Insider Rossi Files Form 4 for Peapack Gladstone Financial

TL;DR

**Insider Rossi filed a Form 4 for Peapack Gladstone, signaling potential changes in his stake.**

AI Summary

This Form 4 filing indicates that Francesco S. Rossi, a reporting insider, filed a statement of changes in beneficial ownership of securities for Peapack Gladstone Financial Corp. on March 24, 2026, for a period ending March 20, 2026. While the filing itself doesn't detail specific transactions, it signals that an insider's holdings may have changed. This matters to investors because insider activity, especially buying or selling, can sometimes signal management's confidence (or lack thereof) in the company's future prospects, influencing stock perception.

Why It Matters

This filing alerts investors to potential changes in an insider's stake, which can be a signal of their view on the company's future performance. Monitoring such filings helps investors understand insider sentiment.

Risk Assessment

Risk Level: low — This filing is purely administrative, indicating a change in beneficial ownership, but doesn't inherently present a direct financial risk without transaction details.

Analyst Insight

A smart investor would follow up on this Form 4 to review the specific transactions (buy/sell) once the full document is available, as insider activity can provide clues about management's outlook on the company's stock.

Key Players & Entities

• ROSSI FRANCESCO S (person) — Reporting insider
• PEAPACK GLADSTONE FINANCIAL CORP (company) — Issuer of securities
• 0001644190 (person) — CIK for ROSSI FRANCESCO S
• 0001050743 (company) — CIK for PEAPACK GLADSTONE FINANCIAL CORP

FAQ

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 16KB
• 0001193125-26-121502.txt ( ) — 18KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * ROSSI FRANCESCO S (Last) (First) (Middle) 500 HILLS DRIVE, SUITE 300 PO BOX 700 (Street) BEDMINSTER NEW JERSEY 07921 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol PEAPACK GLADSTONE FINANCIAL CORP [ PGC ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) SVP/Chief Accounting Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/20/2026 M 763 A (1) 5,967 D Common Stock 03/20/2026 F (2) 280 D $ 33.18 5,687 D Common Stock 4,943.79 I Employee Stock Purchase Plan Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units (1) 03/20/2026 M 763 (1) (1) Common Stock 763 (1) 0 D Phantom Stock (3) 03/20/2026 M 743 (3) (3) Common Stock 743 (3) 743 D Phantom Stock (4) 03/20/2026 M 584 (4) (4) Common Stock 584 (4) 1,170 D Phantom Stock (5) 03/20/2026 A 1,893 (5) (5) Common Stock 1,893 (5) 1,893 D Phantom Stock (6) 03/20/2026 M 255 (6) (6) Common Stock 255 (6) 0 D Explanation of Responses: 1. On March 20, 2023, the reporting person was granted 2,288 restricted stock units (RSUs), vesting in three equal annual installments beginning on March 20, 2024. Upon vesting, each RSU converts into one share of PGC common stock. 2. Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. 3. On March 20, 2024, the reporting person was granted 2,228 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2025. Upon vesting, each phantom share is the economic equivalent of one share of common stock. 4. On March 20, 2025, the reporting person was granted 1,754 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2026. Upon vesting, each phantom share is the economic equivalent of one share of common stock. 5. On March 20, 2026, the reporting person was granted 1,893 phantom stock shares, vesting in three equal annual installments beginning on March 20, 2027. Upon vesting, each phantom share is the economic equivalent of one share of common stock. 6. On March 20, 2021, the reporting person was granted 1,259 phantom stock shares, vesting in five equal annual installments beginning on March 20, 2022. Upon vesting, each phantom share is the economic equivalent of one share of common stock. Francesco S. Rossi 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities benef

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View this 4 filing on SEC EDGAR