OZ10 Opportunity Fund Files Form D for Exempt Securities Offering
| Field | Detail |
|---|---|
| Company | Oz10 Opportunity Fund, LLC |
| Form Type | D |
| Filed Date | Mar 24, 2026 |
| Risk Level | medium |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $1, $1,000,000, $5,000,000, $1,000,001, $5,000,001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: exempt-offering, capital-raise, form-d
TL;DR
**OZ10 Opportunity Fund is raising money through an exempt offering.**
AI Summary
OZ10 Opportunity Fund, LLC, a Utah-incorporated entity, filed a Form D on March 24, 2026, indicating a notice of an exempt offering of securities. This filing, with SEC Accession No. 0002123876-26-000001, signals that the company is raising capital without having to register the offering with the SEC, typically under Regulation D. For investors, this means the company is actively seeking funding, which could be used for growth, operations, or other strategic initiatives, potentially impacting future stock performance and valuation.
Why It Matters
This filing indicates OZ10 Opportunity Fund, LLC is raising capital, which could fuel growth or operations, potentially affecting its future financial health and investor returns.
Risk Assessment
Risk Level: medium — Exempt offerings often involve less public disclosure than registered offerings, which can mean less information for investors to evaluate the investment's risks.
Analyst Insight
Investors should monitor future filings from OZ10 Opportunity Fund, LLC for details on the amount of capital raised and how it will be deployed, as this will impact the company's growth prospects.
Key Numbers
- 0002123876 — CIK (Central Index Key) (unique identifier for OZ10 Opportunity Fund, LLC)
- 021-577519 — File No. (SEC file number for this specific offering)
- 26785831 — Film No. (internal SEC tracking number for the filing)
Key Players & Entities
- OZ10 Opportunity Fund, LLC (company) — the filer of the Form D
- Utah (company) — state of incorporation for OZ10 Opportunity Fund, LLC
- March 24, 2026 (date) — the filing and effectiveness date of the Form D
Forward-Looking Statements
- OZ10 Opportunity Fund, LLC will successfully raise capital through this exempt offering. (OZ10 Opportunity Fund, LLC) — medium confidence, target: 2026-09-24
FAQ
What is the purpose of a Form D filing?
A Form D is a notice of an exempt offering of securities, meaning the company is raising capital without having to register the offering with the SEC, typically under Regulation D.
When was this specific Form D filed and made effective?
This Form D was filed and became effective on March 24, 2026, as indicated by the 'Filing Date' and 'Effectiveness Date' in the document.
What is the CIK for OZ10 Opportunity Fund, LLC?
The CIK for OZ10 Opportunity Fund, LLC is 0002123876, which is a unique identifier for the company in SEC filings.
Where is OZ10 Opportunity Fund, LLC's business and mailing address?
Both the mailing and business address for OZ10 Opportunity Fund, LLC are listed as 526 WEST CENTER STREET, N109 PLEASANT GROVE UT 84062.
What is the state of incorporation for OZ10 Opportunity Fund, LLC?
OZ10 Opportunity Fund, LLC is incorporated in the state of Utah (UT), as stated in the filing.
Filing Stats: 1,201 words · 5 min read · ~4 pages · Grade level 19.3 · Accepted 2026-03-24 15:26:45
Key Financial Figures
- $1 — enues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,
- $1,000,000 — No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,
- $5,000,000 — Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001
- $1,000,001 — e $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000
- $5,000,001 — $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
- $25,000,000 — $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001
- $25,000,001 — $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
- $50,000,000 — 5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,0
- $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $1
- $50,000,001 — 0,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 O
Filing Documents
- primary_doc.html (D)
- primary_doc.xml (D) — 6KB
- 0002123876-26-000001.txt ( ) — 7KB
From the Filing
Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other Name of Issuer OZ10 Opportunity Fund, LLC Jurisdiction of Incorporation/Organization UTAH Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer OZ10 Opportunity Fund, LLC Street Address 1 Street Address 2 526 WEST CENTER STREET, N109 PLEASANT GROVE UTAH 84062 3. Related Persons Last Name First Name Middle Name Chappell Scott Street Address 1 Street Address 2 1813 North 320 East Pleasant Grove UTAH 84062 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Arones Teri Street Address 1 Street Address 2 28 South 250 West Lindon UTAH 84042 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Ross Daniel Street Address 1 Street Address 2 240 East 3250 North Provo UTAH 84604 Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) 4. Industry Group Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Other Banking & Financial Services Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services Oil & Gas Other Energy Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate Commercial Construction REITS & Finance Residential Other Real Estate Retailing Restaurants Technology Computers Telecommunications Other Technology Travel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other 5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues No Aggregate Net Asset Value $1 - $1,000,000 $1 - $5,000,000 $1,000,001 - $5,000,000 $5,000,001 - $25,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $25,000,001 - $100,000,000 $50,000,001 - $100,000,000 Over $100,000,000 Over $100,000,000 Decline to Disclose Decline to Disclose Not Applicable Not Applicable 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b) Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) 7. Type of Filing New Notice Date of First Sale First Sale Yet to Occur Amendment 8. Duration of Offering Does the Issuer intend this offering to last more than one year? Yes No 9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe) 10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes No Clarification of Response (if Necessary) 11. Minimum Investment Minimum investment accepted from any outside investor $ 1 USD 12. Sales Compensation Recipient Recipient CRD Number None (Associated) Broker or Dealer None (Associated) Broker or Dealer CRD Number None Street Address 1 Street Address 2 13. Offering and Sales Amounts Total Offering Amount $ 3000000 USD Indefinite Total Amount Sold $ 0 USD Total Remaining to be Sold $ 3000000 USD Indefinite Clarification of Response (if Necessary) 14. Investors Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 0 15. Sales Commissions & Finders’ Fees Expenses Provide separately the amounts