STERLING CAPITAL FUNDS Updates ETF Prospectus Info

TL;DR

**Sterling Capital Funds just filed routine updates for three of its ETFs, keeping investor info current.**

AI Summary

STERLING CAPITAL FUNDS filed a 497 form on March 24, 2026, to update information for three of its ETFs: STERLING CAPITAL HEDGED EQUITY PREMIUM INCOME ETF (S000097702, C000267176), STERLING CAPITAL MULTI-STRATEGY INCOME ETF (S000097703, C000267177), and STERLING CAPITAL NATIONAL MUNICIPAL BOND ETF (S000097704, C000267178). This filing is a routine update to definitive materials, ensuring investors have the most current details about these specific funds. For investors, this means the fund is maintaining regulatory compliance and providing up-to-date disclosures, which is important for making informed investment decisions.

Why It Matters

This filing ensures that investors in STERLING CAPITAL HEDGED EQUITY PREMIUM INCOME ETF, STERLING CAPITAL MULTI-STRATEGY INCOME ETF, and STERLING CAPITAL NATIONAL MUNICIPAL BOND ETF have access to the most current and accurate information about these funds.

Risk Assessment

Risk Level: low — This is a routine regulatory filing (497) for prospectus updates, indicating normal operational compliance rather than a specific risk event.

Analyst Insight

A smart investor would view this as a routine compliance update, indicating the fund is transparent and adhering to regulatory requirements. No immediate action is required based on this filing alone, but it reinforces the importance of reviewing updated prospectuses for any material changes if considering these ETFs.

Key Numbers

• 2026-03-24 — Filing Date (The date the 497 form was filed and became effective.)
• 0000889284 — CIK (The Central Index Key for STERLING CAPITAL FUNDS, identifying the entity with the SEC.)
• 033-49098 — File No. (The registration statement file number for STERLING CAPITAL FUNDS under the Securities Act of 1933.)

Key Players & Entities

• STERLING CAPITAL FUNDS (company) — the filer of the 497 form
• STERLING CAPITAL HEDGED EQUITY PREMIUM INCOME ETF (company) — one of the ETFs updated in the filing
• STERLING CAPITAL MULTI-STRATEGY INCOME ETF (company) — one of the ETFs updated in the filing
• STERLING CAPITAL NATIONAL MUNICIPAL BOND ETF (company) — one of the ETFs updated in the filing
• 0000889284 (dollar_amount) — CIK of STERLING CAPITAL FUNDS
• 033-49098 (dollar_amount) — File Number for STERLING CAPITAL FUNDS
• 2026-03-24 (dollar_amount) — Filing Date and Effectiveness Date

Forward-Looking Statements

• STERLING CAPITAL FUNDS will continue to make routine regulatory filings to maintain compliance for its ETFs. (STERLING CAPITAL FUNDS) — high confidence, target: 2027-03-24

FAQ

Key Financial Figures

• $510.2 billion — h largest in the world, with assets of C$510.2 billion as of December 31, 2025. Sterling Capit
• $69 billion — 0, 2025, Sterling Capital has more than $69 billion in assets under management. In the sec
• $19.0 million — 2025, the Sub-Adviser had approximately $19.0 million CAD ($13.7 million in USD) in assets un
• $13.7 million — er had approximately $19.0 million CAD ($13.7 million in USD) in assets under management. As

Filing Documents

• fp0098096-3_497.htm (497) — 10KB
• 0001398344-26-005594.txt ( ) — 12KB
• S000097702
• C000267176
• S000097703
• C000267177
• S000097704
• C000267178

