Westminster Financial Amends FOCUS Report for 2025 Year-End
| Field | Detail |
|---|---|
| Company | Westminster Financial Securities, Inc. |
| Form Type | X-17A-5/A |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, compliance, broker-dealer, annual-audit
TL;DR
**Westminster Financial just filed an amended regulatory report for 2025, showing they're keeping up with SEC rules.**
AI Summary
WESTMINSTER FINANCIAL SECURITIES, INC. filed an amended X-17A-5/A form on March 24, 2026, for the period ending December 31, 2025. This filing, which includes a public annual audit, is a FOCUS Report required by the SEC for broker-dealers. It provides updated financial and operational information, ensuring transparency and compliance with regulatory standards. For investors, this matters because it confirms the company is meeting its financial reporting obligations, which is crucial for maintaining trust and assessing its operational health.
Why It Matters
This filing confirms WESTMINSTER FINANCIAL SECURITIES, INC. is complying with SEC financial reporting requirements, which is essential for investor confidence and regulatory oversight.
Risk Assessment
Risk Level: low — This is a routine amended regulatory filing, indicating compliance rather than new risks.
Analyst Insight
An investor should view this as a routine compliance update, confirming the company's adherence to regulatory requirements, but it doesn't provide new financial performance data to act upon directly.
Key Numbers
- 2025-12-31 — Period of Report (The fiscal year-end covered by this amended filing.)
- 2026-03-24 — Filing Date (The date the amended X-17A-5/A form was filed with the SEC.)
- 008-38426 — File No. (The SEC file number associated with WESTMINSTER FINANCIAL SECURITIES, INC.)
Key Players & Entities
- WESTMINSTER FINANCIAL SECURITIES, INC. (company) — the filer of the X-17A-5/A form
- SEC (company) — the regulatory body requiring the filing
- 0000820356 (person) — the CIK (Central Index Key) for the filer
- 311213105 (person) — the EIN (Employer Identification Number) for the filer
FAQ
What type of filing is this document?
This document is an amended X-17A-5/A form, which is a FOCUS Report required by the SEC for broker-dealers.
What is the specific period of report covered by this filing?
The specific period of report covered by this filing is December 31, 2025.
When was this amended filing accepted by the SEC?
This amended filing was accepted by the SEC on March 24, 2026, at 15:17:23.
What is the CIK for WESTMINSTER FINANCIAL SECURITIES, INC.?
The CIK for WESTMINSTER FINANCIAL SECURITIES, INC. is 0000820356.
Does this filing include an audit report?
Yes, the filing documents include a 'PUBLIC ANNUAL AUDIT' labeled 'publicaudit2025a.pdf'.
Filing Stats: 374 words · 1 min read · ~1 pages · Grade level 13.3 · Accepted 2026-03-24 15:17:23
Filing Documents
- primary_doc.html (X-17A-5/A)
- primary_doc.xml (X-17A-5/A) — 2KB
- publicaudit2025a.pdf (FULL) — 497KB
- 0000820356-26-000002.txt ( ) — 688KB
From the Filing
Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder OMB APPROVAL FORM X-17A-5/A OMB Number: 3235-0123, 3235-0749 Estimated average burden hours per response: 12.00 X-17A-5/A: Filer Information Is this a LIVE or TEST Filing? LIVE TEST Would you like a Return Copy? Is this an electronic copy of an official filing submitted in paper format? Confirming Broker Dealer Copy File Number Confirming Security-Based Swap Entity Copy File Number Submission Contact Information Name Phone E-Mail Address Notify via Filing Website only? X-17A-5/A: Submission Information Report for the Period Beginning 01-01-2025 and Ending 12-31-2025 Type of Registrant Broker-dealer Security-based swap dealer Major security-based swap participant OTC derivatives dealer Material Weakness Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No Please describe what information is being amended with this filing. X-17A-5/A: A. Registrant Identification Name of Firm WESTMINSTER FINANCIAL SECURITIES, INC. Address of Principal Place of Business (Do not use P.O. Box No.) Address 1 50 CHESTNUT STREET Address 2 SUITE A-200 OHIO Mailing Zip/ Portal Code 45440 Name and Telephone Number of Person to Contact in Regard to this Report Name Angela Sweeney Telephone Number 9378985010 X-17A-5/A: B. Accountant Identification Independent Public Accountant Name - if individual, state last, first, and middle name Sanville & Company Address 1 2617 Huntingdon Pike PENNSYLVANIA Mailing Zip/ Postal Code 19006 Check One Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions X-17A-5/A: Signature Oath or Affirmation I , Angela C. Sweeney, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of WESTMINSTER FINANCIAL SECURITIES, INC., as of 12-31-2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Angela C. Sweeney Title Principal Financial Officer