CRANDALL FILES FORM 4 FOR BARINGS CORPORATE INVESTORS

TL;DR

**Insider Crandall filed a Form 4 for Barings Corporate Investors, indicating a change in ownership.**

AI Summary

This Form 4 filing indicates that Roger W. Crandall, a reporting person, has filed a statement of changes in beneficial ownership of securities for Barings Corporate Investors (ticker not provided, CIK: 0000275694) on March 24, 2026, for a period ending March 20, 2026. While the filing itself doesn't detail specific transactions, it signals that Crandall, likely an insider, has had a change in his holdings. This matters to investors because insider activity, especially from high-level individuals like Crandall, can sometimes be an indicator of their confidence in the company's future performance.

Why It Matters

This filing signals a change in insider holdings, which can offer a glimpse into how key executives view the company's prospects. Investors often monitor these filings for potential buy or sell signals.

Risk Assessment

Risk Level: low — This filing is purely informational and does not inherently pose a direct financial risk, but rather provides data for investor analysis.

Analyst Insight

An astute investor would look for the detailed transaction data within the full Form 4 document to understand the nature (buy/sell) and magnitude of the change in Roger W. Crandall's beneficial ownership, as this could signal insider confidence or concern.

Key Players & Entities

• CRANDALL ROGER W (person) — Reporting Person
• BARINGS CORPORATE INVESTORS (company) — Issuer of securities
• 0001194961 (person) — Roger W. Crandall's CIK
• 0000275694 (company) — Barings Corporate Investors' CIK

FAQ

Filing Documents

• doc4.html (4)
• doc4.xml (4) — 7KB
• 0001225208-26-003949.txt ( ) — 8KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * CRANDALL ROGER W (Last) (First) (Middle) C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 (Street) CHARLOTTE NORTH CAROLINA 28202 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol BARINGS CORPORATE INVESTORS [ MCI ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner Officer (give title below) X Other (specify below) Adviser Board Member 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Shares ("Shares of Beneficial Interest") 9,425.48 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares MassMutual Non-Qualified Thrift Plan (1) 03/20/2026 J (2) 4,193.7829 (1) (1) Common Shares ("Shares of Beneficial Interest") 4,193.7829 $ 19.3 226,283.5753 D Barings Non-Qualified Thrift Plan (1) (1) (1) Common Shares ("Shares of Beneficial Interest") 294,091.0001 294,091.0001 D Explanation of Responses: 1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. 2. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. Stacy Standridge, as Attorney-in-fact 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form,

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