FIS Investor Services Files Annual TA-2, Confirms Transfer Agent Status

TL;DR

**FIS Investor Services just filed its annual TA-2, confirming it's still a registered transfer agent.**

AI Summary

FIS Investor Services LLC /TA filed its annual TA-2 report on March 24, 2026, covering the period ending December 31, 2025. This filing confirms their ongoing registration as a transfer agent, a crucial role in managing shareholder records and transactions. For investors, this means the company responsible for their stock certificates and dividend payments is complying with SEC regulations, ensuring operational transparency and stability.

Why It Matters

This filing confirms FIS Investor Services LLC /TA is fulfilling its regulatory obligations as a transfer agent, which is vital for the accurate management of shareholder records and stock transactions for companies they serve.

Risk Assessment

Risk Level: low — This is a routine compliance filing for a transfer agent and does not indicate any new risks or issues.

Analyst Insight

Investors should simply note that FIS Investor Services LLC /TA is maintaining its regulatory compliance, which is a positive sign for the stability of their transfer agent services. No immediate action is required based on this routine filing.

Key Numbers

• 0001630490 — CIK (Central Index Key) (unique identifier for FIS Investor Services LLC /TA)
• 2026-03-24 — Filing Date (the date the TA-2 was submitted to the SEC)
• 2025-12-31 — Period of Report (the end date of the reporting period covered by the TA-2)

Key Players & Entities

• FIS Investor Services LLC /TA (company) — the filer of the TA-2 form
• SEC (company) — the regulatory body overseeing the filing

FAQ

Filing Documents

• primary_doc.html (TA-2)
• primary_doc.xml (TA-2) — 7KB
• 0001630490-26-000002.txt ( ) — 8KB

From the Filing

Form TA-2 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM TA-2 OMB APPROVAL FORM TA-2 OMB Number:   3235-0337 Estimated average burden hours per response: 6.0 Estimated average burden hours per intermediate response: 1.50 Estimated average burden hours per minimum response: 0.50 TA-2: Filer Information 1(a). Filer CIK: 0001630490 1(b). Filer CCC: ********** File Number: 084-06522 For the reporting period ending December 31, 2025-12-31 1(c). Is this a LIVE or TEST Filing?  LIVE  TEST 1(d). Would you like a Return Copy? 1(e). Is this filing an amendment to a previous filing? Submission Contact Information The registrant may provide a single e-mail address for contact purposes. 1(f)(i). Contact Name: 1(f)(ii). Contact Phone Number: 1(f)(iii). Contact E-Mail Address: Notification Information Notification will automatically be sent to the Login CIK, Submission Contact and Primary Registrants. The registrant may provide additional e-mail addresses for those persons the filer would like to receive notification e-mails regarding the filing. 1(g). Notification E-mail Address: 1(h). Full Name of Registrant as stated in Question 3 of Form TA-1: FIS Investor Services LLC /TA TA-2: Service Company Information 2(a). During the reporting period, has a Registrant engaged a service company to perform any of its transfer agent functions:   All     Some     None   2(c). During the reporting period, has the Registrant been engaged as a service company by a named transfer agent to perform transfer agent functions?  Yes  No 2(d). If the answer to subsection (c) is yes, provide the name(s) and file number(s) of the named transfer agent(s) for which the Registrant has been engaged as a service company to perform transfer agent functions: Name of Transfer Agent(s): File Number: Victory Capital Transfer Agency Inc 084-01197 Franklin Templeton Investor Services LLC/TA 084-01036 The Northern Trust Company 085-05127 TA-2: Registration Information 3(a). Registrant's appropriate regulatory agency (ARA): Securities and Exchange Commission   3(b). During the reporting period, has the Registrant amended for TA-1 within 60 calendar days following the date on which information reported therein became inaccurate, incomplete or misleading?  Yes, filed amendment(s)  No, failed to file amendment(s)  Not applicable 3(c). If the answer to subsection (b) is no, provide an explanation: TA-2: Annual Report Information If the response to any of questions 4-11 below is none or zero, enter "0." 4(a). Number of items received for transfer during the reporting period: 666,038 4(b). Number of individual securityholder accounts for which the TA maintained master securityholder files: 3,857,070 5(a). Total number of individual securityholder accounts, including accounts in the Direct Registration System (DRS), dividend reinvestment plans and/or direct purchase plans as of December 31: 3,857,070 5(b). Number of individual securityholder dividend reinvestment plan and/or direct purchase plan accounts as of December 31: 3,631,962 5(c). Number of individual securityholder DRS accounts as of December 31: 0 5(d). Approximate percentage of individual securityholder accounts from subsection (a) in the following categories as of December 31: 5(d)(i). Corporate Equity Securities 5(d)(ii). Corporate Debt Securities 5(d)(iii). Open-End Investment Company Securities 5(d)(iv). Limited Partnership Securities 5(d)(v). Municipal Debt Securities 5(d)(vi). Other Securities 0.00 0.00 100.00 0.00 0.00 0.00 6 . Number of securities issues for which Registrant acted in the following capacities, as of December 31:   Corporate Securities Open-End Investment Company Securities Limited Partnership Securities Municipal Debt Securities Other Securities Equity Debt 6(a). Receives items for transfer and maintains the master securityholder files: 6(a)(i).   0 6(a)(ii).   0 6(a)(iii).   1,290 6(a)(iv).   0 6(a)(v).   0 6(a)(vi).   0 6(b). Receives items for transfer but does not maintain the master securityholder files: 6(b)(i).   0 6(b)(ii).   0 6(b)(iii).   0 6(b)(iv).   0 6(b)(v).   0 6(b)(vi).   0 6(c). Does not receive items for transfer but maintains the master securityholder files: 6(c)(i).   0 6(c)(ii).   0 6(c)(iii).   0 6(c)(iv).   0 6(c)(v).   0 6(c)(vi).   0 7 . Scope of certain additional types of activities performed: 7(a). Number of issues for which dividend reinvestment plan and/or direct purchase plan services were provided, as of December 31: 1,290 7(b). Number of issues for which DRS services were provided, as of December 31: 0 7(c). Dividend disbursement and interest paying agent activities conducted during the reporting period: 7(c)(i). number of issues 938 7(c)(ii). amount (in dollars) $ 15,084,387,292.67 8(a). Number and aggregate market value of securities aged record difference

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