Recurve Capital Partners LP Amends Exempt Offering Notice, Confirms 3(c)(1) Status
| Field | Detail |
|---|---|
| Company | Recurve Capital Partners LP |
| Form Type | D/A |
| Filed Date | Mar 24, 2026 |
| Risk Level | medium |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $1, $1,000,000, $5,000,000, $1,000,001, $5,000,001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: private-fund, exempt-offering, form-d, regulatory-filing
TL;DR
**Recurve Capital Partners LP just updated its private fund status, confirming it's exempt from SEC registration under 3(c)(1).**
AI Summary
Recurve Capital Partners LP filed an amended Form D/A on March 24, 2026, updating its Notice of Exempt Offering of Securities. This filing indicates that Recurve Capital Partners LP operates under Section 3(c)(1) of the Investment Company Act, meaning it is a private fund with fewer than 100 investors and does not need to register with the SEC. This matters to potential investors because it confirms the fund's operational structure and its exemption from certain regulatory requirements, which can influence its investment strategy and risk profile.
Why It Matters
This amendment clarifies Recurve Capital Partners LP's regulatory status as a private fund, which is crucial for investors assessing its operational framework and compliance obligations.
Risk Assessment
Risk Level: medium — Operating under Section 3(c)(1) means less public disclosure and regulatory oversight compared to registered funds, which can increase risk for investors.
Analyst Insight
Investors should note Recurve Capital Partners LP's 3(c)(1) status, which implies it's a private fund with limited public disclosure. This means less transparency than publicly registered funds, requiring deeper due diligence for potential investors.
Key Numbers
- 0000935836-26-000167 — SEC Accession No. (unique identifier for this specific filing)
- 2026-03-24 — Filing Date (the date the D/A form was filed)
- 3(c)(1) — Investment Company Act Section (the specific exemption Recurve Capital Partners LP operates under)
- 021-375030 — File No. (the file number associated with the offering)
Key Players & Entities
- Recurve Capital Partners LP (company) — the filer of the D/A form
- 0001823286 (company) — CIK of Recurve Capital Partners LP
- March 24, 2026 (date) — the filing and acceptance date of the D/A form
- 611 DAHLIA AVENUE CORONA DEL MAR CA 92625 (company) — mailing and business address of Recurve Capital Partners LP
- 949-409-6406 (company) — business phone number of Recurve Capital Partners LP
Forward-Looking Statements
- Recurve Capital Partners LP will continue to operate as a private fund under the 3(c)(1) exemption. (Recurve Capital Partners LP) — high confidence, target: 2027-03-24
- The fund will likely maintain its focus on accredited investors due to its 3(c)(1) status. (Recurve Capital Partners LP) — medium confidence, target: 2027-03-24
FAQ
What is the purpose of the D/A filing by Recurve Capital Partners LP?
The D/A filing is an amendment to a Notice of Exempt Offering of Securities, indicating updates or changes to a previously filed Form D. In this case, it specifically references Item 06b and Item 3C, related to the Investment Company Act Section 3(c).
Under which specific section of the Investment Company Act does Recurve Capital Partners LP operate, according to this filing?
According to Item 3C.1 of the filing, Recurve Capital Partners LP operates under Section 3(c)(1) of the Investment Company Act. This section typically applies to private funds with fewer than 100 investors.
When was this D/A filing submitted and accepted by the SEC?
The D/A filing was submitted and accepted on the same day, March 24, 2026, as indicated by the 'Filing Date' and 'Accepted' timestamps in the document.
What is the CIK (Central Index Key) for Recurve Capital Partners LP?
The CIK for Recurve Capital Partners LP is 0001823286, which is a unique identifier used by the SEC for entities that file disclosures.
Where is Recurve Capital Partners LP's business and mailing address located?
Recurve Capital Partners LP's business and mailing address is 611 DAHLIA AVENUE, CORONA DEL MAR, CA 92625, as stated in the filing.
Filing Stats: 1,229 words · 5 min read · ~4 pages · Grade level 19.3 · Accepted 2026-03-24 14:27:22
Key Financial Figures
- $1 — enues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,
- $1,000,000 — No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,
- $5,000,000 — Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001
- $1,000,001 — e $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000
- $5,000,001 — $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
- $25,000,000 — $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001
- $25,000,001 — $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
- $50,000,000 — 5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,0
- $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $1
- $50,000,001 — 0,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 O
Filing Documents
- primary_doc.html (D/A)
- primary_doc.xml (D/A) — 6KB
- 0000935836-26-000167.txt ( ) — 7KB
From the Filing
Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other Name of Issuer Recurve Capital Partners LP Jurisdiction of Incorporation/Organization DELAWARE Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer Recurve Capital Partners LP Street Address 1 Street Address 2 611 DAHLIA AVENUE CORONA DEL MAR CALIFORNIA 92625 949-409-6406 3. Related Persons Last Name First Name Middle Name Recurve Capital LLC N/A Street Address 1 Street Address 2 611 Dahlia Avenue Corona Del Mar CALIFORNIA 92625 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) General Partner Last Name First Name Middle Name Chan Aaron Street Address 1 Street Address 2 611 Dahlia Avenue Corona Del Mar CALIFORNIA 92625 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Manager of Recurve Capital LLC, General Partner 4. Industry Group Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes No Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services Oil & Gas Other Energy Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other 5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 Over $100,000,000 Decline to Disclose Decline to Disclose Not Applicable Not Applicable 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b) Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7) 7. Type of Filing New Notice Date of First Sale 2021-02-01 First Sale Yet to Occur Amendment 8. Duration of Offering Does the Issuer intend this offering to last more than one year? Yes No 9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe) Limited Partner Interests 10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes No Clarification of Response (if Necessary) 11. Minimum Investment Minimum investment accepted from any outside investor $ 1000000 USD 12. Sales Compensation Recipient Recipient CRD Number None (Associated) Broker or Dealer None (Associated) Broker or Dealer CRD Number None Street Address 1 Street Address 2 13. Offering and Sales Amounts Total Offering Amount $ USD Indefinite Total Amount Sold $ 14550000 USD Total Remaining to be Sold $ USD Indefinite Clarification of Response (if Necessary) 14. Investors Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering