Hines Private Wealth Solutions Files Amended FOCUS Report for 2025
| Field | Detail |
|---|---|
| Company | Hines Private Wealth Solutions LLC |
| Form Type | X-17A-5/A |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, compliance, broker-dealer, annual-report
TL;DR
**Hines Private Wealth Solutions just filed its amended 2025 financial report, showing it's playing by the rules.**
AI Summary
Hines Private Wealth Solutions LLC filed an amended X-17A-5/A FOCUS Report on March 24, 2026, for the period ending December 31, 2025. This filing, which includes an audit report and an exemption report, is a routine regulatory update for broker-dealers. It matters to investors because it confirms the company is meeting its financial reporting obligations, which is a basic requirement for maintaining trust and operational integrity in the financial industry.
Why It Matters
This filing demonstrates Hines Private Wealth Solutions LLC's compliance with SEC financial reporting requirements, which is crucial for maintaining investor confidence and regulatory standing.
Risk Assessment
Risk Level: low — This is a routine regulatory filing that indicates compliance rather than presenting new financial risks.
Analyst Insight
Investors should view this as a routine compliance update, confirming the company's adherence to regulatory standards. No immediate action is suggested based solely on this filing.
Key Players & Entities
- HINES PRIVATE WEALTH SOLUTIONS LLC (company) — the filer of the X-17A-5/A form
- 0001258796 (company) — the CIK (Central Index Key) for Hines Private Wealth Solutions LLC
- 2025-12-31 (date) — the period of report for the X-17A-5/A filing
- 2026-03-24 (date) — the filing date and effectiveness date of the X-17A-5/A
FAQ
What type of filing is this document?
This document is an X-17A-5/A, which is an amended FOCUS Report, as indicated by the 'Form: X-17A-5/A' and 'Type: X-17A-5/A' in the filing details.
What is the period of report covered by this filing?
The period of report for this filing is December 31, 2025, as stated under 'Period of Report 2025-12-31'.
When was this amended filing submitted and accepted by the SEC?
This amended filing was submitted and accepted on March 24, 2026, as shown by 'Filing Date 2026-03-24' and 'Accepted 2026-03-24 13:15:07'.
What specific documents are included in this X-17A-5/A submission?
The submission includes 'primary_doc.html' (X-17A-5/A), 'primary_doc.xml' (X-17A-5/A), 'AUDIT REPORT HPWS2025AUDIT.pdf' (FULL), and 'EXEMPTION REPORT ExemptRpt_1.pdf' (FULL).
What is the business address of Hines Private Wealth Solutions LLC?
The business address of Hines Private Wealth Solutions LLC is 845 TEXAS AVENUE SUITE 3300 HOUSTON TX 77002, as listed in the filing details.
Filing Stats: 374 words · 1 min read · ~1 pages · Grade level 14.5 · Accepted 2026-03-24 13:15:07
Filing Documents
- primary_doc.html (X-17A-5/A)
- primary_doc.xml (X-17A-5/A) — 2KB
- HPWS2025AUDIT.pdf (FULL) — 8224KB
- ExemptRpt_1.pdf (FULL) — 157KB
- 0001258796-26-000004.txt ( ) — 10870KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5/A OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5/A: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5/A: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No Please describe what information is being amended with this filing. X-17A-5/A: A. Registrant Identification Name of Firm HINES PRIVATE WEALTH SOLUTIONS LLC Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 845 TEXAS AVENUE Address 2 SUITE 3300 TEXAS Mailing Zip/ Portal Code 77002 Name and Telephone Number of Person to Contact in Regard to this Report Name Shaun Hussein Telephone Number 7139667839 X-17A-5/A: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Deloitte & Touche Address 1 1111 Bagby, Suite 4500 TEXAS Mailing Zip/ Postal Code 77002 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5/A: Signature Oath or Affirmation I , Shaun Hussein, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of HINES PRIVATE WEALTH SOLUTIONS LLC, as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Shaun Hussein Title Financial Operations Principle