1315 Capital IV Funds File Form D for Exempt Securities Offering

TL;DR

**1315 Capital IV funds are raising money, signaling new investment opportunities ahead.**

AI Summary

1315 Capital IV, L.P. and 1315 Capital IV Parallel, L.P., both Delaware-incorporated entities, filed a Form D on March 24, 2026, indicating an exempt offering of securities. This filing, under the Securities Act of 1933, signals that these private investment funds are raising capital from accredited investors, likely for new investments. For existing or potential investors, this means the funds are actively seeking to grow their asset base, which could lead to future investments and potentially higher returns, but also implies a focus on private, less liquid assets.

Why It Matters

This filing indicates that 1315 Capital IV, L.P. and 1315 Capital IV Parallel, L.P. are raising capital, which could lead to new investments and growth for the funds, potentially impacting their future performance.

Risk Assessment

Risk Level: medium — Form D filings are common for private funds and don't inherently indicate high risk, but the nature of private equity investments can be less liquid and carry specific risks.

Analyst Insight

Investors should recognize this as a standard capital-raising activity for private funds. It doesn't directly impact publicly traded stocks but signals the funds' ongoing investment strategy. Those interested in private equity should monitor future announcements from 1315 Capital for potential investment themes.

Key Players & Entities

• 1315 Capital IV, L.P. (company) — filer of the Form D
• 1315 Capital IV Parallel, L.P. (company) — co-filer of the Form D
• Delaware (company) — state of incorporation for both filers

FAQ

Key Financial Figures

• $1 — enues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,
• $1,000,000 — No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,
• $5,000,000 — Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001
• $1,000,001 — e   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000
• $5,000,001 — $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
• $25,000,000 — $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001
• $25,000,001 — $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
• $50,000,000 — 5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,0
• $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $1
• $50,000,001 — 0,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   O

Filing Documents

• primary_doc.html (D)
• primary_doc.xml (D) — 10KB
• 0000904454-26-000199.txt ( ) — 12KB

From the Filing

Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other   Name of Issuer   1315 Capital IV, L.P. Jurisdiction of Incorporation/Organization DELAWARE   Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2025 Yet to Be Formed           2. Principal Place of Business and Contact Information Name of Issuer   1315 Capital IV, L.P. Street Address 1 Street Address 2   3025 JOHN F KENNEDY BLVD   SUITE 730   PHILADELPHIA   PENNSYLVANIA     19104   215-662-1315   1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other   Name of Issuer 1315 Capital IV Parallel, L.P. Jurisdiction of Incorporation/Organization DELAWARE Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2025   Yet to Be Formed         2. Principal Place of Business and Contact Information Name of Issuer 1315 Capital IV Parallel, L.P. Street Address 1 Street Address 2   3025 JOHN F KENNEDY BLVD   SUITE 730 PHILADELPHIA PENNSYLVANIA 19104 215-662-1315 3. Related Persons Last Name First Name Middle Name 1315 CAPITAL GP IV, L.P. N/A Street Address 1 Street Address 2   3025 JOHN F KENNEDY BLVD     SUITE 730   PHILADELPHIA   PENNSYLVANIA   19104   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) GENERAL PARTNER OF THE ISSUERS Last Name First Name Middle Name 1315 CAPITAL MANAGEMENT HOLDINGS, L.P. N/A Street Address 1 Street Address 2   3025 JOHN F KENNEDY BLVD     SUITE 730   PHILADELPHIA   PENNSYLVANIA   19104   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) INVESTMENT MANAGER OF THE ISSUERS Last Name First Name Middle Name OLIVA ADELE C Street Address 1 Street Address 2   3025 JOHN F KENNEDY BLVD     SUITE 730   PHILADELPHIA   PENNSYLVANIA   19104   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) PARTNER OF THE INVESTMENT MANAGER Last Name First Name Middle Name KOBY MICHAEL Street Address 1 Street Address 2   3025 JOHN F KENNEDY BLVD     SUITE 730   PHILADELPHIA   PENNSYLVANIA   19104   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) PARTNER OF THE INVESTMENT MANAGER Last Name First Name Middle Name SCHWENK BRIAN Street Address 1 Street Address 2   3025 JOHN F KENNEDY BLVD     SUITE 730   PHILADELPHIA   PENNSYLVANIA   19104   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary) CHIEF FINANCIAL OFFICER OF THE INVESTMENT MANAGER 4. Industry Group   Agriculture Banking & Financial Services     Commercial Banking     Insurance   Investing     Investment Banking     Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes  No   Other Banking & Financial Services   Business Services Energy     Coal Mining     Electric Utilities     Energy Conservation     Environmental Services     Oil & Gas     Other Energy Health Care     Biotechnology     Health Insurance     Hospitals & Physicians     Pharmaceuticals     Other Health Care                         Manufacturing Real Estate   Commercial   Construction   REITS & Finance   Residential Other Real Estate   Retailing Restaurants Technology   Computers   Telecommunications   Other Technology Travel   Airlines & Airports   Lodging & Conventions   Tourism & Travel Services   Other Travel Other        5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   Over $100,000,000   Decline to Disclose   Decline to Disclose   Not Applicable   Not Applicable   6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b)         Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3

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