Insider Frank Cavallaro Files Form 4 for Peapack Gladstone

TL;DR

**Insider Frank Cavallaro just filed a Form 4 for Peapack Gladstone, signaling a change in his stock ownership.**

AI Summary

This Form 4 filing, dated March 24, 2026, indicates that Frank A. Cavallaro, an insider at Peapack Gladstone Financial Corp., has filed a statement of changes in beneficial ownership of securities. While the filing itself doesn't detail specific transactions, it signals that a change in his holdings occurred around March 20, 2026. This matters to investors because insider transactions can provide clues about how company executives view the stock's future prospects, potentially influencing their decision to buy, sell, or hold shares.

Why It Matters

This filing signals a change in insider ownership, which can be a key indicator for investors trying to gauge executive confidence in the company's future.

Risk Assessment

Risk Level: low — This filing is purely administrative, reporting a change in ownership, and does not inherently carry significant risk.

Analyst Insight

Investors should monitor subsequent filings or news for details on the specific transactions (buy/sell) made by Frank A. Cavallaro to understand the implications for Peapack Gladstone Financial Corp's stock.

Key Players & Entities

• Cavallaro Frank A. (person) — Reporting insider
• Peapack Gladstone Financial Corp (company) — Issuer of securities
• 0001471659 (person) — CIK for Frank A. Cavallaro
• 0001050743 (company) — CIK for Peapack Gladstone Financial Corp
• 2026-03-24 (date) — Filing Date
• 2026-03-20 (date) — Period of Report

FAQ

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 18KB
• 0001193125-26-121419.txt ( ) — 20KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Cavallaro Frank A. (Last) (First) (Middle) 500 HILLS DRIVE, SUITE 300 PO BOX 700 (Street) BEDMINSTER NEW JERSEY 07921 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol PEAPACK GLADSTONE FINANCIAL CORP [ PGC ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) SEVP & Chief Financial Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/20/2026 M 1,615 A (1) 10,158 D Common Stock 03/20/2026 M 1,666 A (2) 11,824 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units (1) 03/20/2026 M 1,615 (1) (1) Common Stock 1,615 (1) 0 D Restricted Stock Units (2) 03/20/2026 M 1,666 (2) (2) Common Stock 1,666 (2) 3,333 D Restricted Stock Units (3) 03/20/2026 A 7,408 (3) (3) Common Stock 7,408 (3) 7,408 D Restricted Stock Units (4) (4) (4) Common Stock 7,499 7,499 D Restricted Stock Units (5) 03/20/2026 A 11,113 (5) (5) Common Stock 11,113 (5) 11,113 D Phantom Stock (6) 03/20/2026 M 1,463 (6) (6) Common Stock 1,463 (6) 1,463 D Phantom Stock (7) (7) (7) Common Stock 6,584 6,584 D Explanation of Responses: 1. On March 20, 2023, the reporting person was granted 4,844 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. 2. On March 20, 2025, the reporting person was granted 4,999 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. 3. On March 20, 2026, the reporting person was granted 7,408 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each RSU converts into one share of PGC common stock. 4. On March 20, 2025, the reporting person was granted 7,499 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 5. On March 20, 2026, the reporting person was granted 11,113 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 6. On March 20, 2024, the reporting person was granted 4,389 phantom stock shares, vesting in three equal annual installments beginning on Mar

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