GoldenTree Funds File Amended Exemption Application Under '40 Act
| Field | Detail |
|---|---|
| Company | Goldentree Master Strategy Cayman, Ltd. |
| Form Type | 40-APP/A |
| Filed Date | Mar 24, 2026 |
| Risk Level | low |
| Pages | 16 |
| Reading Time | 19 min |
| Sentiment | neutral |
Complexity: moderate
Sentiment: neutral
Topics: regulatory-filing, exemption-application, investment-company-act, fund-management
TL;DR
**GoldenTree funds are seeking regulatory exemptions, which could streamline their operations.**
AI Summary
GoldenTree Master Strategy Cayman, Ltd. and several related GoldenTree entities, including GoldenTree Asset Management LP, filed an amended application (40-APP/A) on March 24, 2026, seeking an exemption and other relief under the Investment Company Act of 1940. This filing, with an accession number of 0001193125-26-122232, indicates that these investment funds are seeking regulatory approval to operate in a manner that might otherwise classify them as investment companies, which would subject them to stricter regulations. For investors, this matters because the outcome could affect the operational flexibility and regulatory burden on these funds, potentially influencing their performance and investment strategies.
Why It Matters
This filing seeks regulatory relief for GoldenTree funds, which could impact their operational structure and compliance costs, ultimately affecting their ability to generate returns for investors.
Risk Assessment
Risk Level: low — This filing is an administrative amendment seeking an exemption, not indicating any immediate financial distress or significant operational change.
Analyst Insight
An investor should monitor the outcome of this exemption application, as its approval or denial could influence the operational flexibility and regulatory costs of the GoldenTree funds, potentially affecting their long-term performance.
Key Numbers
- 0001193125-26-122232 — SEC Accession No. (Unique identifier for this specific filing)
- 812-15904-73 — File No. for GoldenTree High Yield Value Partners, L.P. (Specific file number for one of the applicants)
- 2026-03-24 — Accepted Date (Date the filing was officially accepted by the SEC)
Key Players & Entities
- GoldenTree Master Strategy Cayman, Ltd. (company) — Filer of the 40-APP/A
- GoldenTree High Yield Value Partners, L.P. (company) — Filer of the 40-APP/A
- GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE LP (company) — Filer of the 40-APP/A
- GOLDENTREE ASSET MANAGEMENT LP (company) — Filer of the 40-APP/A and investment manager
- GoldenTree Offshore Fund, Ltd. (company) — Filer of the 40-APP/A
- GoldenTree Partners, L.P. (company) — Filer of the 40-APP/A
- GoldenTree Credit Opportunities, L.P. (company) — Filer of the 40-APP/A
- Investment Company Act of 1940 (law) — Act under which the exemption is sought
- March 24, 2026 (date) — Filing Date
FAQ
What is the purpose of the 40-APP/A filing by GoldenTree Master Strategy Cayman, Ltd. and its affiliates?
The 40-APP/A filing is an 'Application for exemption and other relief filed under the Investment Company Act of 1940.' This means GoldenTree and its related entities are seeking permission from the SEC to operate in a way that might otherwise fall under the strict regulations of the Investment Company Act of 1940.
When was this specific 40-APP/A filing submitted and accepted by the SEC?
The filing was submitted on March 24, 2026, and was accepted by the SEC on the same date, March 24, 2026, at 17:23:44.
Which specific GoldenTree entities are listed as filers in this document?
The filers listed include GoldenTree Master Strategy Cayman, Ltd., GoldenTree High Yield Value Partners, L.P., GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE LP, GOLDENTREE ASSET MANAGEMENT LP, GoldenTree Offshore Fund, Ltd., GoldenTree Partners, L.P., and GoldenTree Credit Opportunities, L.P.
What is the business address for GoldenTree Asset Management LP as stated in the filing?
The business address for GOLDENTREE ASSET MANAGEMENT LP is 300 PARK AVENUE, 21ST FLOOR, NEW YORK NY 10022.
What is the CIK number for GoldenTree Master Strategy Cayman, Ltd.?
The CIK number for GoldenTree Master Strategy Cayman, Ltd. is 0002117029, as indicated in the title of the filing.
