Corient Diversified Alpha Amends Form D, Confirms 3(c)(7) Status

TL;DR

**Corient Diversified Alpha just confirmed it's a fund for rich folks only, operating under 3(c)(7).**

AI Summary

Corient Diversified Alpha LLC filed a D/A (amended Form D) on March 24, 2026, updating its notice of exempt offering. This filing specifically indicates that the company operates under Section 3(c)(7) of the Investment Company Act, meaning it caters to highly sophisticated investors. This matters to potential investors because it confirms Corient Diversified Alpha LLC is structured for qualified purchasers, limiting its accessibility but potentially offering unique investment strategies.

Why It Matters

This amendment clarifies Corient Diversified Alpha LLC's regulatory status, indicating it's an investment vehicle for 'qualified purchasers' and not the general public, which impacts who can invest.

Risk Assessment

Risk Level: low — This is an administrative amendment to a filing, not an event that directly impacts the company's financial health or operations.

Analyst Insight

Investors should note that Corient Diversified Alpha LLC is structured for sophisticated investors (qualified purchasers) due to its 3(c)(7) status, meaning it's not accessible to the general public. This filing is an administrative update, not a signal for immediate investment action.

Key Numbers

• 021-196352 — File No. (the SEC file number for this offering)
• 26785683 — Film No. (the SEC film number for this filing)
• 3(c)(7) — Investment Company Act Section (the specific exemption under which Corient Diversified Alpha LLC operates)

Key Players & Entities

• Corient Diversified Alpha LLC (company) — the filer of the D/A form
• 0001574527 (company) — CIK of Corient Diversified Alpha LLC
• March 24, 2026 (date) — filing and acceptance date of the D/A
• 101 PARK AVENUE SUITE 3100 NEW YORK NY 10178 (company) — mailing and business address of Corient Diversified Alpha LLC

Forward-Looking Statements

• Corient Diversified Alpha LLC will continue to target 'qualified purchasers' for its investment offerings. (Corient Diversified Alpha LLC) — high confidence, target: Ongoing

FAQ

Key Financial Figures

• $1 — enues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,
• $1,000,000 — No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,
• $5,000,000 — Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001
• $1,000,001 — e   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000
• $5,000,001 — $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
• $25,000,000 — $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001
• $25,000,001 — $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
• $50,000,000 — 5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,0
• $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $1
• $50,000,001 — 0,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   O

Filing Documents

• primary_doc.html (D/A)
• primary_doc.xml (D/A) — 8KB
• 0001574527-26-000005.txt ( ) — 9KB

From the Filing

Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Geller Select Alternatives LLC Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other   Name of Issuer   Corient Diversified Alpha LLC Jurisdiction of Incorporation/Organization DELAWARE   Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year)   Yet to Be Formed           2. Principal Place of Business and Contact Information Name of Issuer   Corient Diversified Alpha LLC Street Address 1 Street Address 2   101 PARK AVENUE   SUITE 3100   NEW YORK   NEW YORK     10178 3. Related Persons Last Name First Name Middle Name Corient IA LLC -- Street Address 1 Street Address 2   830 Brickell Plaza     Suite 4800   Miami   FLORIDA   33131   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Investment Manager Last Name First Name Middle Name Geller Alternative Manager LLC -- Street Address 1 Street Address 2   909 Third Avenue       New York   NEW YORK   10022   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Managing Member Last Name First Name Middle Name Corient GP III -- Street Address 1 Street Address 2   830 Brickell Plaza     Suite 4800   Miami   FLORIDA   33131   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) General Partner Last Name First Name Middle Name Geller Advisors LLC -- Street Address 1 Street Address 2   909 Third Avenue       New York   NEW YORK   10022   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Investment Manager 4. Industry Group   Agriculture Banking & Financial Services     Commercial Banking     Insurance   Investing     Investment Banking     Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes  No   Other Banking & Financial Services   Business Services Energy     Coal Mining     Electric Utilities     Energy Conservation     Environmental Services     Oil & Gas     Other Energy Health Care     Biotechnology     Health Insurance     Hospitals & Physicians     Pharmaceuticals     Other Health Care                         Manufacturing Real Estate   Commercial   Construction   REITS & Finance   Residential Other Real Estate   Retailing Restaurants Technology   Computers   Telecommunications   Other Technology Travel   Airlines & Airports   Lodging & Conventions   Tourism & Travel Services   Other Travel Other        5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   Over $100,000,000   Decline to Disclose   Decline to Disclose   Not Applicable   Not Applicable   6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b)         Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7)     7. Type of Filing   New Notice Date of First Sale   2013-05-01   First Sale Yet to Occur   Amendment     8. Duration of Offering Does the Issuer intend this offering to last more than one year?   Yes   No     9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe)       10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?   Yes   No Clarification of Response (if Necessary)       11. Minimum Investment Minimum investment accepted from any outside investor $   0 USD 12. Sales Compensation Recipient   Recipient CRD Number None     (Associated) Broker or Dealer None (Associated) Broker or Dealer CRD

View Full Filing

View this D/A filing on SEC EDGAR