DC 601 Co-Investment Amends Form D/A, Confirms 3(c)(1) Status
| Field | Detail |
|---|---|
| Company | Dc 601 Co-Investment, LP |
| Form Type | D/A |
| Filed Date | Mar 24, 2026 |
| Risk Level | medium |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $1, $1,000,000, $5,000,000, $1,000,001, $5,000,001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: exempt-offering, private-fund, regulatory-filing, amendment
TL;DR
**DC 601 Co-Investment just updated its filing to confirm it's a private fund under 3(c)(1).**
AI Summary
DC 601 Co-Investment, LP filed an amended Form D/A on March 24, 2026, updating a previous notice of an exempt offering of securities. This filing specifically indicates that the company operates under Section 3(c)(1) of the Investment Company Act, meaning it has fewer than 100 investors and is not required to register as an investment company. This matters to potential investors because it clarifies the regulatory framework under which DC 601 Co-Investment, LP operates, suggesting a private fund structure with limited public oversight compared to registered investment companies.
Why It Matters
This filing clarifies DC 601 Co-Investment, LP's regulatory status as a private fund, which means it has fewer public disclosure requirements than a registered investment company.
Risk Assessment
Risk Level: medium — Operating under Section 3(c)(1) means less regulatory oversight and fewer public disclosures, which can increase risk for investors due to reduced transparency.
Analyst Insight
Investors should understand that DC 601 Co-Investment, LP is a private fund with less public disclosure than registered investment companies, and should conduct thorough due diligence if considering investment.
Key Numbers
- 2026-03-24 — Filing Date (the date the D/A amendment was filed and accepted)
- 3(c)(1) — Investment Company Act Section (the specific exemption under which DC 601 Co-Investment, LP operates)
Key Players & Entities
- DC 601 Co-Investment, LP (company) — the filer of the D/A form
- 0002089212 (company) — the CIK (Central Index Key) for DC 601 Co-Investment, LP
- 2700 POST OAK BLVD., FLOOR 21 HOUSTON TX 77056 (company) — the mailing and business address for DC 601 Co-Investment, LP
FAQ
What is the primary purpose of the D/A filing by DC 601 Co-Investment, LP?
The primary purpose of the D/A filing by DC 601 Co-Investment, LP is to amend a previous 'Notice of Exempt Offering of Securities' and specifically confirm its status under Item 3C.1: Section 3(c)(1) of the Investment Company Act, as indicated by the filing date of March 24, 2026.
What does operating under Section 3(c)(1) mean for DC 601 Co-Investment, LP?
Operating under Section 3(c)(1) means that DC 601 Co-Investment, LP is exempt from registration as an investment company under the Investment Company Act of 1940, typically because it has fewer than 100 investors and does not make a public offering of its securities, as stated in the filing's Item 3C.1.
Filing Stats: 1,345 words · 5 min read · ~4 pages · Grade level 18 · Accepted 2026-03-24 12:42:50
Key Financial Figures
- $1 — enues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,
- $1,000,000 — No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,
- $5,000,000 — Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001
- $1,000,001 — e $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000
- $5,000,001 — $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
- $25,000,000 — $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001
- $25,000,001 — $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
- $50,000,000 — 5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,0
- $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $1
- $50,000,001 — 0,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 O
Filing Documents
- primary_doc.html (D/A)
- primary_doc.xml (D/A) — 8KB
- 0002089212-26-000001.txt ( ) — 9KB
From the Filing
Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other Name of Issuer DC 601 Co-Investment, LP Jurisdiction of Incorporation/Organization DELAWARE Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2025 Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer DC 601 Co-Investment, LP Street Address 1 Street Address 2 2700 POST OAK BLVD., FLOOR 21 HOUSTON TEXAS 77056 202.656.1250 3. Related Persons Last Name First Name Middle Name Dauntless Capital Hospitality Fund II GP, LP [none] Street Address 1 Street Address 2 2700 Post Oak Blvd., Floor 21 Houston TEXAS 77056 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) General Partner of the Issuer Last Name First Name Middle Name Dauntless Capital Hospitality Fund II GP, LLC [none] Street Address 1 Street Address 2 2700 Post Oak Blvd., Floor 21 Houston TEXAS 77056 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) General Partner of the General Partner of the Issuer Last Name First Name Middle Name Williams Cramer Street Address 1 Street Address 2 2700 Post Oak Blvd., Floor 21 Houston TEXAS 77056 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Ballard Craig Street Address 1 Street Address 2 2700 Post Oak Blvd., Floor 21 Houston TEXAS 77056 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Harrison Chris Street Address 1 Street Address 2 2700 Post Oak Blvd., Floor 21 Houston TEXAS 77056 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) 4. Industry Group Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes No Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services Oil & Gas Other Energy Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other 5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 Over $100,000,000 Decline to Disclose Decline to Disclose Not Applicable Not Applicable 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b) Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7) 7. Type of Filing New Notice Date of First Sale 2026-03-10 First Sale Yet to Occur Amendment 8. Duration of Offering Does the Issuer intend this offering to last more than one year? Yes No 9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe) 10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or