se2, LLC/TA Files Annual TA-2, Confirms Transfer Agent Compliance

TL;DR

**se2, LLC/TA just filed its annual TA-2, confirming it's still a compliant transfer agent.**

AI Summary

se2, LLC/TA, a transfer agent based in Topeka, KS, filed its annual TA-2 report on March 24, 2026, covering the period ending December 31, 2025. This filing confirms their ongoing registration and compliance as a transfer agent, which is crucial for shareholders as transfer agents manage stock records and distributions. For investors, this means the company responsible for their share certificates and dividend payments is meeting its regulatory obligations.

Why It Matters

This filing confirms se2, LLC/TA's regulatory compliance as a transfer agent, which is vital for shareholders to ensure their stock ownership records and dividend distributions are accurately managed.

Risk Assessment

Risk Level: low — This is a routine compliance filing for a transfer agent, indicating normal operations rather than a specific risk.

Analyst Insight

Investors should note that this routine filing indicates the transfer agent is meeting its regulatory obligations, which is a positive sign for the administrative handling of their shares. No immediate action is required based on this compliance filing.

Key Numbers

• 2026-03-24 — Filing Date (when the TA-2 report was submitted)
• 2025-12-31 — Period of Report (the end date of the period covered by the TA-2 filing)
• 084-06285 — File No. (the SEC file number for se2, LLC/TA's registration)

Key Players & Entities

• se2, LLC/TA (company) — the filer and transfer agent
• Topeka, KS (location) — business and mailing address of se2, LLC/TA
• 0001424912 (company) — CIK of se2, LLC/TA

FAQ

Filing Documents

• primary_doc.html (TA-2)
• primary_doc.xml (TA-2) — 5KB
• 0001424912-26-000003.txt ( ) — 6KB

From the Filing

Form TA-2 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM TA-2 OMB APPROVAL FORM TA-2 OMB Number:   3235-0337 Estimated average burden hours per response: 6.0 Estimated average burden hours per intermediate response: 1.50 Estimated average burden hours per minimum response: 0.50 TA-2: Filer Information 1(a). Filer CIK: 0001424912 1(b). Filer CCC: ********** File Number: 084-06285 For the reporting period ending December 31, 2025-12-31 1(c). Is this a LIVE or TEST Filing?  LIVE  TEST 1(d). Would you like a Return Copy? 1(e). Is this filing an amendment to a previous filing? Submission Contact Information The registrant may provide a single e-mail address for contact purposes. 1(f)(i). Contact Name: 1(f)(ii). Contact Phone Number: 1(f)(iii). Contact E-Mail Address: Notification Information Notification will automatically be sent to the Login CIK, Submission Contact and Primary Registrants. The registrant may provide additional e-mail addresses for those persons the filer would like to receive notification e-mails regarding the filing. 1(g). Notification E-mail Address: 1(h). Full Name of Registrant as stated in Question 3 of Form TA-1: se2, LLC/TA TA-2: Service Company Information 2(a). During the reporting period, has a Registrant engaged a service company to perform any of its transfer agent functions:   All     Some     None   2(c). During the reporting period, has the Registrant been engaged as a service company by a named transfer agent to perform transfer agent functions?  Yes  No 2(d). If the answer to subsection (c) is yes, provide the name(s) and file number(s) of the named transfer agent(s) for which the Registrant has been engaged as a service company to perform transfer agent functions: Name of Transfer Agent(s): File Number: MUFG Investor Service (US), LLC 084-05475 TA-2: Registration Information 3(a). Registrant's appropriate regulatory agency (ARA): Securities and Exchange Commission   3(b). During the reporting period, has the Registrant amended for TA-1 within 60 calendar days following the date on which information reported therein became inaccurate, incomplete or misleading?  Yes, filed amendment(s)  No, failed to file amendment(s)  Not applicable 3(c). If the answer to subsection (b) is no, provide an explanation: TA-2: Annual Report Information If the response to any of questions 4-11 below is none or zero, enter "0." 4(a). Number of items received for transfer during the reporting period: 45,015 4(b). Number of individual securityholder accounts for which the TA maintained master securityholder files: 298,775 5(a). Total number of individual securityholder accounts, including accounts in the Direct Registration System (DRS), dividend reinvestment plans and/or direct purchase plans as of December 31: 0 5(b). Number of individual securityholder dividend reinvestment plan and/or direct purchase plan accounts as of December 31: 0 5(c). Number of individual securityholder DRS accounts as of December 31: 0 5(d). Approximate percentage of individual securityholder accounts from subsection (a) in the following categories as of December 31: 5(d)(i). Corporate Equity Securities 5(d)(ii). Corporate Debt Securities 5(d)(iii). Open-End Investment Company Securities 5(d)(iv). Limited Partnership Securities 5(d)(v). Municipal Debt Securities 5(d)(vi). Other Securities 0.00 0.00 0.00 0.00 0.00 0.00 6 . Number of securities issues for which Registrant acted in the following capacities, as of December 31:   Corporate Securities Open-End Investment Company Securities Limited Partnership Securities Municipal Debt Securities Other Securities Equity Debt 6(a). Receives items for transfer and maintains the master securityholder files: 6(a)(i).   0 6(a)(ii).   0 6(a)(iii).   0 6(a)(iv).   0 6(a)(v).   0 6(a)(vi).   681 6(b). Receives items for transfer but does not maintain the master securityholder files: 6(b)(i).   0 6(b)(ii).   0 6(b)(iii).   0 6(b)(iv).   0 6(b)(v).   0 6(b)(vi).   0 6(c). Does not receive items for transfer but maintains the master securityholder files: 6(c)(i).   0 6(c)(ii).   0 6(c)(iii).   0 6(c)(iv).   0 6(c)(v).   0 6(c)(vi).   0 7 . Scope of certain additional types of activities performed: 7(a). Number of issues for which dividend reinvestment plan and/or direct purchase plan services were provided, as of December 31: 0 7(b). Number of issues for which DRS services were provided, as of December 31: 0 7(c). Dividend disbursement and interest paying agent activities conducted during the reporting period: 7(c)(i). number of issues 0 7(c)(ii). amount (in dollars) $ 0 8(a). Number and aggregate market value of securities aged record differences, existing for more than 30 days, as of December 31: Prior Transfer Agent(s) (If applicable) Current Transfer Agent 8(a)(i). Number of issues: 0 0 8(a)(

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