Insider Chalkan Files Form 4 for Peapack Gladstone Financial
| Field | Detail |
|---|---|
| Company | Chalkan Lisa |
| Form Type | 4 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 4 |
| Reading Time | 5 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: insider-activity, form-4, ownership-change
TL;DR
**Insider activity at Peapack Gladstone; details pending.**
AI Summary
Lisa Chalkan, a reporting insider for Peapack Gladstone Financial Corp, filed a Form 4 on March 24, 2026, indicating a change in her beneficial ownership of securities as of March 20, 2026. While the filing itself doesn't detail the specific transaction (buy or sell), it signals an insider activity that investors should monitor. This matters because insider transactions can provide clues about management's confidence in the company's future performance, potentially influencing stock price.
Why It Matters
This filing indicates an insider transaction, which can signal management's view on the company's prospects and potentially influence investor sentiment.
Risk Assessment
Risk Level: low — This filing is purely administrative, reporting a change in ownership, and does not inherently pose a direct risk without knowing the transaction details.
Analyst Insight
An investor should look for the detailed transaction information within the Form 4 to determine if Lisa Chalkan bought or sold shares, and the quantity, to gauge potential insider sentiment.
Key Players & Entities
- Chalkan Lisa (person) — Reporting insider
- PEAPACK GLADSTONE FINANCIAL CORP (company) — Issuer of securities
- 0001699868 (person) — CIK for Chalkan Lisa
- 0001050743 (company) — CIK for PEAPACK GLADSTONE FINANCIAL CORP
- 2026-03-24 (date) — Filing Date
- 2026-03-20 (date) — Period of Report
FAQ
Who is the reporting person in this Form 4 filing?
The reporting person in this Form 4 filing is Chalkan Lisa, identified by CIK 0001699868.
What company's securities are involved in this Form 4 filing?
The securities involved belong to PEAPACK GLADSTONE FINANCIAL CORP, which is the Issuer, identified by CIK 0001050743.
When was this Form 4 filing submitted to the SEC?
This Form 4 filing was submitted to the SEC on March 24, 2026, and was accepted on the same day at 14:22:18.
What is the 'Period of Report' date for this Form 4?
The 'Period of Report' date for this Form 4 is March 20, 2026.
What is the SIC code for PEAPACK GLADSTONE FINANCIAL CORP?
The SIC code for PEAPACK GLADSTONE FINANCIAL CORP is 6029, which corresponds to Commercial Banks, NEC.
Filing Stats: 1,155 words · 5 min read · ~4 pages · Grade level 7.4 · Accepted 2026-03-24 14:22:18
Filing Documents
- ownership.html (4)
- ownership.xml (4) — 29KB
- 0001193125-26-121472.txt ( ) — 31KB
From the Filing
SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Chalkan Lisa (Last) (First) (Middle) 500 HILLS DRIVE, SUITE 300 PO BOX 700 (Street) BEDMINSTER NEW JERSEY 07921 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol PEAPACK GLADSTONE FINANCIAL CORP [ PGC ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) EVP, Chief Credit Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/20/2026 M 1,795 A (1) 25,397 D Common Stock 03/20/2026 F (2) 509 D $ 33.18 24,888 D Common Stock 03/20/2026 M 1,560 A (3) 26,448 D Common Stock 03/20/2026 F (2) 443 D $ 33.18 26,005 D Common Stock 03/20/2026 M 1,633 A (4) 27,638 D Common Stock 03/20/2026 F (2) 463 D $ 33.18 27,175 D Common Stock 501.42 (5) I 401(k) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units (4) 03/20/2026 M 1,633 (4) (4) Common Stock 1,633 (4) 3,266 D Restricted Stock Units (8) 03/20/2026 A 5,785 (8) (8) Common Stock 5,785 (8) 5,785 D Restricted Stock Units (3) 03/20/2026 M 1,560 (3) (3) Common Stock 1,560 (3) 3,120 D Restricted Stock Units (1) 03/20/2026 M 1,795 (1) (1) Common Stock 1,795 (1) 0 D Restricted Stock Units (10) (10) (10) Common Stock 1,633 1,633 D Restricted Stock Units (9) 03/20/2026 A 1,928 (9) (9) Common Stock 1,928 (9) 1,928 D Phantom Stock (7) 03/20/2026 M 2,112 (7) (7) Common Stock 2,112 (7) 2,113 D Phantom Stock (6) 03/20/2026 M 326 (6) (6) Common Stock 326 (6) 0 D Phantom Stock (11) (11) (11) Common Stock 2,112 2,112 D Explanation of Responses: 1. On March 20, 2023, the reporting person was granted 2,600 restricted stock units (RSUs), vesting on the third anniversary of the grant if certain performance conditions are met. Upon vesting, each RSU converts into one share of PGC common stock. 1,795 restricted stock units vested. 2. Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. 3. On March 20, 2023, the reporting person was granted 7,800 restricted stock units (RSUs), vesting in five equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. 4. On March 20, 2025, the reporting person was granted 4,899 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each RSU converts into one share of PGC common stock. 5. Includes shares received through dividend reinvestment since the last filing.