TMC Insider Craig Shesky Files Form 4 on March 24, 2026

TL;DR

**TMC insider Craig Shesky filed a Form 4, signaling potential ownership changes.**

AI Summary

This Form 4 filing indicates that Craig Shesky, a reporting person for TMC the metals Co Inc., filed a statement of changes in beneficial ownership of securities on March 24, 2026, for a period ending March 20, 2026. While the filing itself doesn't detail specific transactions, it signals that Shesky's ownership stake in TMC may have changed. This matters to investors because changes in ownership by key insiders like Shesky can sometimes signal their confidence (or lack thereof) in the company's future prospects, potentially influencing stock price.

Why It Matters

This filing alerts investors to potential changes in insider ownership at TMC the metals Co Inc., which can be a signal of management's view on the company's value.

Risk Assessment

Risk Level: low — This filing is purely administrative and does not inherently indicate a high risk, but rather a disclosure of potential activity.

Analyst Insight

An investor should monitor subsequent filings or news from TMC the metals Co Inc. to understand the specific transactions (e.g., buy, sell, grant) that prompted this Form 4, as this filing only indicates a disclosure, not the details of the transaction itself.

Key Players & Entities

• Shesky Craig (person) — Reporting Person for TMC the metals Co Inc.
• TMC the metals Co Inc. (company) — Issuer of the securities
• 0001874308 (person) — CIK of Craig Shesky
• 0001798562 (company) — CIK of TMC the metals Co Inc.

FAQ

Filing Documents

• tm269704-1_4seq1.html (4)
• tm269704-1_4seq1.xml (4) — 15KB
• 0001104659-26-033976.txt ( ) — 17KB

From the Filing

SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).    Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. 1. Name and Address of Reporting Person * Shesky Craig (Last) (First) (Middle) C/O TMC THE METALS COMPANY INC., 1111 WEST HASTINGS STREET, 15TH FLOOR (Street) VANCOUVER V6E 2J3 (City) (State) (Zip) BRITISH COLUMBIA, CANADA (Country) 2. Issuer Name and Ticker or Trading Symbol TMC the metals Co Inc. [ TMC ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Chief Financial Officer 2a. Foreign Trading Symbol 3. Date of Earliest Transaction (Month/Day/Year) 03/20/2026 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person 4. If Amendment, Date of Original Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Shares 03/20/2026 M 187,662 (1) A $ 0.00 1,396,583 D Common Shares 03/20/2026 M 166,502 (2) A $ 0.00 1,563,085 D Common Shares 03/20/2026 M 208,375 (3) A $ 0.00 1,771,460 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units (4) 03/20/2026 M 187,662 (5) (5) Common Shares 187,662 $ 0.00 0 D Restricted Stock Units (4) 03/20/2026 M 166,502 (6) (6) Common Shares 166,502 $ 0.00 166,501 D Restricted Stock Units (4) 03/20/2026 M 208,375 (7) (7) Common Shares 208,375 $ 0.00 416,750 D Explanation of Responses: 1. Consists of restricted stock units ("RSUs") that converted to common shares on a one-to-one basis. The RSUs were granted on March 20, 2023 and 1/3 vested on March 20, 2024, 1/3 vested on March 20, 2025 and 1/3 vested on March 20, 2026. 2. Consists of RSUs that converted to common shares on a one-to-one basis. The RSUs were granted on March 20, 2024 and 1/3 vested on March 20, 2025 and 1/3 vested on March 20, 2026. The remaining RSUs will vest, subject to continued service through the vesting date, 1/3 of the total award on March 20, 2027. 3. Consists of RSUs that converted to common shares on a one-to-one basis. The RSUs were granted on March 20, 2025 and 1/3 vested on March 20, 2026. The remaining RSUs will vest as follows, subject to continued service through each vesting date: 1/3 of the total award on March 20, 2027 and the remaining amount on March 20, 2028. 4. Each RSU represents the right to receive one common share upon vesting. 5. The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three-year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "2023 Grant Date"), 1/3 on the second anniversary of the 2023 Grant Date and 1/3 on the third anniversary of the 2023 Grant Date. All of the RSUs have vested and have been settled as of the date hereof. 6. The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three-year period as follows, subje

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