Disciplined Trust 2328 is becoming available, allowing them to understand the legal and accounting groundwork laid for the offering.
Why It Matters
This filing means Advisors Disciplined Trust 2328 is moving forward with a new investment offering, providing investors with a new product to consider for their portfolios.
Risk Assessment
Risk Level: low — A Form 487 is a procedural filing indicating an offering is becoming effective, which is generally a low-risk event for existing shareholders.
Analyst Insight
Investors interested in new offerings from Advisors Disciplined Trust 2328 should look for the final prospectus or offering documents to understand the details of the new investment product.
Key Numbers
- 2026-03-24 — Effectiveness Date (The date the registration statement became effective, allowing the offering to proceed.)
- 4076363 — Size of Form 487 document (Indicates the substantial detail included in the pre-effective pricing amendment.)
Key Players & Entities
- Advisors Disciplined Trust 2328 (company) — the Filer of the 487 form
- 0002098051 (company) — the CIK of the Filer
- 333-292376 (dollar_amount) — the File No. for the registration statement
- 2026-03-24 (dollar_amount) — the Filing Date and Effectiveness Date
Forward-Looking Statements
- Advisors Disciplined Trust 2328 will soon launch a new investment product based on the now-effective registration statement. (Advisors Disciplined Trust 2328) — high confidence, target: 2026-04-24
FAQ
What is the purpose of the 487 filing by Advisors Disciplined Trust 2328?
The 487 filing is a pre-effective pricing amendment (Rule 487) for their registration statement (File No. 333-292376), indicating that the offering is becoming effective as of March 24, 2026.
What types of supporting documents were included in this 487 filing?
The filing included a Trust Agreement (EX-1.1), multiple Opinions and Consents of Counsel (EX-3.1, EX-3.2, EX-3.3), a Consent of Initial Evaluator (EX-4.1), and a Consent of Independent Registered Public Accounting Firm (EX-4.2).
Filing Stats: 4,581 words · 18 min read · ~15 pages · Grade level 10.8 · Accepted 2026-03-24 11:33:59
Key Financial Figures
- $10 — expenses that you may incur based on a $10 unit price. Actual expenses may vary.
- $1,000 — enses may vary. Sales Fee As a % of $1,000 Invested Amount per 100 Units Initi
- $0.00 — Units Initial sales fee 0.00 % $0.00 Deferred sales fee 1.35 13.50 C
- $18.50 — 5.00 Maximum sales fee 1.85 % $18.50 Organization Costs 0.49 % $4.90
- $4.90 — 18.50 Organization Costs 0.49 % $4.90 Annual operating expenses As a % of
- $1.67 — s Trustee fee & expenses 0.17 % $1.67 Supervisory, evaluation and administr
- $2.67 — fees 0.10 1.00 Total 0.27 % $2.67 The initial sales fee is the differen
- $0.135 — fee. The deferred sales fee is fixed at $0.135 per unit and is paid in three monthly i
- $0.05 — reation and development fee is fixed at $0.05 per unit and is paid at the end of the
- $10,000 — you would pay these expenses for every $10,000 you invest in the trust: 1 year $26
- $263 — 000 you invest in the trust: 1 year $263 3 years $808 5 years $1,379 1
- $808 — the trust: 1 year $263 3 years $808 5 years $1,379 10 years $2,930
- $1,379 — ear $263 3 years $808 5 years $1,379 10 years $2,930 This example assu
- $2,930 — $808 5 years $1,379 10 years $2,930 This example assumes that you continu
- $10.0000 — Information Unit price at inception $10.0000 Inception date March 24, 2026 Ter
Filing Documents
- adt2328-487.htm (487) — 3981KB
- ex1-1.htm (EX-1.1) — 25KB
- ex3-1.htm (EX-3.1) — 9KB
- ex3-2.htm (EX-3.2) — 18KB
- ex3-3.htm (EX-3.3) — 9KB
- ex4-1.htm (EX-4.1) — 4KB
- ex4-2.htm (EX-4.2) — 2KB
- chapman.jpg (GRAPHIC) — 23KB
- dorsey.jpg (GRAPHIC) — 5KB
- adt2328img001.gif (GRAPHIC) — 36KB
- 0001999371-26-006786.txt ( ) — 4138KB
From the Filing