Filing Stats: 4,694 words · 19 min read · ~16 pages · Grade level 15.1 · Accepted 2026-03-24 17:23:44
Filing Documents
- d112448d40appa.htm (40-APP/A) — 345KB
- g112448logo.jpg (GRAPHIC) — 4KB
- 0001193125-26-122232.txt ( ) — 440KB
From the Filing
40-APP/A File No. 812-15904 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of the Application of: GOLDENTREE OPPORTUNISTIC CREDIT FUND; GOLDENTREE ASSET MANAGEMENT CREDIT ADVISOR LLC; GOLDENTREE ASSET MANAGEMENT LP; GOLDENTREE OPPORTUNISTIC CREDIT FUND CAYMAN LP; GOLDENTREE OPPORTUNISTIC CREDIT FUND CAYMAN LLC; AFWAH FUND LP; AFWAH FUND TAC OPPS LP; AFWAH MASTER FUND LP; CLARENCE FUND LP; CLARENCE MASTER FUND LP; COPPER FUND LP; COPPER MASTER FUND LP; FINANCIAL GUARANTEE UK LIMITED; GINKGO TREE, LLC; GLM EUR BAR WH DAC; GLM EUR CB WH DAC; GLM EUR MS WH DAC; GLM LP; GLM MS WH, LTD.; GN3 SIP LTD; GN3 SIP, L.P.; GOLDENTREE 2004 TRUST; GOLDENTREE 2017 K-SC, LTD; GOLDENTREE ASSET MANAGEMENT LUX LLC; GOLDENTREE CO-INVEST FUND II LP; GOLDENTREE CO-INVEST FUND II LTD.; GOLDENTREE CO-INVEST MASTER FUND II LTD.; GOLDENTREE CORAL PARTNERS FUND LP; GOLDENTREE CREDIT OPPORTUNITIES MASTER FUND, LTD.; GOLDENTREE CREDIT OPPORTUNITIES, LP; GOLDENTREE CREDIT OPPORTUNITIES, LTD.; GOLDENTREE DISTRESSED DEBT FUND (CAYMAN) LP; GOLDENTREE DISTRESSED DEBT FUND LP; GOLDENTREE DISTRESSED DEBT MASTER (ECI) FUND LP; GOLDENTREE DISTRESSED DEBT MASTER FUND LP; GOLDENTREE DISTRESSED FUND 2014 (CAYMAN) LP; GOLDENTREE DISTRESSED FUND 2014 LP; GOLDENTREE DISTRESSED FUND III (CAYMAN) LP; GOLDENTREE DISTRESSED FUND III LP; GOLDENTREE DISTRESSED FUND IV (CAYMAN) LP; GOLDENTREE DISTRESSED FUND IV LP; GOLDENTREE DISTRESSED MASTER (ECI) FUND 2014 LP; GOLDENTREE DISTRESSED MASTER (ECI) FUND III LP; GOLDENTREE DISTRESSED MASTER FUND 2014 LTD.; GOLDENTREE DISTRESSED MASTER FUND III LTD; GOLDENTREE DISTRESSED MASTER FUND IV LTD.; GOLDENTREE DISTRESSED ONSHORE MASTER FUND III LP; GOLDENTREE DISTRESSED PARALLEL FUND III LP; GOLDENTREE EMERGING MARKETS ICAV; GOLDENTREE EMERGING MARKETS LP; GOLDENTREE EMERGING MARKETS MASTER FUND ICAV; GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE (STRATEGIC) LTD.; GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE LP; GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE PLC; GOLDENTREE HIGH YIELD VALUE MASTER FUND ICAV; GOLDENTREE HIGH YIELD VALUE MASTER UNIT TRUST; GOLDENTREE HIGH YIELD VALUE PARTNERS, L.P.; GOLDENTREE INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, LP; GOLDENTREE LOAN MANAGEMENT (OFFSHORE FEEDER), LP; GOLDENTREE LOAN MANAGEMENT (US FEEDER), LP; GOLDENTREE LOAN MANAGEMENT II (OFFSHORE FEEDER) LP; GOLDENTREE