Helikon Long Short Equity Fund Amends Exempt Offering Notice

TL;DR

**Helikon Long Short Equity Fund LP updated its exempt offering, confirming its 3(c)(7) status for qualified purchasers.**

AI Summary

Helikon Long Short Equity Fund LP, a Delaware-incorporated entity, filed an amended Form D/A on March 24, 2026, to update its notice of exempt offering of securities. This amendment specifically highlights its reliance on Section 3(c)(7) of the Investment Company Act, which allows certain funds to avoid registration if all investors are "qualified purchasers." This matters to investors because it indicates the fund is likely targeting sophisticated, high-net-worth individuals or institutions, and it operates under fewer regulatory burdens than publicly registered funds, which can impact transparency and liquidity.

Why It Matters

This filing confirms Helikon Long Short Equity Fund LP's status as an exempt fund under Section 3(c)(7), meaning it caters exclusively to qualified purchasers and operates with less public disclosure than registered investment companies.

Risk Assessment

Risk Level: medium — Funds operating under Section 3(c)(7) are exempt from many Investment Company Act regulations, which can mean less transparency and potentially higher risks for investors, though they are typically sophisticated.

Analyst Insight

Investors should note that this fund is not publicly registered and is likely only accessible to qualified purchasers, meaning it's not a typical investment for retail investors. Those considering investing should understand the implications of a 3(c)(7) exemption, including reduced regulatory oversight and disclosure.

Key Numbers

• 0001808060 — CIK (Central Index Key for Helikon Long Short Equity Fund LP)
• 021-364311 — File No. (SEC file number for the offering)
• 2026-03-24 — Filing Date (Date the D/A amendment was filed and accepted)
• 3(c)(7) — Investment Company Act Section (Specific exemption relied upon by the fund)

Key Players & Entities

• Helikon Long Short Equity Fund LP (company) — the filer of the D/A form
• Helikon Investments GP LLC (company) — the general partner and contact for the fund
• 0001808060 (dollar_amount) — the CIK of the filer
• 021-364311 (dollar_amount) — the file number for the offering
• March 24, 2026 (dollar_amount) — the filing and acceptance date of the D/A

Forward-Looking Statements

• Helikon Long Short Equity Fund LP will continue to target only 'qualified purchasers' for its offerings. (Helikon Long Short Equity Fund LP) — high confidence, target: 2027-03-24
• The fund will maintain its exemption status under Section 3(c)(7) for the foreseeable future. (Helikon Long Short Equity Fund LP) — high confidence, target: 2027-03-24

FAQ

Key Financial Figures

• $1 — enues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,
• $1,000,000 — No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,
• $5,000,000 — Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001
• $1,000,001 — e   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000
• $5,000,001 — $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
• $25,000,000 — $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001
• $25,000,001 — $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
• $50,000,000 — 5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,0
• $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $1
• $50,000,001 — 0,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   O

Filing Documents

• primary_doc.html (D/A)
• primary_doc.xml (D/A) — 8KB
• 0000902664-26-001739.txt ( ) — 10KB

From the Filing

Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other   Name of Issuer   Helikon Long Short Equity Fund LP Jurisdiction of Incorporation/Organization DELAWARE   Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year)   Yet to Be Formed           2. Principal Place of Business and Contact Information Name of Issuer   Helikon Long Short Equity Fund LP Street Address 1 Street Address 2   C/O HELIKON INVESTMENTS GP LLC   17 WATERLOO PLACE   LONDON   UNITED KINGDOM     SW1Y 4AR   44 (0) 207 184 5256   3. Related Persons Last Name First Name Middle Name Helikon Investments GP LLC - Street Address 1 Street Address 2   17 Waterloo Place       London   UNITED KINGDOM   SW1Y 4AR   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) General Partner Last Name First Name Middle Name Healy Barbara Street Address 1 Street Address 2   c/o Helikon Investments GP LLC     17 Waterloo Place   London   UNITED KINGDOM   SW1Y 4AR   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Manager of the General Partner Last Name First Name Middle Name McLernon Paul Street Address 1 Street Address 2   c/o Helikon Investments GP LLC     17 Waterloo Place   London   UNITED KINGDOM   SW1Y 4AR   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Manager of the General Partner Last Name First Name Middle Name O'Neill Raymond Street Address 1 Street Address 2   c/o Helikon Investments GP LLC     17 Waterloo Place   London   UNITED KINGDOM   SW1Y 4AR   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Manager of the General Partner Last Name First Name Middle Name Helikon Investments Limited - Street Address 1 Street Address 2   17 Waterloo Place       London   UNITED KINGDOM   SW1Y 4AR   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) Investment Manager 4. Industry Group   Agriculture Banking & Financial Services     Commercial Banking     Insurance   Investing     Investment Banking     Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes  No   Other Banking & Financial Services   Business Services Energy     Coal Mining     Electric Utilities     Energy Conservation     Environmental Services     Oil & Gas     Other Energy Health Care     Biotechnology     Health Insurance     Hospitals & Physicians     Pharmaceuticals     Other Health Care                         Manufacturing Real Estate   Commercial   Construction   REITS & Finance   Residential Other Real Estate   Retailing Restaurants Technology   Computers   Telecommunications   Other Technology Travel   Airlines & Airports   Lodging & Conventions   Tourism & Travel Services   Other Travel Other        5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   Over $100,000,000   Decline to Disclose   Decline to Disclose   Not Applicable   Not Applicable   6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b)         Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7)     7. Type of Filing   New Notice Date of First Sale   2020-04-01   First Sale Yet to Occur   Amendment     8. Duration of Offering Does the Issuer intend this offering to last more than one year?   Yes   No     9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe)       10. Business Combinat

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