Good Alpha Industries Tranche IV Files Exempt Offering Notice

TL;DR

**Good Alpha Industries Tranche IV is raising private capital, watch for potential dilution or growth.**

AI Summary

Good Alpha Industries Series LLC, Tranche IV, a Delaware-incorporated company, filed a Form D on March 24, 2026, indicating a notice of an exempt offering of securities. This filing, under the Investment Company Act Section 3(c)(1), means they are raising capital without registering with the SEC, likely from accredited investors. For investors, this signals a private fundraising round, which could dilute existing equity if new shares are issued, or provide capital for growth, impacting future stock value.

Why It Matters

This filing indicates Good Alpha Industries Series LLC, Tranche IV is raising capital privately, which could fuel expansion or impact ownership structure for current or prospective investors.

Risk Assessment

Risk Level: medium — Exempt offerings often involve less public disclosure, increasing information risk for investors not directly involved in the private placement.

Analyst Insight

Investors should note this private fundraising, as it could precede future growth or indicate a need for capital, and monitor for any subsequent public disclosures or news regarding the use of funds.

Key Numbers

• 2026-03-24 — Filing Date (The date the Form D was filed, indicating when the exempt offering notice was made public.)
• 021-577548 — File No. (The SEC file number associated with this specific offering, useful for tracking.)
• 3(c)(1) — Investment Company Act Section (The specific exemption under which the offering is being conducted, indicating it's likely a private fund.)

Key Players & Entities

• Good Alpha Industries Series LLC, Tranche IV (company) — the filer of the Form D
• KAGEN CASPERSEN & BOGART (company) — part of the mailing address for the filer
• Delaware (company) — state of incorporation for the filer
• 0002123586 (dollar_amount) — the CIK (Central Index Key) for the filer
• 414764970 (dollar_amount) — the EIN (Employer Identification Number) for the filer

Forward-Looking Statements

• Good Alpha Industries Series LLC, Tranche IV will successfully raise capital through this exempt offering. (Good Alpha Industries Series LLC, Tranche IV) — medium confidence, target: 2026-09-24

FAQ

Key Financial Figures

• $1 — enues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,
• $1,000,000 — No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,
• $5,000,000 — Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001
• $1,000,001 — e   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000
• $5,000,001 — $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000
• $25,000,000 — $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001
• $25,000,001 — $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,0
• $50,000,000 — 5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,0
• $100,000,000 — 25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $1
• $50,000,001 — 0,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   O

Filing Documents

• primary_doc.html (D)
• primary_doc.xml (D) — 7KB
• 0002123586-26-000001.txt ( ) — 9KB

From the Filing

Form D FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) None Entity Type Corporation Limited Partnership   Limited Liability Company   General Partnership   Business Trust Other   Name of Issuer   Good Alpha Industries Series LLC, Tranche IV Jurisdiction of Incorporation/Organization DELAWARE   Year of Incorporation/Organization Over Five Years Ago Within Last Five Years (Specify Year) 2022 Yet to Be Formed           2. Principal Place of Business and Contact Information Name of Issuer   Good Alpha Industries Series LLC, Tranche IV Street Address 1 Street Address 2   200 SOUTH OLIVE AVENUE, 2D FLOOR     WEST PALM BEACN   FLORIDA     33401 3. Related Persons Last Name First Name Middle Name Fleishman Gregory Street Address 1 Street Address 2   444 S Cedros Avenue, Sutie 175       Solana Beach   CALIFORNIA   92075   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary)   Last Name First Name Middle Name Mehta Zubin Street Address 1 Street Address 2   1066 Allens Creek Road       Rochester   NEW YORK   14618   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary)   Last Name First Name Middle Name Amory Charles Minot Street Address 1 Street Address 2   200 South Olive Avenue, 2d Floor       West Palm Beach   FLORIDA   33401   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary)   Last Name First Name Middle Name Caspersen Samuel Street Address 1 Street Address 2   551 Madison Avenye, 12th Floor       New York   NEW YORK   10022   Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary)   4. Industry Group   Agriculture Banking & Financial Services     Commercial Banking     Insurance   Investing     Investment Banking     Pooled Investment Fund Hedge Fund Other Investment Fund Private Equity Fund Venture Capital Fund *Is the issuer registered as an investment company under the Investment Company Act of 1940? Yes  No   Other Banking & Financial Services   Business Services Energy     Coal Mining     Electric Utilities     Energy Conservation     Environmental Services     Oil & Gas     Other Energy Health Care     Biotechnology     Health Insurance     Hospitals & Physicians     Pharmaceuticals     Other Health Care                         Manufacturing Real Estate   Commercial   Construction   REITS & Finance   Residential Other Real Estate   Retailing Restaurants Technology   Computers   Telecommunications   Other Technology Travel   Airlines & Airports   Lodging & Conventions   Tourism & Travel Services   Other Travel Other        5. Issuer Size Revenue Range Aggregate Net Asset Value Range No Revenues   No Aggregate Net Asset Value   $1 - $1,000,000 $1 - $5,000,000   $1,000,001 - $5,000,000   $5,000,001 - $25,000,000 $5,000,001 - $25,000,000   $25,000,001 - $50,000,000 $25,000,001 - $100,000,000   $50,000,001 - $100,000,000   Over $100,000,000   Over $100,000,000   Decline to Disclose   Decline to Disclose   Not Applicable   Not Applicable   6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 506(b)         Rule 504 (b)(1)(i) Rule 506(c) Rule 504 (b)(1)(ii) Securities Act Section 4(a)(5) Rule 504 (b)(1)(iii) Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7)     7. Type of Filing   New Notice Date of First Sale   2022-04-26   First Sale Yet to Occur   Amendment     8. Duration of Offering Does the Issuer intend this offering to last more than one year?   Yes   No     9. Type(s) of Securities Offered (select all that apply) Pooled Investment Fund Interests Equity Tenant-in-Common Securities Debt Mineral Property Securities Option, Warrant or Other Right to Acquire Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe)       10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?   Yes   No Clarification of Response (if Necessary)       11. Minimum Investment Minimum investment accepted from any outside investor $   25000 USD 12. Sales Compensation Recipient   Recipient CRD Number None     (Associated) Broker or Dealer None (Associated) Broker or Dealer CRD Number  None     Stre

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View this D filing on SEC EDGAR