Axos Financial Insider Thiele Files Form 4 on Ownership Change

TL;DR

**Axos Financial insider Candace Thiele filed a Form 4, signaling a change in her ownership.**

AI Summary

Candace L. Thiele, an insider at Axos Financial, Inc., filed a Form 4 on March 24, 2026, indicating a change in her beneficial ownership of securities as of March 20, 2026. This filing, while not detailing specific transactions, signals that an executive's stake in the company has shifted. For investors, this matters because changes in insider ownership can sometimes be an indicator of how executives view the company's future prospects, though the specific nature of the change (buy or sell) is not disclosed in this summary filing.

Why It Matters

This filing indicates a change in an insider's stake, which can be a signal to investors about management's confidence in the company's future, though the specific transaction details are not provided here.

Risk Assessment

Risk Level: low — This filing is purely administrative and does not inherently indicate a positive or negative event for the company or its stock.

Analyst Insight

An investor should note this filing as a routine disclosure of insider activity and await further details on the specific transactions (e.g., buy or sell) to assess its potential impact on Axos Financial, Inc. stock.

Key Players & Entities

• THIELE CANDACE L (person) — Reporting owner
• Axos Financial, Inc. (company) — Issuer of securities
• 0002046152 (person) — CIK for Candace L. Thiele
• 0001299709 (company) — CIK for Axos Financial, Inc.

FAQ

Filing Documents

• primary_doc.html (4)
• primary_doc.xml (4) — 8KB
• 0002046152-26-000004.txt ( ) — 10KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * THIELE CANDACE L (Last) (First) (Middle) 9205 WEST RUSSELL ROAD SUITE 400 (Street) LAS VEGAS NEVADA 89148 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol Axos Financial, Inc. [ AX ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) EVP, Chief Administrative Offi 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 348 I 401(k) Plan Common Stock (1) 03/20/2026 M 444 A $ 82.93 1,225 D Common Stock 03/20/2026 D 217 (2) D $ 82.93 1,008 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units (3) (4) 03/20/2026 M 444 (5) (5) Common Stock 444 $ 0 4,541 D Explanation of Responses: 1. Represents shares of Common Stock issued on March 20, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. 2. Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. 3. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. 4. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. 5. The RSUs vest as to one-third of the shares on each anniversary date of grant. Derrick Walsh for Candace Thiele 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

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View this 4 filing on SEC EDGAR