LOAN MANAGEMENT II (US FEEDER) LP; GOLDENTREE LOAN MANAGEMENT II, LP; GOLDENTREE LOAN MANAGEMENT III (OFFSHORE FEEDER) LP; GOLDENTREE LOAN MANAGEMENT III (US FEEDER) LP; GOLDENTREE LOAN MANAGEMENT III, LP; GOLDENTREE LOAN MANAGEMENT, LP; GOLDENTREE LOAN OPPORTUNITIES IX, LTD.; GOLDENTREE LOAN OPPORTUNITIES X, LTD.; GOLDENTREE LOAN OPPORTUNITIES XI, LTD.; GOLDENTREE LOAN OPPORTUNITIES XII, LTD.; GOLDENTREE MASTER FUND, LTD.; GOLDENTREE MULTI-SECTOR MASTER FUND ICAV; GOLDENTREE MULTI-SECTOR OPPORTUNISTIC FUND, LP; GOLDENTREE MULTI SECTOR-C LP; GOLDENTREE MULTI-SECTOR CAYMAN LTD.; GOLDENTREE MULTI-SECTOR CUSTOM FUND I (CAYMAN) LP; GOLDENTREE MULTI-SECTOR CUSTOM FUND I LP; GOLDENTREE MULTI-SECTOR FUND OFFSHORE ERISA, LTD.; GOLDENTREE MULTI-SECTOR, LP; GOLDENTREE NJ DISTRESSED FUND 2015 LP; GOLDENTREE OFFSHORE FUND, LTD.; GOLDENTREE OFFSHORE INTERMEDIATE FUND, LP; GOLDENTREE PARTNERS, LP; GOLDENTREE PC COMINGLED OFFSHORE SPC LTD.- SEGREGATED PORTFOLIO 1; GOLDENTREE PRIVATE CREDIT FUND (CAYMAN) FT LP; GOLDENTREE PRIVATE CREDIT FUND (CAYMAN) FT UL LP; GOLDENTREE PRIVATE CREDIT FUND (CAYMAN) LP; GOLDENTREE PRIVATE CREDIT MASTER FUND II (A) LP; GOLDENTREE PRIVATE CREDIT MASTER FUND II (A) UL LP; GOLDENTREE PRIVATE CREDIT MASTER FUND II (B) LP; GOLDENTREE PRIVATE CREDIT MASTER FUND II (B) UL LP; GOLDENTREE PRIVATE CREDIT FUND II (CAYMAN) FT LP; GOLDENTREE PRIVATE CREDIT FUND II (CAYMAN) FT UL LP; GOLDENTREE PRIVATE CREDIT FUND II (CAYMAN) LP; GOLDENTREE PRIVATE CREDIT FUND II (CAYMAN) UL LP; GOLDENTREE PRIVATE CREDIT FUND II EUR FEEDER LP; GOLDENTREE PRIVATE CREDIT FUND II LP; GOLDENTREE PRIVATE CREDIT FUND II UL LP; GOLDENTREE PRIVATE CREDIT FUND RN UL LP; GOLDENTREE PRIVATE CREDIT MASTER FUND (A) UL LP; GOLDENTREE PRIVATE CREDIT MASTER FUND (A) LP; GOLDENTREE PRIVATE CREDIT MASTER FUND (B) LP; GOLDENTREE STRUCTURED PRODUCTS FUND VII (2020) (CAYMAN) LP; GOLDENTREE STRUCTURED PRODUCTS MASTER FUND VII (2020) LP; GOLDENTREE STRUCTURED PRODUCTS OPPORTUNITIES FUND 2013, LP; GOLDENTREE STRUCTURED PRODUCTS OPPORTUNITIES FUND 2013, LTD.; GOLDENTREE SELECT OFFSHORE FUND, LTD.; GOLDENTREE SELECT OFFSHORE INTERMEDIATE FUND, LP; GOLDENTREE SELECT PARTNERS, LP; GOLDENTREE STRUCTURED PRODUCTS - C II CO-INVEST LP; GOLDENTREE STRUCTURED PRODUCTS - C LP; GOLDENTREE STRUCTURED PRODUCTS - C II LP; GOLDENTREE STRUCTURED PRODUCTS OPPORTUNITIES DOMESTIC FUND EXTENSION HOLDINGS LLC; GOLDENTREE STRUCTURED PRODUCTS OPPORTUNITIES FUND EXTENSION HOLDINGS LLC; GOLDENTREE STRUCTURED PRODUCTS OPPORTUNITIES OFFSHORE FUND EXTENSION HOLDINGS LLC; GOLDENTREE TACTICAL OPPORTUNITIES MASTER FUND (OFFSHORE A) I L