Alliance Surgical Center Files D, Signals Private Capital Raise

TL;DR

**Alliance Surgical Center just filed a D, meaning they're raising private money.**

AI Summary

Alliance Surgical Center, LLC, a Florida-incorporated company, filed a Form D on March 24, 2026, indicating an exempt offering of securities. This filing, with a business address at 917 Rinehart Road, Suite 1001, Lake Mary, FL, suggests the company is raising capital outside of traditional public registration requirements. For investors, this means the company is likely seeking private funding, which could lead to expansion or operational improvements, potentially increasing its value, but also implies less public disclosure than a registered offering.

Why It Matters

This filing indicates Alliance Surgical Center, LLC is raising capital, which could fund growth or operations, potentially impacting future profitability and stock value.

Risk Assessment

Risk Level: medium — Exempt offerings often involve less public disclosure, increasing information asymmetry for potential investors.

Analyst Insight

Investors should monitor for further announcements or private placement details from Alliance Surgical Center, LLC to understand the terms and use of the capital raised, as this could impact future valuation.

Key Players & Entities

• Alliance Surgical Center, LLC (company) — the filer of the Form D
• 0001660476 (company) — the CIK of Alliance Surgical Center, LLC
• 2026-03-24 (date) — the filing and effectiveness date of the Form D
• FL (company) — the state of incorporation for Alliance Surgical Center, LLC
• 917 RINEHART ROAD, SUITE 1001 LAKE MARY FL 32703 (company) — the business address of Alliance Surgical Center, LLC

FAQ

Key Financial Figures

• $1 — enues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,
• $1,000,000 — No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,
• $5,000,000 — Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001
• $1,000,001 — e   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000
• $5,000,001 — $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
• $25,000,000 — $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001
• $25,000,001 — $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
• $50,000,000 — 5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,0
• $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $1
• $50,000,001 — 0,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   O

Filing Documents

• primary_doc.html (D)
• primary_doc.xml (D) — 10KB
• 0001660476-26-000001.txt ( ) — 11KB

From the Filing

Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Alliance Surgery Center, LLC Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other   Name of Issuer   Alliance Surgical Center, LLC Jurisdiction of Incorporation/Organization FLORIDA   Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year)   Yet to Be Formed           2. Principal Place of Business and Contact Information Name of Issuer   Alliance Surgical Center, LLC Street Address 1 Street Address 2   917 RINEHART ROAD, SUITE 1001     LAKE MARY   FLORIDA     32703   205-545-2734   3. Related Persons Last Name First Name Middle Name Shoults Patricia Street Address 1 Street Address 2   917 Rinehart Road     Suite 1001   Lake Mary   FLORIDA   32746   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary)   Last Name First Name Middle Name Jones Charles Street Address 1 Street Address 2   917 Rinehart Road     Suite 1001   Lake Mary   FLORIDA   32746   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary)   Last Name First Name Middle Name Richardson Matthew Street Address 1 Street Address 2   917 Rinehart Road     Suite 1001   Lake Mary   FLORIDA   32746   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary)   Last Name First Name Middle Name Leung Brian Street Address 1 Street Address 2   917 Rinehart Road     Suite 1001   Lake Mary   FLORIDA   32746   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary)   Last Name First Name Middle Name Gaddipatti Kalyani Street Address 1 Street Address 2   917 Rinehart Road     Suite 1001   Lake Mary   FLORIDA   32746   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary)   Last Name First Name Middle Name Sparks Andrew Street Address 1 Street Address 2   917 Rinehart Road     Suite 1001   Lake Mary   FLORIDA   32746   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary)   4. Industry Group   Agriculture Banking & Financial Services     Commercial Banking     Insurance   Investing     Investment Banking     Pooled Investment Fund   Other Banking & Financial Services   Business Services Energy     Coal Mining     Electric Utilities     Energy Conservation     Environmental Services     Oil & Gas     Other Energy Health Care     Biotechnology     Health Insurance     Hospitals & Physicians     Pharmaceuticals     Other Health Care                         Manufacturing Real Estate   Commercial   Construction   REITS & Finance   Residential Other Real Estate   Retailing Restaurants Technology   Computers   Telecommunications   Other Technology Travel   Airlines & Airports   Lodging & Conventions   Tourism & Travel Services   Other Travel Other        5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   Over $100,000,000   Decline to Disclose   Decline to Disclose   Not Applicable   Not Applicable   6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b)         Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c)     7. Type of Filing   New Notice Date of First Sale       First Sale Yet to Occur   Amendment     8. Duration of Offering Does the Issuer intend this offering to last more than one year?   Yes   No     9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe)       10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?   Yes   No Clarification of Response (if Necessary)       11. Minimum Investment Minimum investment accepted from any outside investor $   0 USD 12. Sales Compensation Recipient   Recipient CRD Number None   N/A

View Full Filing

View this D filing on SEC EDGAR