PGIM Nasdaq-100 Buffer 12 ETF - April Files Definitive Materials

Pgim Rock Etf Trust 497 Filing Summary
FieldDetail
CompanyPgim Rock Etf Trust
Form Type497
Filed DateMar 24, 2026
Risk Levellow
Pages1
Reading Time1 min
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: ETF, disclosure, routine-filing

Related Tickers: PQAP

TL;DR

**PGIM Rock ETF Trust just filed definitive materials for its Nasdaq-100 Buffer 12 ETF - April, keeping disclosures current.**

AI Summary

PGIM Rock ETF Trust filed a 497 form on March 24, 2026, for its PGIM Nasdaq-100 Buffer 12 ETF - April (Ticker: PQAP). This filing is a definitive materials submission, indicating that the fund is providing updated or final information about its operations, likely related to its April series. For investors, this means the fund is actively managing and updating its disclosures, which is important for transparency and understanding the fund's current structure and offerings.

Why It Matters

This filing ensures investors have the most current information about the PGIM Nasdaq-100 Buffer 12 ETF - April, which is crucial for making informed investment decisions.

Risk Assessment

Risk Level: low — A 497 filing is a routine disclosure and does not inherently indicate a significant change in risk for the underlying investment.

Analyst Insight

Investors in PQAP should review the definitive materials to understand any updated information about the fund, though this filing itself is routine.

Key Numbers

  • 2026-03-24 — Filing Date (The date the definitive materials were filed and accepted by the SEC.)
  • 0001992104 — CIK (The Central Index Key for PGIM Rock ETF Trust, identifying the entity.)
  • 333-274664 — File No. (The registration statement file number for the ETF.)

Key Players & Entities

  • PGIM Rock ETF Trust (company) — the filer of the 497 form
  • PGIM Nasdaq-100 Buffer 12 ETF - April (company) — the specific ETF referenced in the filing
  • PQAP (company) — the ticker symbol for the ETF
  • 0001992104 (dollar_amount) — the CIK of the filer
  • 2026-03-24 (dollar_amount) — the filing and acceptance date

Forward-Looking Statements

  • PGIM Rock ETF Trust will continue to file routine updates for its ETFs. (PGIM Rock ETF Trust) — high confidence, target: 2027-03-24

FAQ

What is the purpose of this 497 filing by PGIM Rock ETF Trust?

This 497 filing is for 'Definitive materials,' which means PGIM Rock ETF Trust is providing final or updated information regarding its PGIM Nasdaq-100 Buffer 12 ETF - April, as indicated by the document type '497'.

Which specific ETF is mentioned in this filing?

The filing specifically mentions the 'PGIM Nasdaq-100 Buffer 12 ETF - April' with the ticker symbol 'PQAP' and Series ID 'S000089298'.

When was this 497 filing submitted and accepted by the SEC?

The filing was submitted and accepted on the same day, March 24, 2026, as stated by 'Filing Date 2026-03-24' and 'Accepted 2026-03-24 15:50:30'.

What is the CIK for PGIM Rock ETF Trust, the filer?

The CIK for PGIM Rock ETF Trust is 0001992104, as listed under 'PGIM Rock ETF Trust (Filer) CIK : 0001992104'.

What is the business address of PGIM Rock ETF Trust?

The business address of PGIM Rock ETF Trust is 655 BROAD ST 6TH FLOOR NEWARK NJ 07102, as provided in the filing details.

Filing Stats: 259 words · 1 min read · ~1 pages · Grade level 10.1 · Accepted 2026-03-24 15:50:30

Filing Documents

From the Filing

497 PGIM Rock ETF Trust PGIM Nasdaq-100 Buffer 12 ETF – April (the "Fund") Supplement dated March 24, 2026 to the Funds' Currently Effective Summary Prospectus and Prospectus As described in the Fund's prospectus, an investment in shares of the Fund is subject to a pre-determined upside return cap (the "Cap") that represents the maximum percentage return an investor can achieve from an investment in the Fund for the entire Target Outcome Period (generally, an approximately one-year period over which the Fund seeks to produce the target outcome). The next Target Outcome Period for the Fund will commence on April 1, 2026 and end on March 31, 2027 (the "New Target Outcome Period"). The Fund's Cap will not be determined until on or about the start of the New Target Outcome Period. Investors are encouraged to visit the Fund's website (https://www.pgim.com/investments/etf-buffer-fund)* on April 1, 2026 (or the first business day thereafter) to obtain information on the Cap for the New Target Outcome Period. Investors should consider the Cap before investing or reinvesting in the Fund for the New Target Outcome Period. As of March 24, 2026, the expected range of the Fund's Cap (before fees and expenses) for the New Target Outcome Period is set forth below. Fund Name Ticker Estimated Cap Range PGIM Nasdaq-100 Buffer 12 ETF – April PQAP 18.0% – 21.0% before fees and expenses (17.5% – 20.5% after taking into account the Fund's unitary management fee) _________ * Reference to the Website does not incorporate the Website into this supplement or each Fund's prospectus. LR5026APR

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