From the Filing

CAPITAL NATIONAL MUNICIPAL BOND ETF STERLING CAPITAL MULTI-STRATEGY INCOME ETF STERLING CAPITAL HEDGED EQUITY PREMIUM INCOME ETF SUPPLEMENT DATED MARCH 24, 2026 TO EACH OF THE PROSPECTUS AnD EACH DATED December 8, 2025, AS SUPPLEMENTED FROM TIME TO TIME This Supplement provides new and additional information and supersedes any information to the contrary in each of the Prospectus (“Prospectus”) and Statement of Additional Information (“SAI”) for each of the Sterling Capital National Municipal Bond ETF, Sterling Capital Multi-Strategy Income ETF, and Sterling Capital Hedged Equity Premium Income ETF (the “Funds”) dated December 8, 2025, as may be supplemented from time to time. Sterling Capital Management LLC (“Sterling Capital”) serves as the investment adviser to the each of the Funds. This Supplement provides certain updated information relating to the acquisition of Sterling Capital’s parent company, Guardian Capital Group Limited (“Guardian”). As previously disclosed in the Funds’ Prospectus and SAI, on August 28, 2025, Guardian announced that it had entered into a definitive agreement with Desjardins Global Asset Management Inc. (“DGAM”), a wholly-owned indirect subsidiary of Fédération des caisses Desjardins du Québec (“Desjardins”), to be taken private pursuant to an arrangement whereby DGAM will purchase all of the issued and outstanding shares of Guardian, other than certain Guardian shares held by specific shareholders who entered into equity rollover agreements to exchange certain of their Guardian shares for a combination of cash and shares in the capital of DGAM (the “Transaction”). The closing of the Transaction (the “Closing”) occurred on March 23, 2026. Sterling Capital is now an indirect, wholly-owned subsidiary of Desjardins. It is anticipated that Sterling Capital will continue to operate as a standalone entity. To provide continuity and stability, Sterling Capital’s team of management and senior professionals will continue servicing Sterling Capital’s clients, including the Funds. Pursuant to the requirements of the Investment Company Act of 1940 (“1940 Act”) and the terms of the prior investment advisory agreement between Sterling Capital and the Sterling Capital Funds, on behalf of each Fund (the “Prior Agreement”), and the prior sub-advisory agreement between Sterling Capital and Guardian Capital LP (“Guardian Capital”) with respect to Hedged Equity Premium Income ETF and Multi-Strategy Income ETF (the “Prior Sub-Advisory Agreement”), the Transaction resulted in the automatic termination of the Prior Agreement and Prior Sub-Advisory Agreement. In anticipation of the termination of the Prior Agreement and Prior Sub-Advisory Agreement, the Board of Trustees of the Trust approved a new investment advisory agreement containing substantially similar terms as the current investment advisory agreement with Sterling, including identical advisory fees (the “New Agreement”), and a new sub-advisory agreement between Sterling Capital and Guardian Capital containing substantially similar terms as the current sub-advisory agreement, including identical sub-advisory fees (the “New Sub-Advisory Agreement”), and each Fund’s initial shareholder approved the New Agreement and New Sub-Advisory Agreement. Prospectus and SAI Disclosure Updates: In the section titled “The Investment Adviser” on page 45 of the Prospectus and page 59 of the SAI, the first two paragraphs and first three paragraphs, respectively, are hereby deleted and replaced in their entirety with the following: Sterling Capital Management LLC (“Sterling Capital” or the “Adviser”) is the investment adviser for the Funds. Sterling Capital, located at 4350 Congress Street, Suite 1000, Charlotte, NC 28209, is a North Carolina limited liability company and an indirect, wholly-owned subsidiary of Fédération des caisses Desjardins du Québec (“Desjardins”). Desjardins is the largest financial cooperative in Canada and the eighth largest in the world, with assets of C$510.2 billion as of December 31, 2025. Sterling Capital manages and supervises the investment of the Funds’ assets on a discretionary basis, subject to oversight by the Board of Trustees. Sterling Capital has provided investment management services to corporations, pension and profit sharing plans, trusts, estates and other institutions and individuals since 1970. As of September 30, 2025, Sterling Capital has more than $69 billion in assets under management. In the section titled “Sub-Adviser (Multi-Strategy Income ETF and Hedged Equity Premium Income ETF)” on page 46 of the Prospectus and page 60 of the SAI, the first paragraph is hereby deleted and

View Full Filing

View this 497 filing on SEC EDGAR