Warwick Royalty & Mineral Master Funds Series LP Files Exempt Offering Notice

TL;DR

**Warwick Royalty & Mineral Master Funds Series LP is raising private capital under a 3(c)(7) exemption.**

AI Summary

Warwick Royalty & Mineral Master Funds Series LP - Leia Portfolio filed a Form D on March 24, 2026, indicating a notice of exempt offering of securities. This filing specifically notes that the fund operates under Section 3(c)(7) of the Investment Company Act, meaning it's a private fund sold only to qualified purchasers. For investors, this matters because it signals that Warwick Royalty & Mineral Master Funds Series LP is raising capital from sophisticated investors, which can be a positive sign of institutional interest, but also means the opportunity is not available to the general public.

Why It Matters

This filing indicates Warwick Royalty & Mineral Master Funds Series LP is raising capital from sophisticated investors, which can be a positive signal of institutional interest in its Leia Portfolio.

Risk Assessment

Risk Level: low — A Form D filing is a notice of an exempt offering and does not inherently carry significant risk for existing public investors.

Analyst Insight

Investors should note that this filing indicates a private capital raise, not a public offering, and therefore does not directly impact public share prices or availability.

Key Players & Entities

• Warwick Royalty & Mineral Master Funds Series LP - Leia Portfolio (company) — the filer of the Form D
• 0002119400 (company) — the CIK of the filer
• 2026-03-24 (date) — the filing and acceptance date of the Form D

Forward-Looking Statements

• Warwick Royalty & Mineral Master Funds Series LP will continue to raise capital from qualified purchasers. (Warwick Royalty & Mineral Master Funds Series LP) — medium confidence, target: 2027-03-24

FAQ

Key Financial Figures

• $1 — enues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,
• $1,000,000 — No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,
• $5,000,000 — Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001
• $1,000,001 — e   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000
• $5,000,001 — $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
• $25,000,000 — $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001
• $25,000,001 — $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
• $50,000,000 — 5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,0
• $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $1
• $50,000,001 — 0,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   O

Filing Documents

• primary_doc.html (D)
• primary_doc.xml (D) — 9KB
• 0000945621-26-000484.txt ( ) — 10KB

From the Filing

Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other   Name of Issuer   Warwick Royalty & Mineral Master Funds Series LP - Leia Portfolio Jurisdiction of Incorporation/Organization DELAWARE   Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2026 Yet to Be Formed           2. Principal Place of Business and Contact Information Name of Issuer   Warwick Royalty & Mineral Master Funds Series LP - Leia Portfolio Street Address 1 Street Address 2   86 DUKE OF YORK SQUARE     LONDON   UNITED KINGDOM     SW3 4LY   44 207.850.8088   3. Related Persons Last Name First Name Middle Name Heaps Peter N/A Street Address 1 Street Address 2   c/o Warwick Capital Partners LLP     86 Duke of York Square, 3rd Floor   London   UNITED KINGDOM   SW3 4YL   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Manager of the Issuer's General Partner Last Name First Name Middle Name Sweeting Tim N/A Street Address 1 Street Address 2   c/o Warwick Capital Partners LLP     86 Duke of York Square, 3rd Floor   London   UNITED KINGDOM   SW3 4YL   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Manager of the Issuer's General Partner Last Name First Name Middle Name Woodford Ralph N/A Street Address 1 Street Address 2   c/o Warwick Capital Partners LLP     86 Duke of York Square, 3rd Floor   London   UNITED KINGDOM   SW3 4YL   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Manager of the Issuer's General Partner Last Name First Name Middle Name Warwick Capital Partners LLP N/A N/A Street Address 1 Street Address 2   86 Duke of York Square, 3rd Floor       London   UNITED KINGDOM   SW3 4YL   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Investment Adviser of the Issuer Last Name First Name Middle Name Warwick Royalty and Mineral Fund IV GP LLC N/A N/A Street Address 1 Street Address 2   251 Little Falls Drive       Wilmington   DELAWARE   19808   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) General Partner of the Issuer 4. Industry Group   Agriculture Banking & Financial Services     Commercial Banking     Insurance   Investing     Investment Banking     Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes  No   Other Banking & Financial Services   Business Services Energy     Coal Mining     Electric Utilities     Energy Conservation     Environmental Services     Oil & Gas     Other Energy Health Care     Biotechnology     Health Insurance     Hospitals & Physicians     Pharmaceuticals     Other Health Care                         Manufacturing Real Estate   Commercial   Construction   REITS & Finance   Residential Other Real Estate   Retailing Restaurants Technology   Computers   Telecommunications   Other Technology Travel   Airlines & Airports   Lodging & Conventions   Tourism & Travel Services   Other Travel Other        5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   Over $100,000,000   Decline to Disclose   Decline to Disclose   Not Applicable   Not Applicable   6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b)         Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7)     7. Type of Filing   New Notice Date of First Sale   2026-02-05   First Sale Yet to Occur   Amendment     8. Duration of Offering Does the Issuer intend this offering to last more than one year?   Yes   No     9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Op

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View this D filing on SEC EDGAR