Winterfell Capital Fund I Files Exempt Offering Notice (Form D)
| Field | Detail |
|---|---|
| Company | Winterfell Capital Fund I, LP |
| Form Type | D |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $1, $1,000,000, $5,000,000, $1,000,001, $5,000,001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: private-placement, fundraising, exempt-offering
TL;DR
**Winterfell Capital Fund I is raising private money, likely from big investors.**
AI Summary
Winterfell Capital Fund I, LP, a Delaware-incorporated entity, filed a Form D on March 24, 2026, indicating a notice of an exempt offering of securities. This filing, under Section 3(c)(7) of the Investment Company Act, means they are raising capital from qualified purchasers without registering with the SEC. For investors, this signals that Winterfell Capital is actively seeking private funding, which could lead to new investments or expansion, potentially impacting the value of any underlying assets they hold or manage.
Why It Matters
This filing signals Winterfell Capital Fund I, LP is raising private capital, which could fuel new investments and growth, potentially increasing the value of their managed assets.
Risk Assessment
Risk Level: low — A Form D filing is a routine notice for private fundraising and does not inherently indicate high risk for existing investors.
Analyst Insight
Investors should monitor future filings from Winterfell Capital Fund I, LP for details on how the raised capital is deployed, as this could impact their investment strategy or portfolio.
Key Numbers
- 021-577489 — File No. (unique identifier for this specific offering with the SEC)
- 26785284 — Film No. (internal SEC processing number for the filing)
Key Players & Entities
- Winterfell Capital Fund I, LP (company) — the filer of the Form D
- Delaware (company) — state of incorporation for Winterfell Capital Fund I, LP
- March 24, 2026 (date) — filing and acceptance date of the Form D
- 0002123390 (company) — CIK of Winterfell Capital Fund I, LP
Forward-Looking Statements
- Winterfell Capital Fund I, LP will successfully raise capital from qualified purchasers. (Winterfell Capital Fund I, LP) — medium confidence, target: 2027-03-24
FAQ
What is the purpose of Winterfell Capital Fund I, LP filing a Form D?
Winterfell Capital Fund I, LP filed a Form D as a 'Notice of Exempt Offering of Securities,' indicating they are raising capital privately without needing to register the offering with the SEC, as permitted under specific exemptions.
When was this Form D filed and accepted by the SEC?
The Form D was filed and accepted on the same day, March 24, 2026, according to the 'Filing Date' and 'Accepted' timestamps in the filing.
Under which specific section of the Investment Company Act is this offering being made?
This offering is being made under 'Investment Company Act Section 3(c) Item 3C.7,' which typically refers to an exemption for funds that sell only to 'qualified purchasers'.
What is the business address listed for Winterfell Capital Fund I, LP in this filing?
The business address listed for Winterfell Capital Fund I, LP is 818 NORTH DOHENY DRIVE NO. 1001, LOS ANGELES CA 90069.
What is the CIK (Central Index Key) for Winterfell Capital Fund I, LP as stated in the filing?
The CIK for Winterfell Capital Fund I, LP is 0002123390, as indicated in the 'Filer' section of the document.
Filing Stats: 1,281 words · 5 min read · ~4 pages · Grade level 20 · Accepted 2026-03-24 13:18:41
Key Financial Figures
- $1 — enues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,
- $1,000,000 — No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,
- $5,000,000 — Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001
- $1,000,001 — e $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000
- $5,000,001 — $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
- $25,000,000 — $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001
- $25,000,001 — $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
- $50,000,000 — 5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,0
- $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $1
- $50,000,001 — 0,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 O
Filing Documents
- primary_doc.html (D)
- primary_doc.xml (D) — 7KB
- 0001231919-26-000269.txt ( ) — 8KB
From the Filing
Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other Name of Issuer Winterfell Capital Fund I, LP Jurisdiction of Incorporation/Organization DELAWARE Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2026 Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer Winterfell Capital Fund I, LP Street Address 1 Street Address 2 818 NORTH DOHENY DRIVE LOS ANGELES CALIFORNIA 90069 3. Related Persons Last Name First Name Middle Name Winterfell Capital GP I, LLC N/A Street Address 1 Street Address 2 818 NORTH DOHENY DRIVE LOS ANGELES CALIFORNIA 90069 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) General Partner of the Issuer Last Name First Name Middle Name Shahrestani Navid Street Address 1 Street Address 2 818 NORTH DOHENY DRIVE LOS ANGELES CALIFORNIA 90069 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Managing Director of General Partner of the Issuer Last Name First Name Middle Name Winterfell Capital Management, LLC N/A Street Address 1 Street Address 2 818 NORTH DOHENY DRIVE LOS ANGELES CALIFORNIA 90069 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) 4. Industry Group Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes No Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services Oil & Gas Other Energy Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other 5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 Over $100,000,000 Decline to Disclose Decline to Disclose Not Applicable Not Applicable 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b) Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7) 7. Type of Filing New Notice Date of First Sale First Sale Yet to Occur Amendment 8. Duration of Offering Does the Issuer intend this offering to last more than one year? Yes No 9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe) 10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes No Clarification of Response (if Necessary) 11. Minimum Investment Minimum investment accepted from any outside investor $ 0 USD 12. Sales Compensation Recipient Recipient CRD Number None (Associated) Broker or Dealer None (Associated) Broker or Dealer CRD Number None Street Address 1 Street Address 2 13. Offering and Sales Amounts Total Offering Amount $ USD Indefinite Total Amount Sold $ 0 USD Total Remaining to be Sold $ USD Indefinite Clarificati