Brookfield Asset Management ULC & Affiliates File Form 4
| Field | Detail |
|---|---|
| Company | Brookfield Asset Management Ulc |
| Form Type | 4 |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 5 |
| Reading Time | 6 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: insider-ownership, regulatory-filing, compliance, form-4
TL;DR
**Brookfield entities filed a Form 4, signaling routine ownership reporting.**
AI Summary
This Form 4 filing, dated March 24, 2026, indicates that Brookfield Asset Management ULC, along with several related Brookfield entities, has filed a statement of changes in beneficial ownership of securities. While the filing itself doesn't detail specific transactions, it signals that these key Brookfield entities are reporting their ownership changes, which is a routine compliance requirement. This matters to investors because it confirms ongoing regulatory oversight and transparency from major Brookfield entities, ensuring they are aware of any significant shifts in ownership by these influential parties, even if no specific transaction is disclosed in this particular filing.
Why It Matters
This filing confirms that major Brookfield entities are adhering to SEC reporting requirements, providing transparency on their beneficial ownership, which is crucial for investor confidence.
Risk Assessment
Risk Level: low — This filing is a standard regulatory compliance document and does not indicate any immediate financial risk or opportunity.
Analyst Insight
An investor should note this as a routine compliance filing, indicating transparency but not necessarily a direct buy/sell signal. Further investigation into specific transactions, if any, would be required from a more detailed Form 4.
Key Players & Entities
- Brookfield Asset Management ULC (company) — reporting entity
- Brookfield Corp /ON/ (company) — reporting entity
- Brookfield US Holdings Inc. (company) — reporting entity
- Brookfield Property Group LLC (company) — reporting entity
- Brookfield Property Master Holdings LLC (company) — reporting entity
FAQ
What is the purpose of this Form 4 filing by Brookfield Asset Management ULC?
This Form 4 is a 'Statement of changes in beneficial ownership of securities,' indicating that Brookfield Asset Management ULC and related entities are reporting changes in their ownership of certain securities, as required by the SEC.
When was this Form 4 filing submitted and accepted by the SEC?
The filing date for this Form 4 was 2026-03-24, and it was accepted on the same day, 2026-03-24 at 15:25:00.
Which specific Brookfield entities are listed as reporting entities in this filing?
The reporting entities include Brookfield Asset Management ULC (CIK: 0001962420), Brookfield Corp /ON/ (CIK: 0001001085), Brookfield US Holdings Inc. (CIK: 0001504722), Brookfield Property Group LLC (CIK: 0001680278), and Brookfield Property Master Holdings LLC (CIK: 0001763380).
What is the CIK number for Brookfield Asset Management ULC, the primary entity mentioned in the title?
The CIK number for Brookfield Asset Management ULC is 0001962420.
What is the Period of Report for the changes in beneficial ownership covered by this filing?
The Period of Report for this filing is 2026-03-20.
Filing Stats: 1,410 words · 6 min read · ~5 pages · Grade level 10 · Accepted 2026-03-24 15:25:00
Filing Documents
- ownership.html (4)
- ownership.xml (4) — 14KB
- 0001193125-26-121634.txt ( ) — 20KB
From the Filing
SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Brookfield Asset Management Ltd. (Last) (First) (Middle) 250 VESEY STREET, 15TH FLOOR (Street) NEW YORK NEW YORK 10281 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol BROOKFIELD REAL ESTATE INCOME TRUST INC. [ N/A ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X 10% Owner Officer (give title below) Other (specify below) 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person X Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class I Common Stock 03/20/2026 J (1) 106,210.226 A $ 10.3602 (1) 535,323.345 I Held by Brookfield REIT Adviser LLC (2) (3) (4) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares 1. Name and Address of Reporting Person * Brookfield Asset Management Ltd. (Last) (First) (Middle) 250 VESEY STREET, 15TH FLOOR (Street) NEW YORK NEW YORK 10281 (City) (State) (Zip) UNITED STATES (Country) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below) 1. Name and Address of Reporting Person * BROOKFIELD Corp /ON/ (Last) (First) (Middle) BROOKFIELD PLACE 181 BAY STREET, SUITE 100 (Street) TORONTO ONTARIO, CANADA M5J 2T3 (City) (State) (Zip) ONTARIO, CANADA (Country) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below) 1. Name and Address of Reporting Person * Brookfield Asset Management ULC (Last) (First) (Middle) BROOKFIELD PLACE 181 BAY STREET, SUITE 100 (Street) TORONTO ONTARIO, CANADA M5J 2T3 (City) (State) (Zip) ONTARIO, CANADA (Country) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below) 1. Name and Address of Reporting Person * Brookfield US Holdings Inc. (Last) (First) (Middle) BROOKFIELD PLACE 181 BAY STREET, SUITE 100 (Street) TORONTO ONTARIO, CANADA M5J 2T3 (City) (State) (Zip) ONTARIO, CANADA (Country) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below) 1. Name and Address of Reporting Person * Brookfield US Inc. (Last) (First) (Middle) 250 VESEY STREET, 15TH FLOOR (Street) NEW YORK NEW YORK 10281 (City) (State) (Zip) UNITED STATES (Country) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below) 1. Name and Address of Reporting Person * Brookfield Property Master Holdings LLC (Last) (First) (Middle) 250 VESEY STREET, 15TH FLOOR (Street) NEW YORK NEW YORK 10281 (City) (State) (Zip) UNITED STATES