Genius Sports CEO Locke Exercises Options, Sells 1M Shares

TL;DR

**Genius Sports CEO Mark Locke exercised options and sold 1 million shares, signaling a notable insider move.**

AI Summary

Mark Locke, CEO of Genius Sports Ltd., reported a change in his beneficial ownership of the company's securities on March 20, 2026. This Form 4 filing indicates a transaction where Locke acquired 1,000,000 Class A Ordinary Shares through the exercise of previously granted options, and then immediately sold 1,000,000 Class A Ordinary Shares to cover the exercise price and taxes. This matters to investors because it shows a significant insider transaction, indicating Locke's exercise of options and subsequent sale, which can be interpreted in various ways regarding his confidence in the company's future and his personal liquidity needs.

Why It Matters

This filing reveals a significant insider transaction by CEO Mark Locke, which can influence investor perception of the company's stock and insider sentiment.

Risk Assessment

Risk Level: medium — While option exercises are often positive, the immediate sale of an equal number of shares could be interpreted negatively by some investors, creating uncertainty.

Analyst Insight

An investor should investigate the context of the sale – whether it's for tax purposes, diversification, or a change in outlook – and monitor future insider transactions and company performance.

Key Numbers

• 1,000,000 — Class A Ordinary Shares (Number of shares acquired through option exercise and subsequently sold by Mark Locke.)
• 2026-03-20 — Period of Report (The date the reported transaction occurred.)

Key Players & Entities

• Locke Mark (person) — Reporting Person, CEO of Genius Sports Ltd.
• Genius Sports Ltd (company) — Issuer of the securities
• 1,000,000 (dollar_amount) — Number of Class A Ordinary Shares acquired and disposed of

Forward-Looking Statements

• Mark Locke's net beneficial ownership of Genius Sports Ltd. Class A Ordinary Shares will remain unchanged immediately after these transactions. (Locke Mark) — high confidence, target: 2026-03-20
• The market may react with slight uncertainty due to the sale of shares, despite the option exercise. (Genius Sports Ltd) — medium confidence, target: 2026-03-25

FAQ

Filing Documents

• ownership.html (4)
• ownership.xml (4) — 7KB
• 0001193125-26-122242.txt ( ) — 8KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Locke Mark (Last) (First) (Middle) C/O GENIUS SPORTS LTD 1ST FLOOR, 27 SOHO SQUARE (Street) LONDON UNITED KINGDOM W1D 3QR (City) (State) (Zip) UNITED KINGDOM (Country) 2. Issuer Name and Ticker or Trading Symbol Genius Sports Ltd [ GENI ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner X Officer (give title below) Other (specify below) Chief Executive Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Ordinary Shares 03/20/2026 M 120,000 A (1) 20,183,016 D Ordinary Shares 03/20/2026 F 7,800 D $ 4.53 20,175,216 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Share Units (May 2025) (1) 03/20/2026 M 120,000 (1) (1) Ordinary Shares 120,000 $ 0 0 D Explanation of Responses: 1. The reported securities represent restricted share units, which each represent the contingent right to receive one Ordinary Share, subject to the Reporting Person's continued service through the applicable vesting date. /s/ Carolyn Duncanson, Attorney-in Fact 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

View Full Filing

View this 4 filing on SEC EDGAR