1933 Act File No.: 333-292376 1940 Act File No.: 811-21056 CIK No.: 2098051 Securities and Exchange Commission Washington, D.C. 20549 Amendment No. 1 to REGISTRATION STATEMENT ON Form S-6 For Registration under the Securities Act of 1933 of Securities of Unit Investment Trusts Registered on Form N-8B-2 A. Exact name of trust: Advisors Disciplined Trust 2328 B. Name of depositor: Advisors Asset Management, Inc. C. Complete address of depositor’s principal executive offices: 18925 Base Camp Road Monument, Colorado 80132 D. Name and complete address of agent for service: With a copy to: Clifford Corso Scott R. Anderson Advisors Asset Management, Inc. Chapman and Cutler LLP 18925 Base Camp Road 320 South Canal Street, 27th Floor Monument, Colorado 80132 Chicago, Illinois 60606 E. Title of securities being registered: Units of undivided beneficial interest F. Approximate date of proposed public offering: As Soon As Practicable After The Effective Date Of The Registration Statement Check box if it is proposed that this filing will become effective on March 24, 2026 at 10:00 a.m. pursuant to Rule 487. Buyback Strategy Portfolio, Series 2026-1Q Cohen & Steers Preferred Income Opportunities Portfolio, Series 2026-1Q Cybersecurity & Technology Portfolio, Series 2026-1Q The Dividend Income Value Strategy Portfolio, Series 2026-1Q High 50 Dividend Strategy Portfolio, Series 2026-1Q Peroni Growth Portfolio, Spring 2026 Series Small/Mid Cap Income Growth Portfolio, Series 2026-1Q (Advisors Disciplined Trust 2328) Prospectus March 24, 2026 As with any investment, the Securities and Exchange Commission has not approved or disapproved of these securities or passed upon the adequacy or accuracy of this prospectus. Any contrary representation is a criminal offense. 2 Investment Summary tion" and "Understanding Your Investment—How the Trust Works—Termination of Your Trust." As described in greater detail under "Understanding Your Investment—How to Sell Your Units", you may sell or redeem your units on any business day the New York Stock Exchange is open. Unitholders who sell or redeem units prior to the trust's termination date will not receive the full benefit of the trust's intended term and investment strategy, will not receive additional distributions of income, and may receive more or less at sale or redemption than they would have received if units were held to the trust's mandatory termination date. The sale and redemption price a unitholder will receive is equal to the net asset value per unit, provided that a unitholder will not pay any remaining creation and development fee or organization costs if you sell or redeem units during the initial offering period. You pay any remaining deferred sales fee when you sell or redeem units. As described in greater detail under "Understanding Your Investment—How to Buy Units", the net asset value per unit for these purposes is the value of the securities, cash and other assets in the trust reduced by the liabilities of the trust divided by the total units outstanding. The value of securities for this purpose is generally determined using the last sales price for securities traded on a national securities exchange. If a security is not principally traded on a national securities exchange or if the market quotes are unavailable or inappropriate, securities will be priced based on the last asked or bid price in the over-the-counter market or by using other recognized pricing methods. The trust will make distributions of its investment income received from the underlying portfolio securities net of the trust's operating expenses as described in greater detail under "Understanding Your Investment—Distributions". The trust is not a managed fund. Unlike a managed fund, the trust is designed to have a defined portfolio that remains relatively fixed during the trust's life. While the trust is designed to Buyback Strategy Portfolio The Trust The trust is a unit investment trust registered under the Investment Company Act of 1940. The trust is designed to have: a term of approximately 15 months; an inception date of March 24, 2026; and a termination date of June 23, 2027. When your trust terminates you will have the option to (1) participate in a rollover and have your units reinvested into a subsequent trust series through a rollover, (2) receive an in-kind distribution of securities or (3) receive a cash distribution. The amount distributed to unitholders at the termination of the trust will be based on the proceeds from liquidation of the trust's assets at termination. If you elect to participate in a rollover, your units will be redeemed on your trust's termination date. As the redemption proceeds become available, the proceeds (including dividends) will be invested in a new trust series, if available, at the public offering price for the new trust. Units of a subsequent tr