CRANDALL AMENDS BARINGS CORPORATE INVESTORS OWNERSHIP FILING

TL;DR

**Insider Crandall just updated his ownership filing for Barings Corporate Investors.**

AI Summary

This 4/A filing, an amendment to a previous Form 4, indicates that Roger W. Crandall, associated with Barings LLC, has updated his statement of beneficial ownership of securities in Barings Corporate Investors (CIK: 0000275694). The filing was made on March 24, 2026, for a period of report ending March 20, 2026. This matters to investors because it provides updated information on an insider's holdings, which can signal their confidence in the company's future performance.

Why It Matters

Updated insider ownership filings provide transparency into how key individuals are adjusting their stakes, which can influence investor sentiment.

Risk Assessment

Risk Level: low — This is an amendment to a routine insider ownership filing, which typically carries low direct risk.

Analyst Insight

Investors should monitor the content of the amended Form 4 to understand the specific changes in Roger W. Crandall's beneficial ownership, as this could provide insight into his updated view on Barings Corporate Investors.

Key Players & Entities

• CRANDALL ROGER W (person) — Reporting owner
• BARINGS CORPORATE INVESTORS (company) — Issuer of securities
• BARINGS LLC (company) — Associated with the reporting owner's address
• MASSACHUSETTS MUTUAL LIFE INSURANCE CO (company) — Associated with the issuer's mailing address
• 2026-03-24 (date) — Filing Date
• 2026-03-20 (date) — Period of Report

FAQ

Filing Documents

• doc4a.html (4/A)
• doc4a.xml (4/A) — 3KB
• 0001225208-26-003984.txt ( ) — 5KB

From the Filing

SEC FORM 4/A SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * CRANDALL ROGER W (Last) (First) (Middle) C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 (Street) CHARLOTTE NORTH CAROLINA 28202 (City) (State) (Zip) UNITED STATES (Country) 2. Issuer Name and Ticker or Trading Symbol BARINGS CORPORATE INVESTORS [ MCI ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner Officer (give title below) X Other (specify below) Adviser Board Member 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) 03/24/2026 Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Barings Non-Qualified Thrift Plan (1) (1) (1) Common Shares ("Shares of Beneficial Interest") 345,425.1801 345,425.1801 D Explanation of Responses: 1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Remarks: Amending Form 4 to reflect holdings in the Barings Non qualified deferred compensation plan that was received through DRIPs. Stacy Standridge, as Attorney-in-fact 03/24/2026 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. * Form 4: SEC 1474 (03-26)

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