ConnectOne Bancorp Insider Burns Files Form 4 on Ownership Change

TL;DR

**ConnectOne Bancorp exec Burns updated his ownership, watch for transaction details.**

AI Summary

William S. Burns, an insider at ConnectOne Bancorp, Inc., filed a Form 4 on March 24, 2026, indicating changes in his beneficial ownership of the company's securities as of March 20, 2026. While the filing itself doesn't detail specific transactions like buys or sells, it signals that an executive's stake in the company has been updated. This matters to investors because changes in insider ownership can sometimes signal management's confidence (or lack thereof) in the company's future prospects, influencing stock perception.

Why It Matters

This filing indicates a change in an executive's stake, which can be a subtle signal about their view of the company's future performance. Investors often watch insider activity for clues about a company's health.

Risk Assessment

Risk Level: low — This is a routine disclosure filing and does not inherently indicate a high risk, but the underlying transactions could be significant.

Analyst Insight

An investor should look for the detailed transaction tables within the full Form 4 document to understand if William S. Burns bought or sold shares, and in what quantity, to gauge the potential implications for ConnectOne Bancorp, Inc. stock.

Key Players & Entities

• William S. Burns (person) — Reporting Person
• ConnectOne Bancorp, Inc. (company) — Issuer
• 0001458372 (person) — CIK for William S. Burns
• 0000712771 (company) — CIK for ConnectOne Bancorp, Inc.
• 2026-03-20 (date) — Period of Report
• 2026-03-24 (date) — Filing Date

FAQ

Filing Documents

• primary_doc.html (4)
• primary_doc.xml (4) — 7KB
• 0001619964-26-000007.txt ( ) — 8KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Burns William S (Last) (First) (Middle) C/O CONNECTONE BANCORP, INC. 301 SYLVAN AVENUE (Street) ENGLEWOOD CLIFFS NEW JERSEY 07632 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol ConnectOne Bancorp, Inc. [ CNOB ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Senior EVP & CFO 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/20/2026 F 2,211 (1) D $ 25.95 126,147 D Common Stock 03/20/2026 F 1,418 (2) D $ 25.95 124,729 D Common Stock 03/23/2026 F 1,288 (3) D $ 26.72 123,441 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023. 2. Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025. 3. Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024. /s/ Laura Criscione, POA 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR